NEWVIEW CAPITAL MANAGEMENT, LLC
Adviser information for NEWVIEW CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114030 |
|---|---|
| SEC ERA File Number | 801-114030 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298161 |
| Legal Entity Identifier | 5493000LQ4QPCO21F641 |
Principal Office
1201 HOWARD AVENUESUITE 101
BURLINGAME
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 650-416-1590, Fax: None
Chief Compliance Officer
TRACY ABBOTT
CHIEF COMPLIANCE OFFICER
1201 HOWARD AVENUE
SUITE 101
BURLINGAME
CA
United States
Tel:
518-256-1526
T***********@************M
(Full email address available in API data)
Regulatory Contact
RAVI VISWANATHAN
MANAGING MEMBER
1201 HOWARD AVENUE
SUITE 101
BURLINGAME
CA
United States
Tel:
(650) 687-1808
R***@*****C
(Full email address available in API data)
Industry Affiliates
| NEWVIEW AERO SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW BR SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL PARTNERS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES PARTNERS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW CL SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW HI SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW HP SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW PLD SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW SCP SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWVIEW SL SPV PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWVIEW AERO SPV, LLC | SPECIAL PURPOSE VEHICLE | $33.0M | $0.0M | 2 |
| NEWVIEW BR SPV, LLC | SPECIAL PURPOSE VEHICLE | $103.7M | $0.0M | 5 |
| NEWVIEW CAPITAL ADVISORS FUND III L.P. | Venture Capital Fund | $2.8M | $0.0M | 9 |
| NEWVIEW CAPITAL FUND I, L.P. | Venture Capital Fund | $1,653.1M | $0.0M | 73 |
| NEWVIEW CAPITAL FUND II, L.P. | Venture Capital Fund | $301.8M | $0.0M | 50 |
| NEWVIEW CAPITAL FUND III L.P. | Venture Capital Fund | $202.6M | $0.0M | 31 |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES FUND I, L.P. | Venture Capital Fund | $541.1M | $0.0M | 28 |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES FUND II, L.P. | Venture Capital Fund | $168.7M | $0.0M | 21 |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES FUND III, L.P. | Venture Capital Fund | $96.2M | $0.0M | 8 |
| NEWVIEW CAPITAL SPECIAL OPPORTUNITIES PARALLEL FUND I, L.P. | Venture Capital Fund | $35.9M | $0.0M | 1 |
| NEWVIEW CL SPV, LLC | SPECIAL PURPOSE VEHICLE | $25.3M | $0.0M | 2 |
| NEWVIEW HI SPV, LLC | SPECIAL PURPOSE VEHICLE | $36.0M | $0.0M | 2 |
| NEWVIEW HP SPV, LLC | SPECIAL PURPOSE VEHICLE | $19.6M | $0.0M | 7 |
| NEWVIEW PLD SPV, LLC | SPECIAL PURPOSE VEHICLE | $17.1M | $0.0M | 6 |
| NEWVIEW SL SPV, LLC | SPECIAL PURPOSE VEHICLE | $6.9M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VISWANATHAN, RAVISHANKAR | Individual | – | MEMBER | 08/2018 | > 75% |
| WU, YI (BESSIE), NMN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2022 | < 5% |
| ABBOTT, TRACY, KATE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |