SAGE MOUNTAIN ADVISORS, LLC
Adviser information for SAGE MOUNTAIN ADVISORS, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 146 | $2.2B |
| Non-Discretionary | 3 | $3.8M |
| Total | 149 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $10.8M |
| HNW Individuals | 124 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $31.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $45.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesMINIMUM FEES AND REPORTING FEES |
Principal Office
945 EAST PACES FERRY ROAD NESUITE 2660
ATLANTA
GA
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: (404) 795-8361, Fax: None
Chief Compliance Officer
ANDREA WHITNEY IMERAJ
CHIEF OPERATIONS OFFICER
945 EAST PACES FERRY ROAD NE
SUITE 2660
ATLANTA
GA
United States
Tel:
(404) 795-8361
W******@***********************M
(Full email address available in API data)
Regulatory Contact
SCOTT MATTHEW NEU
CHIEF EXECUTIVE OFFICER AND MEMBER
945 EAST PACES FERRY ROAD NE
SUITE 2660
ATLANTA
GA
United States
Tel:
(404) 795-8361
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| SAGE-MTN GLOBAL FLAGSHIP FUND ONSHORE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGE-MTN TIGER GLOBAL FLAGSHIP FUND CAYMAN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGE-MTN TIGER GLOBAL PIP 15 ACCESS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAGE-MTN TIGER GLOBAL FLAGSHIP FUND CAYMAN | Hedge Fund | $5.6M | $0.1M | 27 |
| SAGE-MTN TIGER GLOBAL FLAGSHIP FUND ONSHORE LP | Hedge Fund | $19.7M | $0.1M | 70 |
| SAGE-MTN TIGER GLOBAL PIP 15 ACCESS FUND LP | Venture Capital Fund | $6.3M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEU, SCOTT, MATTHEW | Individual | – | CHIEF EXECUTIVE OFFICER AND MEMBER | 09/2018 | < 5% |
| LAKE CHUTES, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2018 | > 75% |
| NEU, SCOTT, MATTHEW | Individual | LAKE CHUTES, LLC | SHAREHOLDER | 09/2018 | > 75% |
| COX, ANTHONY, JOHN | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER AND MEMBER | 09/2018 | < 5% |
| IMERAJ, ANDREA, WHITNEY | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | 09/2018 | < 5% |
| TC ADVISORY | Domestic Entity | – | OWNER | 09/2018 | 10-25% |
| COX, ANTHONY, JOHN | Individual | TC ADVISORY | OWNER | 09/2018 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 202K | 2K | – |
| ABBOTT LABS | COM | 1M | 10K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 8K | – |
| ADVISOR MANAGED PORTFOLIOS | CORNERCAP FUNDAM | 213K | 6K | – |
| AFLAC INC | COM | 449K | 5K | – |
| AIR PRODS & CHEMS INC | COM | 424K | 2K | – |
| AIRBNB INC | COM CL A | 1M | 7K | – |
| ALLSTATE CORP | COM | 281K | 2K | – |
| ALPHABET INC | CAP STK CL C | 6M | 35K | – |
| ALPHABET INC | CAP STK CL A | 7M | 40K | – |
| ALTRIA GROUP INC | COM | 251K | 6K | – |
| AMAZON COM INC | COM | 10M | 51K | – |
| AMERICAN EXPRESS CO | COM | 795K | 3K | – |
| AMERICAN INTL GROUP INC | COM NEW | 619K | 8K | – |
| AMERICAN TOWER CORP NEW | COM | 330K | 2K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 345K | 3K | – |
| AMERIPRISE FINL INC | COM | 499K | 1K | – |
| AMGEN INC | COM | 1M | 4K | – |
| AMPHENOL CORP NEW | CL A | 266K | 4K | – |
| ANALOG DEVICES INC | COM | 453K | 2K | – |
| ANGEL OAK FUNDS TRUST | OAK ULTRASHORT | 4M | 70K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 351K | 6K | – |
| AON PLC | SHS CL A | 434K | 1K | – |
| APPLE INC | COM | 23M | 108K | – |
| APPLIED MATLS INC | COM | 1M | 4K | – |
| ARCHER DANIELS MIDLAND CO | COM | 284K | 5K | – |
| ARES CAPITAL CORP | COM | 260K | 12K | – |
| ARISTA NETWORKS INC | COM | 275K | 785 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 627K | 613 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 506K | 6K | – |
| AT&T INC | COM | 554K | 29K | – |
| AUTODESK INC | COM | 215K | 871 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 567K | 2K | – |
