Hedge Fund Database

LANTZ FINANCIAL LLC

Adviser information for LANTZ FINANCIAL LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,875 $642.9M
Non-Discretionary 141 $63.2M
Total 3,016 $706.1M

Clients

Type Number RAUM
Individuals 411 $130.8M
HNW Individuals 192 $575.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-114035
SEC ERA File Number 801-114035
SEC CIK Numbers 1766883
SEC CRD Numbers 297573
Legal Entity Identifier None

Principal Office

1733 PARK STREET
SUITE 350
NAPERVILLE
IL
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 331-204-6230, Fax: 331-229-8632

Websites

linkedin.com/in/daniel-rohlfing-cfp-612b4b161/ linkedin.com/in/maddie-griffith-9207a21b1/ www.lantzteam.com www.facebook.com/lantzfinancial/ linkedin.com/in/derek.raridon-1ab27312b/ linkedin.com/in/michaeljlantz/ www.linkedin.com/in/logan-schaefer-a088182b0/

Chief Compliance Officer

KRISTIN CROWLEY
1733 PARK STREET
SUITE 350
NAPERVILLE
IL
United States
Tel: 331-204-6230
Fax: 331-229-8632
(Full email address available in API data)

Regulatory Contact

MARK J. DONALDSON,
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 913-707-7366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LANTZ, MICHAEL, JON Individual – MANAGING PRINCIPAL/LLC MEMBER 06/2018 > 75%
ROHLFING, DANIEL, BRYAN Individual – LLC MEMBER/MANAGER 06/2021 25-50%
CROWLEY, KRISTIN, M Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 12/10/20197 on 3/8/20207 on 6/24/20207 on 9/22/20207 on 11/27/20207 on 2/10/20217 on 6/3/20217 on 11/10/20217 on 11/15/20219 on 2/2/20229 on 7/8/20229 on 7/13/20229 on 3/17/20239 on 3/31/20239 on 5/15/20239 on 7/21/20239 on 7/21/20239 on 9/5/202310 on 2/27/2024

RAUM, Historic

800M400M02019202020212022202320242025431989600 on 12/10/2019530273195 on 3/8/2020530273195 on 6/24/2020530273195 on 9/22/2020530273195 on 11/27/2020532447082 on 2/10/2021532447082 on 6/3/2021532447082 on 11/10/2021532447082 on 11/15/2021644487507 on 2/2/2022644487507 on 7/8/2022644487507 on 7/13/2022585461144 on 3/17/2023585461144 on 3/31/2023585461144 on 5/15/2023585461144 on 7/21/2023585461144 on 7/21/2023585461144 on 9/5/2023706141358 on 2/27/2024

No. Clients, Historic

70035002019202020212022202320242025425 on 12/10/2019450 on 3/8/2020450 on 6/24/2020450 on 9/22/2020450 on 11/27/2020517 on 2/10/2021517 on 6/3/2021517 on 11/10/2021517 on 11/15/2021536 on 2/2/2022536 on 7/8/2022536 on 7/13/2022585 on 3/17/2023585 on 3/31/2023585 on 5/15/2023585 on 7/21/2023585 on 7/21/2023585 on 9/5/2023603 on 2/27/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 252K 2K –
ABBOTT LABS COM 596K 6K –
ABBVIE INC COM 1M 6K –
ACCENTURE PLC IRELAND SHS CLASS A 419K 1K –
ADOBE INC COM 377K 679 –
ALPHABET INC CAP STK CL A 842K 5K –
ALPHABET INC CAP STK CL C 1M 6K –
AMAZON COM INC COM 5M 28K –
AMCOR PLC ORD 197K 20K –
AMERICAN ELEC PWR CO INC COM 315K 4K –
AMGEN INC COM 556K 2K –
ANALOG DEVICES INC COM 2M 10K –
AON PLC SHS CL A 529K 2K –
APPLE INC COM 6M 30K –
APPLIED MATLS INC COM 212K 898 –
ARES CAPITAL CORP COM 1M 60K –
ASML HOLDING N V N Y REGISTRY SHS 216K 211 –
AT&T INC COM 373K 20K –
BANK AMERICA CORP COM 565K 14K –
BCE INC COM NEW 224K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
BLACKROCK ETF TRUST US EQT FACTOR 4M 93K –
BLACKSTONE INC COM 342K 3K –
BOEING CO COM 491K 3K –
BP PLC SPONSORED ADR 1M 30K –
BRISTOL-MYERS SQUIBB CO COM 490K 12K –
BROADCOM INC COM 324K 202 –
BROADRIDGE FINL SOLUTIONS IN COM 2M 10K –
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 1M 43K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 242K 14K –
CANADIAN IMPERIAL BK COMM TO COM 277K 6K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 1M 32K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 1M 40K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 264K 9K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 3M 80K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 9M 332K –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 4M 23K –
CHUBB LIMITED COM 2M 10K –
CINCINNATI FINL CORP COM 257K 2K –
CISCO SYS INC COM 3M 61K –
CLOROX CO DEL COM 2M 13K –
CME GROUP INC COM 851K 4K –
COCA COLA CO COM 554K 9K –
COLGATE PALMOLIVE CO COM 2M 20K –
COMCAST CORP NEW CL A 316K 8K –
CONAGRA BRANDS INC COM 201K 7K –
CONSTELLATION ENERGY CORP COM 640K 3K –
COSTCO WHSL CORP NEW COM 550K 647 –
DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 756K 19K –
DEERE & CO COM 262K 700 –
DIAGEO PLC SPON ADR NEW 1M 12K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 82K –
DISNEY WALT CO COM 370K 4K –
DOMINION ENERGY INC COM 225K 5K –
DOW INC COM 2M 30K –
DUKE ENERGY CORP NEW COM NEW 723K 7K –
EDWARDS LIFESCIENCES CORP COM 299K 3K –
ELI LILLY & CO COM 1M 1K –
ENBRIDGE INC COM 452K 13K –
ENTERGY CORP NEW COM 2M 15K –
EXELON CORP COM 298K 9K –
EXXON MOBIL CORP COM 2M 21K –
FASTENAL CO COM 1M 23K –
FEDERATED HERMES ETF TRUST US STRATEGIC DIV 4M 160K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 2M 41K –
FORD MTR CO DEL COM 145K 12K –
GALLAGHER ARTHUR J & CO COM 379K 1K –
GE AEROSPACE COM NEW 591K 4K –
GENERAL MTRS CO COM 253K 5K –
GILEAD SCIENCES INC COM 2M 25K –
GRACO INC COM 436K 6K –
HARBOR ETF TRUST LONG TERM GROWER 2M 60K –
HERSHEY CO COM 2M 10K –
HOME DEPOT INC COM 2M 6K –
HUNTINGTON BANCSHARES INC COM 170K 13K –
INNOVATOR ETFS TRUST INTERNATIONAL DV 2M 62K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 433K 16K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 1M 34K –
INNOVATOR ETFS TRUST INTRNL DEV JULY 8M 268K –
INNOVATOR ETFS TRUST US EQT BUFR APR 396K 10K –
INNOVATOR ETFS TRUST US EQTY BUF DEC 314K 7K –
INNOVATOR ETFS TRUST US EQTY BUF NOV 209K 6K –
INNOVATOR ETFS TRUST US EQTY BUF OCT 738K 18K –
INNOVATOR ETFS TRUST US EQTY BUF SEP 2M 56K –
INNOVATOR ETFS TRUST US EQTY BUFR FEB 559K 14K –
INNOVATOR ETFS TRUST US EQTY BUFR JAN 955K 21K –
INNOVATOR ETFS TRUST US EQTY BUFR JUL 957K 23K –
INNOVATOR ETFS TRUST US EQTY BUFR JUN 10M 265K –
INNOVATOR ETFS TRUST US EQTY BUFR MAR 761K 18K –
INNOVATOR ETFS TRUST US EQTY BUFR MAY 415K 11K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 228K 6K –
INNOVATOR ETFS TRUST US EQUT BUFR AUG 563K 14K –
INTEL CORP COM 913K 29K –
INTERNATIONAL BUSINESS MACHS COM 2M 12K –
INVESCO EXCH TRADED FD TR II PFD ETF 166K 14K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 5M 223K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 516K 21K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 304K 15K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 4M 212K –
