ARBOUR LANE CAPITAL MANAGEMENT LP
Adviser information for ARBOUR LANE CAPITAL MANAGEMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $5.7B |
| Non-Discretionary | 1 | $89.7M |
| Total | 12 | $5.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $5.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $89.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR A MANAGED ACCOUNT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113962 |
|---|---|
| SEC ERA File Number | 801-113962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298198 |
| Legal Entity Identifier | None |
Principal Office
700 CANAL STREET4TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: (212) 231-8763, Fax: None
Websites
Chief Compliance Officer
MARISA KODES
700 CANAL STREET
4TH FLOOR
STAMFORD
CT
United States
Tel:
(212) 231-8763
M*****@*********M
(Full email address available in API data)
Regulatory Contact
KENNETH DOUGLAS HOFFMAN
PARTNER/DIRECTOR OF RESEARCH & STRATEGY
700 CANAL STREET
4TH FLOOR
STAMFORD
CT
United States
Tel:
203-487-8563
K*******@*********M
(Full email address available in API data)
Industry Affiliates
| ARBOUR LANE - HIWASSEE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBOUR LANE - TX GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBOUR LANE FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBOUR LANE FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARBOUR LANE PIA LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARBOUR LANE - HIWASSEE, LP. | Hedge Fund | $249.3M | $0.0M | 2 |
| ARBOUR LANE - TX, L.P. | Hedge Fund | $438.0M | $20.0M | 2 |
| ARBOUR LANE CREDIT OPPORTUNITY FUND II, L.P. | Private Equity Fund | $2,313.1M | $0.1M | 50 |
| ARBOUR LANE CREDIT OPPORTUNITY FUND III, L.P. | Private Equity Fund | $2,593.2M | $0.0M | 97 |
| ARBOUR LANE OASIS FUND, L.P. | Hedge Fund | $70.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALANTER, DAN, LORIN | Individual | – | PARTNER AND MANAGER | 01/2018 | 10-25% |
| FRANZ, ROBERT, JOSEPH | Individual | – | PARTNER, MANAGER AND CHIEF INVESTMENT OFFICER | 01/2018 | 25-50% |
| HOFFMAN, KENNETH, DOUGLAS | Individual | – | PARTNER, MANAGER, DIRECTOR OF RESEARCH AND STRATEGY | 01/2018 | 10-25% |
| ROBERT J. FRANZ 2016 FAMILY TRUST | Domestic Entity | – | PARTNER | 01/2018 | 10-25% |
| KENNETH HOFFMAN 2016 FAMILY TRUST | Domestic Entity | – | PARTNER | 01/2018 | 10-25% |
| HOFFMAN, WILLIAM, LEWIS | Individual | KENNETH HOFFMAN 2016 FAMILY TRUST | TRUSTEE OF KENNETH HOFFMAN 2016 FAMILY TRUST | 12/2016 | |
| HOFFMAN, MERYL, COOPER | Individual | KENNETH HOFFMAN 2016 FAMILY TRUST | TRUSTEE OF KENNETH HOFFMAN 2016 FAMILY TRUST | 12/2016 | |
| FRANZ, ROBERT, WILLIAM | Individual | ROBERT J. FRANZ 2016 FAMILY TRUST | TRUSTEE OF ROBERT J. FRANZ 2016 FAMILY TRUST | 12/2016 | |
| FRANZ, JILL, STILES | Individual | ROBERT J. FRANZ 2016 FAMILY TRUST | TRUSTEE OF ROBERT J. FRANZ 2016 FAMILY TRUST | 12/2016 | |
| KODES, MARISA, CHERNOFF | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |
| PEREGOLISE, MATTHEW, HAYES | Individual | – | CHIEF FINANCIAL OFFICER | 06/2023 | < 5% |
| ALCM GP, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2018 | < 5% |
| FRANZ, ROBERT, JOSEPH | Individual | ALCM GP, LLC | MEMBER | 01/2018 | 25-50% |
| HOFFMAN, KENNETH, DOUGLAS | Individual | ALCM GP, LLC | MEMBER | 01/2018 | 25-50% |
| GALANTER, DAN, LORIN | Individual | ALCM GP, LLC | MEMBER | 01/2018 | 25-50% |