PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)
Adviser information for PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 103 | $9.0M |
| Non-Discretionary | 186 | $102.7M |
| Total | 289 | $111.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $55.1M |
| HNW Individuals | 164 | $33.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $10.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $12.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesNEGOTIABLE FEES |
Identifiers
| SEC RIA File Number | 801-113976 |
|---|---|
| SEC ERA File Number | 801-113976 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109965 |
| Legal Entity Identifier | None |
Principal Office
2020 LINE AVENUESHREVEPORT
LA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 318-221-7526, Fax: 318-221-7527
Chief Compliance Officer
DIANA DECHARLES
MANAGER
2020 LINE AVENUE
SHREVEPORT
LA
United States
Tel:
318-221-7526
Fax:
318-221-7527
D*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DECHARLES, DIANA, MARIE | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 01/1996 | > 75% |
| DECHARLES, CHRISTINA, M | Individual | – | PARTNER | 09/2004 | 10-25% |