WPG FINANCIAL GROUP, LLC
WPG ADVISERS, LLC Legal Name
Adviser information for WPG FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 921 | $242.6M |
| Non-Discretionary | 87 | $58.6M |
| Total | 1,008 | $301.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 303 | $65.2M |
| HNW Individuals | 62 | $174.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $55.3M |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 92.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEI MANAGED ACCOUNT SOLUTIONS | SEI INVESTMENTS MANAGEMENT CORP |
Identifiers
| SEC RIA File Number | 801-114047 |
|---|---|
| SEC ERA File Number | 801-114047 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291708 |
| Legal Entity Identifier | None |
Principal Office
3600 O'DONNELL STREETSUITE 860
BALTIMORE
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 410-522-2030, Fax: 410-522-2031
Websites
www.linkedin.com/in/michaelburchell
www.linkedin.com/in/dalefoard
www.wpgfinancial.com
www.linkedin.com/in/nicholasrumke
www.linkedin.com/in/steve-gessner-cfp-65878a5/
www.linkedin.com/in/todd-paradise-cfp%c2%ae-0071b94/
www.linkedin.com/in/patrick-bollinger-6b313583/
www.linkedin.com/company/wpg-financial-group/
www.facebook.com/wpgfinancial
Chief Compliance Officer
NICOLE M. REESE
3600 O'DONNELL STREET
SUITE 860
BALTIMORE
MD
United States
Tel:
410-522-2030
N*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ZEBRA MUNICIPAL BOND ARBITRAGE FUND, LP | Private Equity Fund | $2.4M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GESSNER, STEVEN, JOSEPH | Individual | – | MEMBER | 09/2018 | 50-75% |
| PARADISE, TODD, FOSTER | Individual | – | MANAGING MEMBER | 09/2018 | 50-75% |
| REESE, NICOLE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |