FOLIOBEYOND, LLC
Adviser information for FOLIOBEYOND, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $73.4M |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $73.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 6 | $5.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $58.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $688,000 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $9.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsRISK-ADJUSTED ADVICE (USING AN INTERNET PLATFORM ONLY) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113952 |
|---|---|
| SEC ERA File Number | 801-113952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298234 |
| Legal Entity Identifier | None |
Principal Office
1050 PARK AVENUESUITE 6A
NEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 212-397-7539, Fax: None
Websites
Chief Compliance Officer
YUNG CHAN LIM
CEO, CIO
1050 PARK AVENUE
SUITE 6A
NEW YORK
NY
United States
Tel:
917-892-9075
Y***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TREESDALE PARTNERS, LLC | Domestic Entity | – | OWNER/MEMBER | 12/2017 | 25-50% |
| ISPD, INC. | Domestic Entity | – | OWNER/MEMBER | 07/2018 | 10-25% |
| LIM, YUNG, CHAN | Individual | TREESDALE PARTNERS, LLC | OWNER/MEMBER | 10/2002 | > 75% |
| LIM, YUNG, CHAN | Individual | – | CHIEF EXECUTIVE OFFICER, CO-CIO, CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| VARMA, SAMIR | Individual | – | QUANTITATIVE MODELING CONSULTANT | 12/2017 | < 5% |
| VARMA, SAMIR | Individual | ISPD, INC. | OWNER | 08/2002 | > 75% |
| LUCACI, GEORGE, PETER | Individual | – | GLOBAL HEAD OF DISTRIBUTION | 05/2021 | 5-10% |
| SMITH, DEAN, THOMAS | Individual | – | CHIEF STRATEGIST | 12/2017 | 10-25% |
| Harrington, Robert, Jon | Individual | – | CHIEF TECHNOLOGY OFFICER | 12/2017 | 5-10% |
| Parasher, Neeraj, Singh | Individual | – | OWNER | 12/2024 | 5-10% |