DELTA INVESTMENT MANAGEMENT, LLC
Adviser information for DELTA INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,127 | $628.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2,127 | $628.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,083 | $279.8M |
| HNW Individuals | 92 | $345.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
708 MONTGOMERY STREETSAN FRANCISCO
CA
United States
Monday - Friday, 6:00 A.M. - 4:00 P.M. (3)
Tel: (415) 249-6337, Fax: (415) 738-0558
Websites
www.linkedin.com/company/northstar-financial-and-retirement-planning/about/
twitter.com/uragroupaz
www.facebook.com/pages/category/financial-planner/delta-investment-management-149559118429735/
twitter.com/sunnysinghfa
davinciwealth.com/
www.deltaim.com
www.linkedin.com/company/delta-investment-management/about/
www.facebook.com/northstar65
www.thepkwm.com
www.facebook.com/uradvisorgroup/?ref=br_rs
www.ifsgllc.com
www.facebook.com/thepkwm
www.northstar65.com
www.linkedin.com/in/sunnysinghfa/
www.stopthewealthleakage.com
www.linkedin.com/company/integrated-financial-solutions-group
www.facebook.com/pages/integrated-financial-solutions-group/168424833170975?fref=ts
www.getretirementplanning.com
www.instagram.com/thepkwm/
Chief Compliance Officer
NICHOLAS G. ATKESON
MANAGING MEMBER
708 MONTGOMERY STREET
SAN FRANCISCO
CA
United States
Tel:
(415) 249-6337
Fax:
(415) 738-0558
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ATKESON, NICHOLAS, GRANGER | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/2008 | 50-75% |
| HOUGHTON, ANDREW, DOOLING | Individual | – | MANAGING MEMBER | 12/2008 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 690K | 7K | – |
| ABBVIE INC | COM | 650K | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 244K | 2K | – |
| AGILENT TECHNOLOGIES INC | COM | 212K | 2K | – |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 4M | 166K | – |
| ALLISON TRANSMISSION HLDGS I | COM | 379K | 5K | – |
| ALPHABET INC | CAP STK CL A | 7M | 36K | – |
| ALPHABET INC | CAP STK CL C | 14M | 74K | – |
| ALTRIA GROUP INC | COM | 322K | 7K | – |
| AMAZON COM INC | COM | 11M | 55K | – |
| AMERICAN EXPRESS CO | COM | 511K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 253K | 1K | – |
| AMERIPRISE FINL INC | COM | 218K | 510 | – |
| AMETEK INC | COM | 278K | 2K | – |
| AMGEN INC | COM | 595K | 2K | – |
| ANALOG DEVICES INC | COM | 337K | 1K | – |
| ANGI INC | COM CL A NEW | 88K | 46K | – |
| AON PLC | SHS CL A | 306K | 1K | – |
| APPLE INC | COM | 13M | 63K | – |
| APPLIED MATLS INC | COM | 708K | 3K | – |
| ARCH CAP GROUP LTD | ORD | 275K | 3K | – |
| AT&T INC | COM | 232K | 12K | – |
| AVALONBAY CMNTYS INC | COM | 428K | 2K | – |
| BANK AMERICA CORP | COM | 408K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 9M | 21K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 271K | 14K | – |
| BOEING CO | COM | 315K | 2K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 708K | 5K | – |
| BROADCOM INC | COM | 818K | 510 | – |
| CADIZ INC | COM NEW | 439K | 142K | – |
| CALIDI BIOTHERAPEUTICS INC | COM NEW | 42K | 210K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 310K | 4K | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 5M | 142K | – |
| CARDINAL HEALTH INC | COM | 457K | 5K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CDW CORP | COM | 598K | 3K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 2M | 6K | – |
| CHEVRON CORP NEW | COM | 3M | 17K | – |
| CHUBB LIMITED | COM | 347K | 1K | – |
| CHURCH & DWIGHT CO INC | COM | 375K | 4K | – |
| CISCO SYS INC | COM | 757K | 16K | – |
| COCA COLA CO | COM | 453K | 7K | – |
| COLGATE PALMOLIVE CO | COM | 397K | 4K | – |
| CONOCOPHILLIPS | COM | 347K | 3K | – |
| CONSOLIDATED EDISON INC | COM | 269K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 398K | 468 | – |
| CROCS INC | COM | 206K | 1K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 4K | – |
| CSX CORP | COM | 1M | 39K | – |
| DIREXION SHS ETF TR | DIREXION HCM | 4M | 119K | – |
| DISNEY WALT CO | COM | 543K | 5K | – |
| DOMINOS PIZZA INC | COM | 274K | 531 | – |
| DORCHESTER MINERALS LP | COM UNIT | 9M | 302K | – |
| EAST WEST BANCORP INC | COM | 726K | 10K | – |
| EATON CORP PLC | SHS | 1M | 4K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| ENOVIX CORPORATION | COM | 155K | 10K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 8M | 293K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 507K | 7K | – |
| ESSEX PPTY TR INC | COM | 421K | 2K | – |
| ETF SER SOLUTIONS | APTUS COLLRD INV | 498K | 13K | – |
| ETFIS SER TR I | VIRTUS PVT CR | 2M | 72K | – |
| EXPEDIA GROUP INC | COM NEW | 256K | 2K | – |
| EXXON MOBIL CORP | COM | 2M | 15K | – |
| FEDEX CORP | COM | 631K | 2K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 385K | 6K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 251K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 2M | 33K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 1M | 47K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 466K | 9K | – |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQUITY M | 7M | 244K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 7M | 248K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S. | 254K | 7K | – |
| FIVE POINT HOLDINGS LLC | COM CL A | 709K | 242K | – |
| FLOTEK INDS INC DEL | COM NEW | 271K | 55K | – |
| FLOWSERVE CORP | COM | 283K | 6K | – |
| FORTINET INC | COM | 340K | 6K | – |
| FS KKR CAP CORP | COM | 465K | 24K | – |
| GE VERNOVA INC | COM | 253K | 1K | – |
| GLOBAL WTR RES INC | COM | 292K | 24K | – |
| GOLDMAN SACHS ETF TR | S&P 500 CORE PRE | 2M | 39K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 3M | 29K | – |
| GOLDMAN SACHS GROUP INC | COM | 224K | 495 | – |
| HOME DEPOT INC | COM | 387K | 1K | – |
| HP INC | COM | 233K | 7K | – |
| HUNTINGTON INGALLS INDS INC | COM | 364K | 1K | – |
| INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 28M | 906K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUL | 492K | 12K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 31K | – |
| INNOVATOR ETFS TRUST | NASDAQ 100 MANA | 764K | 28K | – |
| INNOVATOR ETFS TRUST | DEFINED WLT SHLD | 496K | 17K | – |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 548K | 13K | – |
| INNOVATOR ETFS TRUST | LADDERED ALC BFR | 682K | 22K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 467K | 14K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 496K | 12K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 245K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 955K | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P INTL QULTY | 287K | 9K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 3M | 166K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 7M | 297K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 5M | 223K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 16K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 202K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 5K | – |
| ISHARES TR | SHORT TREAS BD | 23M | 206K | – |
| ISHARES TR | CORE S&P500 ETF | 10M | 19K | – |
| ISHARES TR | S&P MC 400GR ETF | 331K | 4K | – |
| ISHARES TR | ISHARES SEMICDTR | 553K | 2K | – |
| ISHARES TR | MSCI USA QLT FCT | 368K | 2K | – |
| ISHARES TR | S&P 500 VAL ETF | 230K | 1K | – |
| ISHARES TR | CORE S&P US VLU | 209K | 2K | – |
| ISHARES TR | EAFE GRWTH ETF | 221K | 2K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 398K | 4K | – |
| ISHARES TR | GLOBAL TECH ETF | 335K | 4K | – |
| ISHARES TR | RUS 1000 ETF | 544K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 339K | 4K | – |
| ISHARES TR | S&P 500 GRWT ETF | 276K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 22M | 397K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 5M | 80K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 3M | 51K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 955K | 21K | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KENNEDY-WILSON HOLDINGS INC | COM | 253K | 26K | – |
| KIMBERLY-CLARK CORP | COM | 300K | 2K | – |
| KLA CORP | COM NEW | 397K | 482 | – |
| KNIGHTSCOPE INC | CLASS A COM | 12K | 39K | – |
| KRAFT HEINZ CO | COM | 326K | 10K | – |
| LIBERTY BROADBAND CORP | COM SER A | 2M | 31K | – |
| LOWES COS INC | COM | 836K | 4K | – |
| M & T BK CORP | COM | 860K | 6K | – |
| MAIN STR CAP CORP | COM | 671K | 13K | – |
| MARTIN MARIETTA MATLS INC | COM | 217K | 400 | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 624K | 2K | – |
| MCKESSON CORP | COM | 414K | 708 | – |
| MERCK & CO INC | COM | 966K | 8K | – |
| META PLATFORMS INC | CL A | 1M | 2K | – |
| METLIFE INC | COM | 958K | 14K | – |
| MICROSOFT CORP | COM | 15M | 33K | – |
| MID-AMER APT CMNTYS INC | COM | 768K | 5K | – |
| MONDELEZ INTL INC | CL A | 300K | 5K | – |
| MOODYS CORP | COM | 774K | 2K | – |
| MSCI INC | COM | 2M | 5K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 2M | 40K | – |
| NEOS ETF TRUST | NEOS ENH INC 1-3 | 266K | 5K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 460K | 3K | – |
| NIKE INC | CL B | 621K | 8K | – |
| NORTHERN LTS FD TR III | HCM DEFND 100 | 261K | 4K | – |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 280K | 7K | – |
| NVIDIA CORPORATION | COM | 4M | 36K | – |
| OMNICOM GROUP INC | COM | 547K | 6K | – |
| ONEOK INC NEW | COM | 604K | 7K | – |
| ORACLE CORP | COM | 243K | 2K | – |
| PACER FDS TR | US CASH COWS 100 | 501K | 9K | – |
| PACER FDS TR | PACER US SMALL | 221K | 5K | – |
| PARKER-HANNIFIN CORP | COM | 265K | 523 | – |
| PAYCHEX INC | COM | 363K | 3K | – |
| PEPSICO INC | COM | 539K | 3K | – |
| PFIZER INC | COM | 270K | 10K | – |
| PHILIP MORRIS INTL INC | COM | 541K | 5K | – |
| PHILLIPS 66 | COM | 309K | 2K | – |
| PIMCO ETF TR | MULTISECTOR BD | 4M | 155K | – |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 1M | 61K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 22K | – |
| PROFRAC HLDG CORP | CLASS A COM | 115K | 15K | – |
| PROSHARES TR | ETHER STRATEGY E | 209K | 3K | – |
| PULTE GROUP INC | COM | 247K | 2K | – |
| QUALCOMM INC | COM | 565K | 3K | – |
| REALTY INCOME CORP | COM | 938K | 18K | – |
| S&P GLOBAL INC | COM | 3M | 6K | – |
| SABRA HEALTH CARE REIT INC | COM | 177K | 12K | – |
| SALESFORCE INC | COM | 3M | 10K | – |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 44K | 11K | – |
| SELECT SECTOR SPDR TR | INDL | 324K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 832K | 4K | – |
| SERVICE PPTYS TR | COM SH BEN INT | 597K | 116K | – |
| SERVICENOW INC | COM | 751K | 955 | – |
| SNAP ON INC | COM | 588K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 59M | 639K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 1M | 47K | – |
| SPDR SER TR | S&P HOMEBUILD | 757K | 7K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 2M | 106K | – |
| SPROUTS FMRS MKT INC | COM | 210K | 3K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 1M | 29K | – |
| STATE STR CORP | COM | 312K | 4K | – |
| SUNCOR ENERGY INC NEW | COM | 761K | 20K | – |
| T-MOBILE US INC | COM | 335K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 379K | 2K | – |
| TESLA INC | COM | 1M | 7K | – |
| TEXAS INSTRS INC | COM | 562K | 3K | – |
| TIDAL TR II | YIELDMAX TSLA OP | 217K | 13K | – |
| TRANSDIGM GROUP INC | COM | 10M | 8K | – |
| UBER TECHNOLOGIES INC | COM | 1M | 16K | – |
| UNION PAC CORP | COM | 445K | 2K | – |
| UNITED RENTALS INC | COM | 532K | 822 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 1M | 81K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 540K | 19K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 247K | 3K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 22M | 375K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 300K | 2K | – |
| VANGUARD WORLD FD | ENERGY ETF | 2M | 12K | – |
| VERIZON COMMUNICATIONS INC | COM | 223K | 5K | – |
| VERTIV HOLDINGS CO | COM CL A | 410K | 5K | – |
| VICI PPTYS INC | COM | 532K | 19K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WALMART INC | COM | 3M | 42K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 131K | 18K | – |
| WELLS FARGO CO NEW | COM | 435K | 7K | – |
| WORKDAY INC | CL A | 2M | 11K | – |
| WYNN RESORTS LTD | COM | 440K | 5K | – |