| AUTOZONE INC | COM | 465K | 157 | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 190K | 19K | – |
| BANCO SANTANDER S.A. | ADR | 58K | 13K | – |
| BANK AMERICA CORP | COM | 11M | 264K | – |
| BANK NEW YORK MELLON CORP | COM | 304K | 5K | – |
| BARCLAYS PLC | ADR | 126K | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 5M | 8 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| BLACKROCK INC | COM | 448K | 569 | – |
| BLACKSTONE INC | COM | 830K | 7K | – |
| BOEING CO | COM | 362K | 2K | – |
| BOOKING HOLDINGS INC | COM | 636K | 161 | – |
| BOSTON SCIENTIFIC CORP | COM | 523K | 7K | – |
| BP PLC | SPONSORED ADR | 208K | 6K | – |
| BROADCOM INC | COM | 11M | 7K | – |
| CADENCE DESIGN SYSTEM INC | COM | 321K | 1K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 223K | 3K | – |
| CAPITAL ONE FINL CORP | COM | 229K | 2K | – |
| CARDINAL HEALTH INC | COM | 211K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 234K | 4K | – |
| CATERPILLAR INC | COM | 744K | 2K | – |
| CHEVRON CORP NEW | COM | 2M | 11K | – |
| CHICAGO ATLANTIC REAL ESTATE | COM | 2M | 133K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 483K | 8K | – |
| CHUBB LIMITED | COM | 588K | 2K | – |
| CISCO SYS INC | COM | 1M | 31K | – |
| CITIGROUP INC | COM NEW | 286K | 5K | – |
| CME GROUP INC | COM | 201K | 1K | – |
| COCA COLA CO | COM | 1M | 20K | – |
| COMCAST CORP NEW | CL A | 889K | 23K | – |
| CONOCOPHILLIPS | COM | 748K | 7K | – |
| CONSOLIDATED EDISON INC | COM | 280K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 227K | 882 | – |
| CONSTELLATION ENERGY CORP | COM | 326K | 2K | – |
| COPART INC | COM | 15M | 284K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 3K | – |
| CSX CORP | COM | 261K | 8K | – |
| CUMMINS INC | COM | 232K | 838 | – |
| CVS HEALTH CORP | COM | 1M | 24K | – |
| DANAHER CORPORATION | COM | 767K | 3K | – |
| DEERE & CO | COM | 501K | 1K | – |
| DELTA AIR LINES INC DEL | COM NEW | 852K | 18K | – |
| DEVON ENERGY CORP NEW | COM | 200K | 4K | – |
| DIAMONDBACK ENERGY INC | COM | 264K | 1K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 861K | 27K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 120K | 3K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 310K | 12K | – |
| DISNEY WALT CO | COM | 589K | 6K | – |
| DOMINION ENERGY INC | COM | 222K | 5K | – |
| DOW INC | COM | 204K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 344K | 3K | – |
| DUPONT DE NEMOURS INC | COM | 272K | 3K | – |
| DYADIC INTL INC DEL | COM | 158K | 107K | – |
| EATON CORP PLC | SHS | 1M | 4K | – |
| ECOLAB INC | COM | 453K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 263K | 3K | – |
| ELEVANCE HEALTH INC | COM | 880K | 2K | – |
| ELI LILLY & CO | COM | 4M | 5K | – |
| EMERSON ELEC CO | COM | 353K | 3K | – |
| ENTERGY CORP NEW | COM | 265K | 2K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 226K | 8K | – |
| EOG RES INC | COM | 311K | 2K | – |
| EQUINIX INC | COM | 373K | 494 | – |
| EXXON MOBIL CORP | COM | 4M | 38K | – |
| FEDEX CORP | COM | 279K | 932 | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 289K | 6K | – |
| FIFTH THIRD BANCORP | COM | 1M | 32K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 976K | 17K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 670K | 16K | – |
| FISERV INC | COM | 365K | 2K | – |
| FORD MTR CO DEL | COM | 164K | 13K | – |
| FORTINET INC | COM | 4M | 68K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 12K | 379 | – |
| FRANKLIN TEMPLETON ETF TR | FTSE EUROPE | 137K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 61K | 2K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE CANADA | 92K | 3K | – |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 35K | 677 | – |
| FREEPORT-MCMORAN INC | CL B | 428K | 9K | – |
| GARMIN LTD | SHS | 217K | 1K | – |
| GE AEROSPACE | COM NEW | 739K | 5K | – |
| GE VERNOVA INC | COM | 254K | 1K | – |
| GENERAL DYNAMICS CORP | COM | 373K | 1K | – |
| GENERAL MTRS CO | COM | 397K | 9K | – |
| GILEAD SCIENCES INC | COM | 267K | 4K | – |
| GLOBAL X FDS | US INFR DEV ETF | 622K | 17K | – |
| GOLDMAN SACHS GROUP INC | COM | 755K | 2K | – |
| GOLUB CAP BDC INC | COM | 26M | 2M | – |
| GRAINGER W W INC | COM | 256K | 284 | – |
| HALEON PLC | SPON ADS | 132K | 16K | – |
| HCA HEALTHCARE INC | COM | 269K | 838 | – |
| HILTON WORLDWIDE HLDGS INC | COM | 299K | 1K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HUMANA INC | COM | 249K | 665 | – |
| HUNTINGTON BANCSHARES INC | COM | 250K | 19K | – |
| IDEXX LABS INC | COM | 307K | 630 | – |
| ILLINOIS TOOL WKS INC | COM | 443K | 2K | – |
| INTEL CORP | COM | 563K | 18K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 270K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 833K | 5K | – |
| INTUIT | COM | 653K | 993 | – |
| INTUITIVE SURGICAL INC | COM NEW | 781K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 8K | 147 | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 320K | 14K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 822K | 13K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP LOW | 295K | 7K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 166K | 840 | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 26K | 573 | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 10K | 400 | – |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 87 | 4 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 7K | 104 | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 5M | 106K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 9M | 149K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 262K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 9K | 250 | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 36K | – |
| ISHARES INC | CORE MSCI EMKT | 438K | 8K | – |
| ISHARES TR | CORE S&P TTL STK | 3M | 25K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | CORE US AGGBD ET | 635K | 7K | – |
| ISHARES TR | MSCI EMG MKT ETF | 622K | 15K | – |
| ISHARES TR | S&P 500 GRWT ETF | 571K | 6K | – |
| ISHARES TR | NORTH AMERN NAT | 11K | 254 | – |
| ISHARES TR | S&P 500 VAL ETF | 70K | 382 | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 40K | – |
| ISHARES TR | RUS MDCP VAL ETF | 41K | 336 | – |
| ISHARES TR | RUS MD CP GR ETF | 396K | 4K | – |
| ISHARES TR | RUS MID CAP ETF | 33K | 403 | – |
| ISHARES TR | CORE S&P MCP ETF | 119K | 2K | – |
| ISHARES TR | ISHARES BIOTECH | 10K | 75 | – |
| ISHARES TR | RUS 1000 VAL ETF | 402K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 64K | 725 | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 10K | – |
| ISHARES TR | RUS 1000 ETF | 6M | 19K | – |
| ISHARES TR | RUS 2000 VAL ETF | 108K | 709 | – |
| ISHARES TR | RUS 2000 GRW ETF | 45K | 172 | – |
| ISHARES TR | RUSSELL 2000 ETF | 728K | 4K | – |
| ISHARES TR | CORE S&P US VLU | 49K | 560 | – |
| ISHARES TR | CORE S&P US GWT | 189K | 1K | – |
| ISHARES TR | RUSSELL 3000 ETF | 719K | 2K | – |
| ISHARES TR | S&P MC 400VL ETF | 152K | 1K | – |
| ISHARES TR | U.S. TECH ETF | 182K | 1K | – |
| ISHARES TR | US HLTHCARE ETF | 141K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 29K | – |
| ISHARES TR | EUROPE ETF | 249K | 5K | – |
| ISHARES TR | SP SMCP600VL ETF | 491K | 5K | – |
| ISHARES TR | SHRT NAT MUN ETF | 209K | 2K | – |
| ISHARES TR | MSCI AC ASIA ETF | 187K | 3K | – |
| ISHARES TR | GL CLEAN ENE ETF | 28K | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 128K | 2K | – |
| ISHARES TR | IBOXX HI YD ETF | 250K | 3K | – |
| ISHARES TR | USD INV GRDE ETF | 14K | 272 | – |
| ISHARES TR | PFD AND INCM SEC | 110K | 3K | – |
| ISHARES TR | EAFE VALUE ETF | 276K | 5K | – |
| ISHARES TR | EAFE GRWTH ETF | 161K | 2K | – |
| ISHARES TR | MSCI EAFE MIN VL | 406K | 6K | – |
| ISHARES TR | MSCI USA MIN VOL | 1M | 16K | – |
| ISHARES TR | MSCI USA QLT FCT | 103M | 603K | – |
| ISHARES TR | MSCI USA VALUE | 12K | 120 | – |
| ISHARES TR | MSCI USA MMENTM | 8K | 40 | – |
| ISHARES TR | CORE MSCI TOTAL | 305K | 5K | – |
| ISHARES TR | CORE MSCI EAFE | 330K | 5K | – |
| ISHARES TR | INTL EQTY FACTOR | 1M | 42K | – |
| ISHARES TR | EXPONENTIAL TECH | 15K | 252 | – |
| ISHARES TR | MSCI INTL QUALTY | 36M | 931K | – |
| ISHARES TR | CUR HD EURZN ETF | 661K | 18K | – |
| ISHARES TR | GLOBAL REIT ETF | 105K | 5K | – |
| ISHARES TR | CORE MSCI EURO | 9K | 155 | – |
| ISHARES TR | HDG MSCI EAFE | 1M | 30K | – |
| ISHARES TR | MSCI USA SMCP MN | 1M | 33K | – |
| ISHARES TR | ESG AW MSCI EAFE | 12K | 146 | – |
| ISHARES TR | MSCI EAFE SMCP | 322K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 155K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 91M | 2M | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 95K | 2K | – |
| JANUS DETROIT STR TR | B-BBB CLO ETF | 2M | 31K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 168M | 3M | – |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 293K | 23K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JOHNSON CTLS INTL PLC | SHS | 283K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 9M | 46K | – |
| KENVUE INC | COM | 237K | 13K | – |
| KIMBERLY-CLARK CORP | COM | 466K | 3K | – |
| KINDER MORGAN INC DEL | COM | 207K | 10K | – |
| KLA CORP | COM NEW | 616K | 747 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 214K | 955 | – |
| LAM RESEARCH CORP | COM | 779K | 731 | – |
| LENNAR CORP | CL A | 249K | 2K | – |
| LENNAR CORP | CL B | 12K | 83 | – |
| LINDE PLC | SHS | 1M | 3K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 75K | 28K | – |
| LOCKHEED MARTIN CORP | COM | 562K | 1K | – |
| LOWES COS INC | COM | 934K | 4K | – |
| LULULEMON ATHLETICA INC | COM | 249K | 835 | – |
| MARATHON OIL CORP | COM | 279K | 10K | – |
| MARATHON PETE CORP | COM | 282K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 739K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MCDONALDS CORP | COM | 818K | 3K | – |
| MCKESSON CORP | COM | 447K | 766 | – |
| MEDTRONIC PLC | SHS | 210K | 3K | – |
| MERCK & CO INC | COM | 3M | 25K | – |
| META PLATFORMS INC | CL A | 5M | 10K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 286K | 205 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 313K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 583K | 4K | – |
| MICROSOFT CORP | COM | 23M | 50K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 139K | 13K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 120K | 28K | – |
| MONDELEZ INTL INC | CL A | 284K | 4K | – |
| MONOLITHIC PWR SYS INC | COM | 272K | 331 | – |
| MOODYS CORP | COM | 296K | 704 | – |
| MORGAN STANLEY | COM NEW | 565K | 6K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 312K | 809 | – |
| MSCI INC | COM | 360K | 748 | – |
| NETFLIX INC | COM | 2M | 2K | – |
| NEXTERA ENERGY INC | COM | 964K | 14K | – |
| NIKE INC | CL B | 275K | 4K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 59K | 10K | – |
| NORFOLK SOUTHN CORP | COM | 355K | 2K | – |
| NORTHROP GRUMMAN CORP | COM | 476K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 365K | 3K | – |
| NOVO-NORDISK A S | ADR | 886K | 6K | – |
| NUCOR CORP | COM | 203K | 1K | – |
| NVIDIA CORPORATION | COM | 13M | 109K | – |
| OCCIDENTAL PETE CORP | COM | 217K | 3K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 2K | 38 | – |
| ONEOK INC NEW | COM | 700K | 9K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OREILLY AUTOMOTIVE INC | COM | 453K | 429 | – |
| PACCAR INC | COM | 225K | 2K | – |
| PALO ALTO NETWORKS INC | COM | 625K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 311K | 615 | – |
| PAYCHEX INC | COM | 281K | 2K | – |
| PENNANTPARK FLOATING RATE CA | COM | 115K | 10K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 364K | 13K | – |
| PHILIP MORRIS INTL INC | COM | 546K | 5K | – |
| PHILLIPS 66 | COM | 299K | 2K | – |
| PINNACLE FINL PARTNERS INC | COM | 3M | 36K | – |
| PNC FINL SVCS GROUP INC | COM | 323K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 14K | – |
| PROGRESSIVE CORP | COM | 607K | 3K | – |
| PROLOGIS INC. | COM | 427K | 4K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 450K | 5K | – |
| PRUDENTIAL FINL INC | COM | 299K | 3K | – |
| PSQ HOLDINGS INC | CL A | 273K | 72K | – |
| QUALCOMM INC | COM | 1M | 5K | – |
| QUANTUMSCAPE CORP | COM CL A | 56K | 11K | – |
| RBB FD INC | US TREAS 3 MNTH | 2M | 46K | – |
| REGENERON PHARMACEUTICALS | COM | 396K | 376 | – |
| RELX PLC | SPONSORED ADR | 231K | 5K | – |
| RIO TINTO PLC | SPONSORED ADR | 225K | 3K | – |
| ROSS STORES INC | COM | 212K | 1K | – |
| ROYAL BK CDA | COM | 820K | 8K | – |
| ROYAL CARIBBEAN GROUP | COM | 255K | 2K | – |
| RTX CORPORATION | COM | 685K | 7K | – |
| S&P GLOBAL INC | COM | 630K | 1K | – |
| SALESFORCE INC | COM | 886K | 3K | – |
| SAP SE | SPON ADR | 653K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 347K | 7K | – |
| SCHWAB CHARLES CORP | COM | 470K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 4K | 71 | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 5M | 83K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 2M | 22K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 462K | 6K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 104K | 2K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 17K | 220 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 538K | 14K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 2K | 42 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 10K | 118 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 105K | 723 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 17K | 223 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 68K | 371 | – |
| SELECT SECTOR SPDR TR | ENERGY | 554K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 180K | 4K | – |
| SELECT SECTOR SPDR TR | INDL | 43K | 352 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 174K | 768 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 48K | 558 | – |
| SERVICENOW INC | COM | 959K | 1K | – |
| SHELL PLC | SPON ADS | 504K | 7K | – |
| SHERWIN WILLIAMS CO | COM | 293K | 982 | – |
| SILA REALTY TRUST INC | COMMON STOCK | 351K | 17K | – |
| SIMON PPTY GROUP INC NEW | COM | 596K | 4K | – |
| SONY GROUP CORP | SPONSORED ADR | 221K | 3K | – |
| SOUTHERN CO | COM | 555K | 7K | – |
| SPDR GOLD TR | GOLD SHS | 394K | 2K | – |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 5M | 61K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 160K | 4K | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 748K | 13K | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 6K | 200 | – |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 39K | 1K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 49K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 13K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 46K | 588 | – |
| SPDR SER TR | BBG CONV SEC ETF | 41K | 569 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 247K | 3K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 431K | 9K | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 10K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 724K | 14K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 169K | 3K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 5M | 52K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 9K | 216 | – |
| SPDR SER TR | SSGA US LRG ETF | 3M | 19K | – |
| SPDR SER TR | MSCI USA STRTGIC | 28M | 192K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 91K | 2K | – |
| SPDR SER TR | SSGA US SMAL ETF | 50K | 452 | – |
| STARBUCKS CORP | COM | 676K | 9K | – |
| STRYKER CORPORATION | COM | 591K | 2K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 245K | 18K | – |
| SUPER MICRO COMPUTER INC | COM | 375K | 457 | – |
| SYNOPSYS INC | COM | 372K | 626 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 419K | 2K | – |
| TARGET CORP | COM | 363K | 2K | – |
| TE CONNECTIVITY LTD | SHS | 324K | 2K | – |
| TESLA INC | COM | 4M | 19K | – |
| TEXAS INSTRS INC | COM | 1M | 5K | – |
| THE CIGNA GROUP | COM | 560K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TIDEWATER INC NEW | COM | 251K | 3K | – |
| TJX COS INC NEW | COM | 779K | 7K | – |
| T-MOBILE US INC | COM | 435K | 2K | – |
| TOYOTA MOTOR CORP | ADS | 258K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 462K | 1K | – |
| TRANSDIGM GROUP INC | COM | 392K | 307 | – |
| TRUIST FINL CORP | COM | 375K | 10K | – |
| UBER TECHNOLOGIES INC | COM | 389K | 5K | – |
| UBS GROUP AG | SHS | 324K | 11K | – |
| UNILEVER PLC | SPON ADR NEW | 262K | 5K | – |
| UNION PAC CORP | COM | 610K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 13K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 627K | 37K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 209K | 802 | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 1M | 25K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 158K | 2K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 258K | 3K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 320K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 45M | 90K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 109K | 726 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 40K | 475 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 11K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 5M | 20K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 282K | 1K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 774K | 5K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 4M | 11K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 19K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 10M | 47K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 89M | 333K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 702K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 3M | 54K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 239K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 11K | 149 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 567K | 8K | – |
| VANGUARD MUN BD FDS | INTERMEDIATE TRM | 498K | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 3M | 50K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 94K | 1K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 101K | 420 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 411K | 5K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 4M | 46K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 105K | 2K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 2M | 26K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 249K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 774K | 4K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 13M | 217K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 19M | 384K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 287K | 2K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 1M | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 11M | 19K | – |
| VERIZON COMMUNICATIONS INC | COM | 433K | 11K | – |
| VERTEX PHARMACEUTICALS INC | COM | 545K | 1K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| WALKER & DUNLOP INC | COM | 215K | 2K | – |
| WALMART INC | COM | 2M | 30K | – |
| WASTE MGMT INC DEL | COM | 302K | 1K | – |
| WELLS FARGO CO NEW | COM | 941K | 16K | – |
| WELLTOWER INC | COM | 404K | 4K | – |
| WILLIAMS COS INC | COM | 381K | 9K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 119K | 2K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 237K | 5K | – |
| WISDOMTREE TR | GLB US QTLY DIV | 17K | 433 | – |
| WORLD GOLD TR | SPDR GLD MINIS | 499K | 11K | – |
| ZOETIS INC | CL A | 313K | 2K | – |