Hedge Fund Database

CAPITAL WEALTH ALLIANCE, LLC

Adviser information for CAPITAL WEALTH ALLIANCE, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,348 $235.5M
Non-Discretionary 0 $0
Total 1,348 $235.5M

Clients

Type Number RAUM
Individuals 460 $154.1M
HNW Individuals 39 $81.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-113992
SEC ERA File Number 801-113992
SEC CIK Numbers 1803277
SEC CRD Numbers 298257
Legal Entity Identifier None

Principal Office

17015 NORTH SCOTTSDALE ROAD
SUITE 250
SCOTTSDALE
AZ
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 480-948-7590, Fax: 480-948-6998

Websites

www.capitalwealthalliance.com www.tdc.financial/ www.instagram.com/terrycoxtdc/ www.facebook.com/terrycoxtdcfinancial www.linkedin.com/in/topfinancialadvisorscottsdale/ www.linkedin.com/in/topfountainhillsadvisor/ www.nextchapteradvisorygroup.com

Chief Compliance Officer

ROBERT D. WONG
MANAGING PARTNER/SENIOR WEALTH/MARKET STRATEGIST
17015 NORTH SCOTTSDALE ROAD
SUITE 250
SCOTTSDALE
AZ
United States
Tel: 480-948-7590
(Full email address available in API data)

Industry Affiliates

CAPITAL WEALTH INSURANCE Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Wong, Robert, D Individual – MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER 07/2018 50-75%
CARMAN, BRENT, MICHAEL Individual – MANAGING PARTNER 07/2018 50-75%

No. Employees, Historic

2010020192020202120222023202420257 on 4/29/20197 on 8/7/20198 on 2/21/20208 on 5/11/20208 on 7/20/20208 on 7/27/202010 on 7/28/202010 on 8/20/202010 on 10/20/202010 on 10/22/202011 on 3/8/202111 on 3/18/202111 on 5/28/20219 on 3/18/20229 on 4/5/20229 on 5/5/20229 on 10/18/20229 on 12/1/20227 on 3/8/20239 on 2/27/20249 on 3/22/2024

RAUM, Historic

300M150M02019202020212022202320242025143409000 on 4/29/2019143409000 on 8/7/2019159767071 on 2/21/2020159767071 on 5/11/2020159767071 on 7/20/2020159767071 on 7/27/2020159767071 on 7/28/2020159767071 on 8/20/2020159767071 on 10/20/2020159767071 on 10/22/2020242303720 on 3/8/2021242303720 on 3/18/2021242303720 on 5/28/2021266346089 on 3/18/2022266346089 on 4/5/2022266346089 on 5/5/2022266346089 on 10/18/2022266346089 on 12/1/2022218226695 on 3/8/2023235537132 on 2/27/2024235537132 on 3/22/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025304 on 4/29/2019304 on 8/7/2019298 on 2/21/2020298 on 5/11/2020298 on 7/20/2020298 on 7/27/2020298 on 7/28/2020298 on 8/20/2020298 on 10/20/2020298 on 10/22/20201398 on 3/8/20211398 on 3/18/20211398 on 5/28/2021541 on 3/18/2022541 on 4/5/2022541 on 5/5/2022541 on 10/18/2022541 on 12/1/2022499 on 3/8/2023499 on 2/27/2024499 on 3/22/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 8M 73K –
ABBVIE INC COM 4M 23K –
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 223K 8K –
ACACIA RESH CORP ACACIA TCH COM 564K 113K –
ALLSPRING MULTI SECTOR INCOM COM 157K 17K –
ALPHABET INC CAP STK CL A 856K 5K –
AMAZON COM INC COM 2M 11K –
AMERICAN AIRLS GROUP INC COM 131K 12K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 16K –
APPLE INC COM 3M 13K –
ARCHER AVIATION INC COM CL A 57K 16K –
BANK MONTREAL MEDIUM NT LKD 38 838K 17K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K –
BITWISE BITCOIN ETF TR SHS BEN INT 355K 11K –
BOEING CO COM 230K 1K –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 152K 12K –
CASELLA WASTE SYS INC CL A 268K 3K –
CHEVRON CORP NEW COM 254K 2K –
CORNERSTONE STRATEGIC VALUE COM 439K 57K –
COSTCO WHSL CORP NEW COM 957K 1K –
DELTA AIR LINES INC DEL COM NEW 222K 5K –
EATON VANCE TAX-MANAGED DIVE COM 231K 16K –
ETFS GOLD TR PHYSCL GOLD SHS 320K 14K –
EXXON MOBIL CORP COM 745K 6K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 571K 24K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 204K 2K –
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 615K 5K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 1M 17K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 739K 11K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 487K 2K –
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 1M 19K –
FIRST TR NASDAQ 100 TECH IND SHS 632K 3K –
FLEXSHARES TR QUALT DIVD IDX 242K 4K –
FRANKLIN LTD DURATION INCOME COM 537K 85K –
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 1M 254K –
GAMCO NAT RES GOLD & INCOME SH BEN INT 3M 478K –
GLOBAL X FDS NASDAQ 100 COVER 200K 11K –
GLOBAL X FDS GLOBAL X URANIUM 313K 11K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 285K 19K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 546K 39K –
INVESCO ACTVELY MNGD ETC FD AGRI CMDTY STRA 2M 44K –
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 6M 247K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 701K 19K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 2M 42K –
INVESCO EXCHANGE TRADED FD T SEMICONDUCTORS 1M 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 398K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 635K 18K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 928K 20K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 927K 12K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 205K 2K –
INVESCO MUN OPPORTUNITY TR COM 228K 23K –
INVESCO QQQ TR UNIT SER 1 4M 9K –
ISHARES BITCOIN TR SHS 345K 10K –
ISHARES INC MSCI GLB SLV&MTL 285K 25K –
ISHARES TR CORE MSCI TOTAL 2M 29K –
ISHARES TR TRS FLT RT BD 7M 146K –
ISHARES TR SHORT TREAS BD 8M 69K –
ISHARES TR INTL SEL DIV ETF 2M 67K –
ISHARES TR BLACKROCK ULTRA 2M 32K –
ISHARES TR U.S. FIN SVC ETF 283K 4K –
ISHARES TR TIPS BD ETF 421K 4K –
ISHARES TR MSCI EAFE ETF 465K 6K –
ISHARES TR S&P 100 ETF 412K 2K –
ISHARES TR U.S. FINLS ETF 471K 5K –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR EXPND TEC SC ETF 1M 11K –
JOHNSON & JOHNSON COM 338K 2K –
JPMORGAN CHASE & CO. COM 217K 1K –
LENNOX INTL INC COM 1M 3K –
MARATHON PETE CORP COM 284K 2K –
MCDONALDS CORP COM 238K 933 –
MICROSOFT CORP COM 2M 5K –
MICROSTRATEGY INC CL A NEW 6M 4K –
NUVEEN CR STRATEGIES INCOME COM SHS 678K 122K –
NVIDIA CORPORATION COM 1M 9K –
NVR INC COM 349K 46 –
PALO ALTO NETWORKS INC COM 895K 3K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 1M 29K –
PROCTER AND GAMBLE CO COM 239K 1K –
SELECT SECTOR SPDR TR ENERGY 2M 19K –
SIRIUS XM HOLDINGS INC COM 28K 10K –
SIX FLAGS ENTMT CORP NEW COM 285K 9K –
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 8K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR SER TR S&P METALS MNG 1M 19K –
SPDR SER TR BLOOMBERG 1-3 MO 6M 64K –
SPROTT ETF TRUST GOLD MINERS ETF 205K 8K –
SPROTT FDS TR URANIUM MINERS E 2M 33K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 3M 122K –
SPROTT PHYSICAL GOLD TR UNIT 17M 919K –
SPROTT PHYSICAL SILVER TR TR UNIT 22M 2M –
TESLA INC COM 598K 3K –
TWO RDS SHARED TR ANFIELD UNVL ETF 143K 16K –
UNITED AIRLS HLDGS INC COM 228K 5K –
UNITED STS GASOLINE FD LP UNITS 3M 40K –
VANECK ETF TRUST GOLD MINERS ETF 1M 37K –
VANECK MERK GOLD TR GOLD TRUST 3M 146K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 3M 53K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 313K 2K –
VANGUARD STAR FDS VG TL INTL STK F 2M 34K –
VANGUARD WORLD FD ENERGY ETF 2M 14K –
VERIZON COMMUNICATIONS INC COM 208K 5K –
WALMART INC COM 250K 4K –
WESTERN ASSET HIGH INCOME OP COM 78K 21K –