OMNI BRIDGEWAY MANAGEMENT (USA) LLC
Adviser information for OMNI BRIDGEWAY MANAGEMENT (USA) LLC last updated from Form ADV on October 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $882.8M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $882.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $560.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $79.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $242.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113996 |
|---|---|
| SEC ERA File Number | 801-113996 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298001 |
| Legal Entity Identifier | None |
Principal Office
437 MADISON AVENUE36TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-488-5331, Fax: None
Chief Compliance Officer
SIOBHAN HANNON
HEAD OF RISK AND COMPLIANCE
68 PITT STREET
LEVEL 18
SYDNEY
Australia
Tel:
+61 2 8223 3567
S******@****************M
(Full email address available in API data)
Regulatory Contact
NATHAN WEGER
US COMPLIANCE OFFICER
437 MADISON AVENUE
36TH FLOOR
NEW YORK
NY
United States
Tel:
+1 212 488 5331
N*****@****************M
(Full email address available in API data)
Industry Affiliates
| OMNI BRIDGEWAY (CAYMAN) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OMNI BRIDGEWAY (FUND 5) LP | Private Equity Fund | $191.9M | $1.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OMNI BRIDGEWAY HOLDINGS (USA) INC. | Domestic Entity | – | 100% OWNER | 07/2018 | > 75% |
| OMNI BRIDGEWAY LIMITED | Foreign Entity | OMNI BRIDGEWAY HOLDINGS (USA) INC. | ACTIVE | 08/2011 | > 75% |
| YOUNG, CHRISTOPHER, J | Individual | – | GENERAL COUNSEL (NORTH AMERICA) | 07/2018 | < 5% |
| SAMBROOK, JEREMY, THOMAS | Individual | – | GENERAL COUNSEL | 01/2016 | < 5% |
| SAKER, ANDREW, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | 01/2015 | < 5% |
| BOWMAN, CLIVE, NORMAN | Individual | – | CHIEF INVESTMENT OFFICER | 09/2019 | < 5% |
| HANNON, SIOBHAN, SYLVIA | Individual | – | CHIEF COMPLIANCE OFFICER / HEAD OF RISK AND COMPLIANCE | 02/2021 | < 5% |