INVESCO QQQ TR UNIT SER 1 214K 447 –
INVESCO SR INCOME TR COM 53K 12K –
ISHARES INC CORE MSCI EMKT 1M 25K –
ISHARES INC MSCI EMERG MRKT 239K 4K –
ISHARES INC MSCI EMRG CHN 1M 24K –
ISHARES TR 0-3 MNTH TREASRY 2M 15K –
ISHARES TR CORE HIGH DV ETF 10M 96K –
ISHARES TR CORE S&P SCP ETF 429K 4K –
ISHARES TR CORE S&P TTL STK 337K 3K –
ISHARES TR CORE S&P500 ETF 31M 57K –
ISHARES TR EAFE GRWTH ETF 4M 36K –
ISHARES TR EAFE VALUE ETF 2M 38K –
ISHARES TR ESG AWR MSCI USA 454K 4K –
ISHARES TR HDG MSCI EAFE 902K 25K –
ISHARES TR IBONDS 24 TRM TS 2M 94K –
ISHARES TR IBONDS 25 TRM TS 2M 97K –
ISHARES TR IBONDS 26 TRM TS 2M 100K –
ISHARES TR IBONDS DEC 534K 20K –
ISHARES TR IBONDS DEC 25 648K 24K –
ISHARES TR IBONDS DEC 26 629K 25K –
ISHARES TR MSCI EAFE MIN VL 545K 8K –
ISHARES TR MSCI USA MIN VOL 259K 3K –
ISHARES TR MSCI USA QLT FCT 5M 28K –
ISHARES TR RUSSELL 2000 ETF 348K 2K –
ISHARES TR S&P 100 ETF 542K 2K –
ISHARES TR S&P 500 GRWT ETF 5M 52K –
ISHARES TR S&P 500 VAL ETF 3M 14K –
ISHARES TR U.S. ENERGY ETF 205K 4K –
ISHARES TR U.S. TECH ETF 2M 15K –
ISHARES TR US INFRASTRUC 589K 14K –
ISHARES U S ETF TR BLACKROCK SHORT 314K 6K –
JOHNSON & JOHNSON COM 1M 10K –
JPMORGAN CHASE & CO. COM 1M 6K –
KIMBERLY-CLARK CORP COM 228K 2K –
KINDER MORGAN INC DEL COM 2M 78K –
KKR & CO INC COM 218K 2K –
LAM RESEARCH CORP COM 212K 199 –
LINDE PLC SHS 2M 5K –
LOCKHEED MARTIN CORP COM 2M 5K –
LYONDELLBASELL INDUSTRIES N SHS - A - 300K 3K –
MANHATTAN ASSOCIATES INC COM 206K 836 –
MARSH & MCLENNAN COS INC COM 2M 8K –
MASTERCARD INCORPORATED CL A 457K 1K –
MCDONALDS CORP COM 1M 5K –
MERCK & CO INC COM 2M 15K –
META PLATFORMS INC CL A 706K 1K –
MICROSOFT CORP COM 11M 26K –
MOTOROLA SOLUTIONS INC COM NEW 325K 842 –
NATIONAL GRID PLC SPONSORED ADR NE 383K 7K –
NETFLIX INC COM 290K 430 –
NEXTERA ENERGY INC COM 924K 13K –
NORTHERN TR CORP COM 2M 23K –
NOVARTIS AG SPONSORED ADR 752K 7K –
NOVO-NORDISK A S ADR 259K 2K –
NUVEEN MUN VALUE FD INC COM 198K 23K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 180K 15K –
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 244K 17K –
NVIDIA CORPORATION COM 5M 41K –
OLD NATL BANCORP IND COM 349K 20K –
ORACLE CORP COM 2M 13K –
PAYCHEX INC COM 2M 21K –
PEPSICO INC COM 2M 12K –
PFIZER INC COM 818K 29K –
PHILIP MORRIS INTL INC COM 573K 6K –
PNC FINL SVCS GROUP INC COM 316K 2K –
POLARIS INC COM 1M 14K –
PRICE T ROWE GROUP INC COM 2M 16K –
PROCTER AND GAMBLE CO COM 741K 4K –
PROGRESSIVE CORP COM 3M 12K –
QUALCOMM INC COM 234K 1K –
RAYONIER INC COM 1M 38K –
REALTY INCOME CORP COM 234K 4K –
REPUBLIC SVCS INC COM 3M 13K –
RTX CORPORATION COM 277K 3K –
SALESFORCE INC COM 231K 899 –
SANOFI SPONSORED ADR 391K 8K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 409K 11K –
SCHWAB STRATEGIC TR US LCAP GR ETF 405K 4K –
SCHWAB STRATEGIC TR US LCAP VA ETF 583K 8K –
SERVICENOW INC COM 281K 357 –
SHELL PLC SPON ADS 355K 5K –
SNAP ON INC COM 2M 8K –
SOUTHERN CO COM 3M 36K –
SPDR GOLD TR GOLD SHS 235K 1K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 481K 14K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 313K 8K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR SER TR PRTFLO S&P500 GW 887K 11K –
SPDR SER TR PRTFLO S&P500 VL 665K 14K –
T ROWE PRICE ETF INC PRICE EQT INCOME 2M 60K –
TARGET CORP COM 601K 4K –
TC ENERGY CORP COM 255K 7K –
THERMO FISHER SCIENTIFIC INC COM 311K 562 –
TOTALENERGIES SE SPONSORED ADS 705K 11K –
UNITED PARCEL SERVICE INC CL B 2M 15K –
UNITEDHEALTH GROUP INC COM 437K 859 –
US BANCORP DEL COM NEW 2M 48K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS SM CP VAL ETF 298K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 10M 36K –
VANGUARD INDEX FDS VALUE ETF 232K 1K –
VERIZON COMMUNICATIONS INC COM 610K 15K –
VISA INC COM CL A 475K 2K –
WALGREENS BOOTS ALLIANCE INC COM 215K 18K –
WALMART INC COM 633K 9K –
WEC ENERGY GROUP INC COM 2M 28K –
WELLS FARGO CO NEW COM 929K 16K –
WEYERHAEUSER CO MTN BE COM NEW 1M 39K –
WILLIAMS COS INC COM 312K 7K –
WISDOMTREE TR US QTLY DIV GRT 3M 44K –
XCEL ENERGY INC COM 334K 6K –
XYLEM INC COM 334K 2K –