Hedge Fund Database

APERTURE INVESTORS, LLC

Adviser information for APERTURE INVESTORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 65
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $4.8B
Non-Discretionary 0 $0
Total 19 $4.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 19 $4.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 95

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-113983
SEC ERA File Number 801-113983
SEC CIK Numbers 1787596
SEC CRD Numbers 295468
Legal Entity Identifier 549300SWL8EGVNTT6U07

Principal Office

250 WEST 55TH STREET
30TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-521-5180, Fax: None

Websites

www.linkedin.com/company/aperture-investors/ apertureinvestors.com

Chief Compliance Officer

RYAN SCOTT MACDONALD
CHIEF COMPLIANCE OFFICER
250 WEST 55TH STREET
30TH FLOOR
NEW YORK
NY
United States
Tel: 212-521-5193
(Full email address available in API data)

Regulatory Contact

THOMAS DARRYL SPADACCINI
CHIEF OPERATING OFFICER
WEST 55TH STREET
250
NEW YORK
NY
United States
Tel: 212-521-5182
(Full email address available in API data)

Industry Affiliates

AEREF MANAGEMENT, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
APERTURE DISCOVER FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
APERTURE ENDEAVOUR EQUITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
APERTURE ENHANCED CREDIT OPPORTUNITIES FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
APERTURE INTERNATIONAL EQUITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
APERTURE INVESTORS UK LTD Other investment adviser, including financial planners
APERTURE VALUE CREDIT FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
ASSICURAZIONI GENERALI S.P.A. Insurance company or agency
GENERALI INVESTMENTS LUXEMBOURG S.A. Sponsor, GP, manager of pooled investment vehicles
GENERALI INVESTMENTS PARTNERS SGR S.P.A Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
APERTURE DISCOVER MASTER FUND, LP Hedge Fund $293.3M $1.0M 4

Control Persons

Name Type Entity Title Since Ownership
KRAUS, PETER, STEVEN Individual – CHAIRMAN, CEO, MANAGING MEMBER 03/2018 25-50%
O'CONNOR, JAMES, KENNETH Individual – PRESIDENT 11/2022 < 5%
GENERALI ALPHA CORP Domestic Entity – MEMBER 08/2018 50-75%
GENERALI INVESTMENT HOLDINGS SPA Foreign Entity GENERALI ALPHA CORP OWNER, GENERALI ALPHA CORP 08/2018 > 75%
GENERALI FRANCE SA Foreign Entity GENERALI INVESTMENT HOLDINGS SPA OWNER, GENERALI INVESTMENT HOLDINGS SPA 08/2018 25-50%
ASSICURAZONI GENERALI S.P.A Foreign Entity GENERALI INVESTMENT HOLDINGS SPA OWNER, GENERALI INVESTMENT HOLDINGS SPA 08/2018 50-75%
SPADACCINI, THOMAS, DARRYL Individual – CHIEF OPERATING OFFICER 11/2022 < 5%
MACDONALD, RYAN, SCOTT Individual – CHIEF COMPLIANCE OFFICER 11/2022 < 5%
CURTIN, THOMAS, JOSEPH Individual – CHIEF FINANCIAL OFFICER 02/2023 < 5%
FREEMAN, BENJAMIN, JEFFREY Individual – GENERAL COUNSEL 01/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202526 on 7/8/201939 on 3/16/202039 on 6/26/202048 on 3/29/202158 on 3/29/202258 on 11/28/202260 on 3/30/202365 on 3/28/2024

RAUM, Historic

5B3B020192020202120222023202420251054909165 on 7/8/20191912083577 on 3/16/20201912083577 on 6/26/20203436868925 on 3/29/20214425357711 on 3/29/20224425357711 on 11/28/20224587325175 on 3/30/20234762409796 on 3/28/2024

No. Clients, Historic

2010020192020202120222023202420252 on 7/8/20197 on 3/16/20207 on 6/26/20209 on 3/29/202110 on 3/29/202210 on 11/28/202210 on 3/30/202319 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 3M 34K –
ACV AUCTIONS INC COM CL A 24M 1M –
ALCON AG ORD SHS 3M 36K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 3M 38K –
AMAZON COM INC COM 8M 40K –
API GROUP CORP COM STK 14M 361K –
ARHAUS INC COM CL A 23M 1M –
ASTRAZENECA PLC SPONSORED ADR 3M 34K –
ATMUS FILTRATION TECHNOLOGIE COM 4M 126K –
AVIDXCHANGE HOLDINGS INC COM 15M 1M –
BEACON ROOFING SUPPLY INC COM 754K 8K –
BRUNSWICK CORP COM 6M 80K –
BURFORD CAP LTD ORD SHS 4M 294K –
BURFORD CAP LTD ORD SHS 2M 155K –
CAVA GROUP INC COM 18M 199K –
CHEVRON CORP NEW COM 3M 22K –
CLEAN HARBORS INC COM 24M 105K –
COCA-COLA EUROPACIFIC PARTNE SHS 4M 57K –
CONSTELLATION ENERGY CORP COM 2M 10K –
CRH PLC ORD 9M 122K –
CYBERARK SOFTWARE LTD SHS 30M 111K –
DESCARTES SYS GROUP INC COM 23M 236K –
DOORDASH INC CL A 4M 37K –
DOUBLEVERIFY HLDGS INC COM 7M 350K –
ENPRO INC COM 23M 161K –
FEDERAL SIGNAL CORP COM 21M 254K –
FREEPORT-MCMORAN INC CL B 4M 83K –
FTAI AVIATION LTD SHS 2M 23K –
GFL ENVIRONMENTAL INC SUB VTG SHS 996K 26K –
GITLAB INC CLASS A COM 11M 225K –
GXO LOGISTICS INCORPORATED COMMON STOCK 3M 54K –
HDFC BANK LTD SPONSORED ADS 7M 106K –
ICICI BANK LIMITED ADR 6M 210K –
INTERCONTINENTAL EXCHANGE IN COM 5M 39K –
INTERCONTINENTAL HOTELS GROU SPONSORED ADS 2M 16K –
LINDBLAD EXPEDITIONS HLDGS I COM 14M 1M –
LINDE PLC SHS 4M 9K –
LINDE PLC SHS 9M 20K –
LITTELFUSE INC COM 845K 3K –
LOGITECH INTL S A SHS 8M 85K –
MAPLEBEAR INC COM 2M 57K –
MASTERCARD INCORPORATED CL A 3M 7K –
MEDTRONIC PLC SHS 5M 64K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 7M 17K –
MIRION TECHNOLOGIES INC COM CL A 2M 220K –
MKS INSTRS INC COM 26M 200K –
NASDAQ INC COM 3M 52K –
NATERA INC COM 9M 88K –
NOBLE CORP PLC ORD SHS A 3M 73K –
NOVO-NORDISK A S ADR 8M 54K –
NVIDIA CORPORATION COM 16M 130K –
NVIDIA CORPORATION COM 4M 32K –
OPTION CARE HEALTH INC COM NEW 13M 477K –
PDD HOLDINGS INC SPONSORED ADS 2M 15K –
PRIMO WATER CORPORATION COM 6M 265K –
RH COM 9M 36K –
RUBRIK INC. CL A 9M 301K –
RXO INC COMMON STOCK 2M 76K –
S&P GLOBAL INC COM 4M 8K –
SALESFORCE INC COM 4M 15K –
SAP SE SPON ADR 5M 24K –
SHAKE SHACK INC CL A 17M 192K –
SIX FLAGS ENTMT CORP NEW COM 2M 54K –
SKYLINE CHAMPION CORPORATION COM 13M 192K –
SONY GROUP CORP SPONSORED ADR 12M 138K –
SPOTIFY TECHNOLOGY S A SHS 3M 10K –
SPOTIFY TECHNOLOGY S A SHS 12M 38K –
STELLANTIS N.V SHS 3M 143K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 8K –
TESLA INC COM 5M 23K –
TRADEWEB MKTS INC CL A 6M 59K –
TREX CO INC COM 24M 329K –
UBER TECHNOLOGIES INC COM 2M 23K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 12M 263K –
VANGUARD STAR FDS VG TL INTL STK F 22M 371K –
VERTEX INC CL A 30M 818K –
VESTIS CORPORATION COM SHS 11M 866K –
VISTRA CORP COM 2M 29K –
WESTERN DIGITAL CORP. COM 2M 22K –
XPO INC COM 2M 17K –
YUM CHINA HLDGS INC COM 4M 116K –