Hedge Fund Database

ARKFELD WEALTH STRATEGIES, L.L.C.

Adviser information for ARKFELD WEALTH STRATEGIES, L.L.C. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nebraska, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,689 $335.7M
Non-Discretionary 128 $56.4M
Total 1,817 $392.1M

Clients

Type Number RAUM
Individuals 683 $141.2M
HNW Individuals 91 $250.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $342,000
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $453,100
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-114011
SEC ERA File Number 801-114011
SEC CIK Numbers 1789382
SEC CRD Numbers 293175
Legal Entity Identifier None

Principal Office

3512 N. 163RD PLAZA
OMAHA
NE
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M.
Tel: 402-933-1970, Fax: 402-932-6062

Websites

www.facebook.com/pages/arkfeld-wealth-strategies/683988805040284 www.arkfeldwealth.com www.linkedin.com/company/arkfeld-wealth-strategies

Chief Compliance Officer

ASHLEY BRANNAN
3512 N 163RD PLAZA
OMAHA
NE
United States
Tel: 402-933-1970
Fax: 402-932-6062
(Full email address available in API data)

Regulatory Contact

MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 913-707-7366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ARKFELD, ANDREW, JAY Individual – MANAGING MEMBER 04/2012 > 75%
BRANNAN, ASHLEY, IRENE Individual – CCO 03/2020 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 10/31/20196 on 3/4/20206 on 6/23/20206 on 9/21/20206 on 11/22/20206 on 3/22/20216 on 12/1/20215 on 3/28/20225 on 8/3/20226 on 3/21/20236 on 3/21/20236 on 11/13/20236 on 11/13/20238 on 3/6/2024

RAUM, Historic

400M200M02019202020212022202320242025191791828 on 10/31/2019236449000 on 3/4/2020236449000 on 6/23/2020236449000 on 9/21/2020236449000 on 11/22/2020270193500 on 3/22/2021270193500 on 12/1/2021309356500 on 3/28/2022309356500 on 8/3/2022319075800 on 3/21/2023319075800 on 3/21/2023319075800 on 11/13/2023319075800 on 11/13/2023392086100 on 3/6/2024

No. Clients, Historic

80040002019202020212022202320242025342 on 10/31/2019484 on 3/4/2020484 on 6/23/2020484 on 9/21/2020484 on 11/22/2020570 on 3/22/2021570 on 12/1/2021624 on 3/28/2022624 on 8/3/2022708 on 3/21/2023708 on 3/21/2023708 on 11/13/2023708 on 11/13/2023774 on 3/6/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 4M 37K –
ALPHABET INC CAP STK CL A 7M 38K –
ALPHABET INC CAP STK CL C 5M 26K –
ALTRIA GROUP INC COM 223K 5K –
AMARIN CORP PLC SPONS ADR NEW 28K 38K –
AMAZON COM INC COM 20M 100K –
APPLE INC COM 15M 66K –
ARISTA NETWORKS INC COM 279K 753 –
AT&T INC COM 430K 23K –
BANK AMERICA CORP COM 1M 25K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 27M 67K –
BP PLC SPONSORED ADR 214K 6K –
BWX TECHNOLOGIES INC COM 2M 18K –
CARDINAL HEALTH INC COM 292K 3K –
CASEYS GEN STORES INC COM 8M 22K –
CHEVRON CORP NEW COM 370K 2K –
CISCO SYS INC COM 4M 80K –
COCA COLA CO COM 313K 5K –
COCA-COLA FEMSA SAB DE CV SPONSORD ADR REP 897K 11K –
COSTCO WHSL CORP NEW COM 2M 2K –
CROWDSTRIKE HLDGS INC CL A 2M 4K –
DEVON ENERGY CORP NEW COM 2M 36K –
DISNEY WALT CO COM 330K 3K –
DOLLAR GEN CORP NEW COM 829K 6K –
DUKE ENERGY CORP NEW COM NEW 229K 2K –
ELI LILLY & CO COM 585K 638 –
ENTERPRISE PRODS PARTNERS L COM 341K 12K –
EXXON MOBIL CORP COM 360K 3K –
GENERAL MLS INC COM 266K 4K –
GITLAB INC CLASS A COM 664K 13K –
GRAB HOLDINGS LIMITED CLASS A ORD 98K 28K –
HANCOCK JOHN PFD INCOME FD I COM 363K 23K –
HF SINCLAIR CORP COM 11M 218K –
INTERNATIONAL BUSINESS MACHS COM 1M 6K –
ISHARES TR 0-3 MNTH TREASRY 382K 4K –
ISHARES TR 1 3 YR TREAS BD 431K 5K –
ISHARES TR MSCI USA MIN VOL 406K 5K –
ISHARES TR SHORT TREAS BD 8M 76K –
ISHARES TR SHRT NAT MUN ETF 2M 16K –
ISHARES U S ETF TR BLACKROCK SH DUR 3M 54K –
JOHNSON & JOHNSON COM 391K 3K –
JPMORGAN CHASE & CO. COM 753K 4K –
KINDER MORGAN INC DEL COM 4M 213K –
KRAFT HEINZ CO COM 3M 82K –
LOWES COS INC COM 310K 1K –
MAPLEBEAR INC COM 402K 12K –
MARATHON PETE CORP COM 1M 7K –
MCDONALDS CORP COM 343K 1K –
MERCK & CO INC COM 340K 3K –
MICROSOFT CORP COM 9M 19K –
NEXTERA ENERGY INC COM 1M 15K –
NOKIA CORP SPONSORED ADR 67K 17K –
NU HLDGS LTD ORD SHS CL A 662K 52K –
NUCOR CORP COM 1M 7K –
NVIDIA CORPORATION COM 3M 23K –
ONEOK INC NEW COM 1M 18K –
ORACLE CORP COM 316K 2K –
PAYPAL HLDGS INC COM 3M 43K –
PEPSICO INC COM 439K 3K –
PHILLIPS 66 COM 647K 5K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 420K 23K –
PPL CORP COM 2M 78K –
PROCTER AND GAMBLE CO COM 624K 4K –
PROGRESSIVE CORP COM 210K 1K –
QUALCOMM INC COM 645K 3K –
RAMACO RES INC COM CL A 3M 188K –
REINSURANCE GRP OF AMERICA I COM NEW 361K 2K –
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 1M 1M –
SCHWAB STRATEGIC TR SHT TM US TRES 842K 18K –
SELECT SECTOR SPDR TR SBI INT-UTILS 980K 14K –
SHELL PLC SPON ADS 440K 6K –
SHOPIFY INC CL A 723K 11K –
SNOWFLAKE INC CL A 745K 5K –
SOLVENTUM CORP COM SHS 389K 8K –
SPDR GOLD TR GOLD SHS 4M 16K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 19K –
SPDR SER TR PRTFLO S&P500 GW 1M 16K –
SPROUTS FMRS MKT INC COM 822K 10K –
STARBUCKS CORP COM 212K 3K –
SUPER MICRO COMPUTER INC COM 511K 568 –
SUZANO S A SPON ADS 1M 112K –
TARGET CORP COM 2M 11K –
TELEFONICA BRASIL SA NEW ADR 85K 10K –
TESLA INC COM 609K 2K –
THEMES ETF TR GENERATIVE ARTIF 272K 9K –
TOAST INC CL A 3M 111K –
UNION PAC CORP COM 440K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 341K 3K –
VERIZON COMMUNICATIONS INC COM 476K 11K –
VISA INC COM CL A 332K 1K –
WALMART INC COM 1M 21K –
WP CAREY INC COM 5M 84K –