MCCAY WEALTH ADVISORY LLC
Adviser information for MCCAY WEALTH ADVISORY LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 562 | $276.7M |
| Non-Discretionary | 9 | $7.7M |
| Total | 571 | $284.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 451 | $137.5M |
| HNW Individuals | 97 | $103.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $37.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114039 |
|---|---|
| SEC ERA File Number | 801-114039 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286503 |
| Legal Entity Identifier | None |
Principal Office
624 N WOODLAND STREETMANCHESTER
TN
United States
Monday - Friday, 8AM - 5PM
Tel: 931-728-2130, Fax: 931-728-2578
Chief Compliance Officer
EMILY SUZANNE MCCAY
CHIEF OPERATING OFFICER
624 N WOODLAND STREET
MANCHESTER
TN
United States
Tel:
931-474-2130
S***@**************M
(Full email address available in API data)
Regulatory Contact
BRENT MCCAY
MANAGING PRINCIPAL
624 N WOODLAND STREET
MANCHESTER
TN
United States
Tel:
931-474-2130
B*********@********M
(Full email address available in API data)
Industry Affiliates
| BRENT MCCAY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCAY, BRENT, ALAN | Individual | – | MANAGING PRINCIPAL | 12/2016 | > 75% |
| MCCAY, EMILY, SUZANNE | Individual | – | CCO | 02/2021 | < 5% |