CATCH CAPITAL MANAGEMENT, LLC
Adviser information for CATCH CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,807 | $2.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3,807 | $2.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,773 | $2.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 2.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CATCH MANAGED ASSETS PROGRAM | CATCH CAPITAL MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-113964 |
|---|---|
| SEC ERA File Number | 801-113964 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294056 |
| Legal Entity Identifier | None |
Principal Office
15-17 W 18TH STREET6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (833) 202-2011, Fax: None
Websites
Chief Compliance Officer
KRISTEN ANDERSON
VICE PRESIDENT/CHIEF OPERATIONS OFFICER
15-17 W 18TH STREET
6TH FLOOR
NEW YORK
NY
United States
Tel:
(833) 202-2011
K******@*******O
(Full email address available in API data)
Regulatory Contact
ANDREW AMBROSINO
MANAGING MEMBER/PRESIDENT
15-17 W 18TH STREET
6TH FLOOR
NEW YORK
NY
United States
Tel:
(877) 266-6759
A*****@*******O
(Full email address available in API data)
Industry Affiliates
| CATCH INSURANCE LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ambrosino, Andrew, James | Individual | – | MANAGING MEMBER/PRESIDENT | 07/2018 | < 5% |
| ANDERSON, KRISTEN | Individual | – | VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 07/2018 | < 5% |
| CATCH FINANCIAL, INC. | Domestic Entity | – | OWNER | 07/2018 | > 75% |
| ANDERSON, KRISTEN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |