Hedge Fund Database

TRAIL RIDGE INVESTMENT ADVISORS, LLC

Adviser information for TRAIL RIDGE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wyoming, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 365 $244.9M
Non-Discretionary 4 $5.0M
Total 369 $249.9M

Clients

Type Number RAUM
Individuals 78 $28.2M
HNW Individuals 44 $155.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $8.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $10.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 59 $48.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 21
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFINANCIAL PLANNING SUBSCRIPTION FEES

Identifiers

SEC RIA File Number 801-114051
SEC ERA File Number 801-114051
SEC CIK Numbers 1911013
SEC CRD Numbers 284741
Legal Entity Identifier None

Principal Office

2020 CARIBOU DRIVE
SUITE 102
FORT COLLINS
CO
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 970 305-5150, Fax: N/A

Websites

www.trailridgewm.com/ www.linkedin.com/company/trail-ridge-wealth-management

Chief Compliance Officer

JEFFREY B. KADAVY
CHIEF COMPLIANCE OFFICER
2020 CARIBOU DRIVE
SUITE 102
FORT COLLINS
CO
United States
Tel: 970 305-5150
Fax: N/A
(Full email address available in API data)

Regulatory Contact

IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel: 18337422246
(Full email address available in API data)

Industry Affiliates

TRAIL RIDGE TRUST COMPANY, LLC Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Kerwood, Mark, Kenneth Individual – INVESTMENT STRATEGIST 03/2017 10-25%
Jones, David, Chadwick Individual TRAIL RIDGE WEALTH MANAGEMENT, INC. CHIEF PLANNING OFFICER 09/2016
Jones, David, Chadwick Individual – CHIEF PLANNING OFFICER 09/2016 10-25%
Kadavy, Jeffrey, Blaine Individual – CHIEF COMPLIANCE OFFICER 03/2017 25-50%
Loritz, Peter, Bowen Individual – PRINCIPAL 03/2017 10-25%
Zipser, Jacqueline, C Individual – BOARD MEMBER 03/2017 10-25%
Kadavy, Jeffrey, Blaine Individual TRAIL RIDGE INVESTMENT ADVISORS, LLC PRESIDENT & CEO 07/2017 25-50%
Kerwood, Mark, Kenneth Individual TRAIL RIDGE INVESTMENT ADVISORS, LLC CHIEF FINANCIAL OFFICER 03/2017
Loritz, Peter, Bowen Individual TRAIL RIDGE INVESTMENT ADVISORS, LLC CHIEF FIDUCIARY OFFICER 03/2017
Zipser, Jacqueline, C Individual TRAIL RIDGE INVESTMENT ADVISORS, LLC BOARD MEMBER 03/2017
JORDAN, DAVID, CHARLES Individual – CHIEF INVESTMENT OFFICER 09/2019 < 5%

No. Employees, Historic

105020192020202120222023202420255 on 5/1/20195 on 7/1/20195 on 7/2/20195 on 7/12/20195 on 3/12/20205 on 3/31/20205 on 4/3/20205 on 6/16/20205 on 7/24/20205 on 8/14/20205 on 9/2/20205 on 10/8/20205 on 3/31/20215 on 4/14/20215 on 6/7/20215 on 8/3/20217 on 3/24/20227 on 3/24/20237 on 3/27/2024

RAUM, Historic

300M150M02019202020212022202320242025102238760 on 5/1/2019102238760 on 7/1/2019102238760 on 7/2/2019102238760 on 7/12/2019149463778 on 3/12/2020149463778 on 3/31/2020149463778 on 4/3/2020149463778 on 6/16/2020149463778 on 7/24/2020149463778 on 8/14/2020149463778 on 9/2/2020149463778 on 10/8/2020180212387 on 3/31/2021180212387 on 4/14/2021180212387 on 6/7/2021180212387 on 8/3/2021248684722 on 3/24/2022213586916 on 3/24/2023249927549 on 3/27/2024

No. Clients, Historic

2001000201920202021202220232024202564 on 5/1/201964 on 7/1/201964 on 7/2/201964 on 7/12/2019107 on 3/12/2020107 on 3/31/2020107 on 4/3/2020107 on 6/16/2020107 on 7/24/2020107 on 8/14/2020107 on 9/2/2020107 on 10/8/2020114 on 3/31/2021114 on 4/14/2021114 on 6/7/2021114 on 8/3/2021135 on 3/24/2022156 on 3/24/2023186 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 320K 2K 0
ACCENTURE PLC IRELAND SHS CLASS A 225K 743 0
ADOBE INC COM 2M 4K 0
ADTALEM GLOBAL ED INC COM 555K 8K 0
ALLY FINL INC COM 615K 15K 0
ALPHABET INC CAP STK CL C 6M 31K 0
ALPHABET INC CAP STK CL A 856K 5K 0
AMAZON COM INC COM 4M 22K 0
AMERICAN TOWER CORP NEW COM 1M 5K 0
APPLE INC COM 12M 57K 0
ARQ INC COM 74K 12K 0
BANK AMERICA CORP COM 250K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K 0
BIOGEN INC COM 419K 2K 0
BLACKROCK INC COM 2M 2K 0
BOOKING HOLDINGS INC COM 2M 383 0
BROADCOM INC COM 978K 609 0
CACI INTL INC CL A 853K 2K 0
CARDINAL HEALTH INC COM 650K 7K 0
CHUBB LIMITED COM 2M 6K 0
CHURCH & DWIGHT CO INC COM 2M 16K 0
COCA COLA CO COM 291K 5K 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 422K 6K 0
COMCAST CORP NEW CL A 461K 12K 0
COOPER COS INC COM 1M 15K 0
COSTCO WHSL CORP NEW COM 5M 6K 0
CURTISS WRIGHT CORP COM 352K 1K 0
EATON CORP PLC SHS 4M 11K 0
ELEVANCE HEALTH INC COM 345K 636 0
ELI LILLY & CO COM 1M 2K 0
EVEREST GROUP LTD COM 551K 1K 0
EXXON MOBIL CORP COM 541K 5K 0
FACTSET RESH SYS INC COM 898K 2K 0
FEDERAL SIGNAL CORP COM 2M 22K 0
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 3M 116K 0
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 445K 10K 0
FIDELITY COVINGTON TRUST MSCI INDL INDX 1M 23K 0
FIDELITY COVINGTON TRUST MSCI MATLS INDEX 771K 16K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 3M 92K 0
GOLDMAN SACHS ETF TR ACTIVEBETA INT 15M 441K 0
GRACO INC COM 439K 6K 0
GRAPHIC PACKAGING HLDG CO COM 255K 10K 0
HARMONY BIOSCIENCES HLDGS IN COM 280K 9K 0
HEALTHCARE SVCS GROUP INC COM 234K 22K 0
HERSHEY CO COM 721K 4K 0
HOME DEPOT INC COM 2M 4K 0
HONEYWELL INTL INC COM 1M 5K 0
INDEPENDENT BANK GROUP INC COM 210K 5K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 8K 0
ISHARES INC MSCI EMRG CHN 14M 232K 0
ISHARES TR 0-5YR INVT GR CP 4M 75K 0
ISHARES TR INTRM GOV CR ETF 3M 29K 0
ISHARES TR S&P MC 400VL ETF 3M 29K 0
ISHARES TR S&P MC 400GR ETF 3M 33K 0
ISHARES TR CORE S&P SCP ETF 371K 3K 0
ISHARES TR SP SMCP600VL ETF 427K 4K 0
ISHARES TR S&P SML 600 GWT 3M 20K 0
ISHARES TR S&P 500 VAL ETF 3M 19K 0
ISHARES TR CORE S&P500 ETF 11M 20K 0
ISHARES TR S&P 500 GRWT ETF 323K 3K 0
ISHARES TR RUS MID CAP ETF 289K 4K 0
ISHARES TR RUS MD CP GR ETF 474K 4K 0
JABIL INC COM 859K 8K 0
JANUS DETROIT STR TR HENDRSN SHRT ETF 3M 69K 0
JOHNSON & JOHNSON COM 1M 9K 0
JPMORGAN CHASE & CO. COM 2M 10K 0
LINDE PLC SHS 377K 860 0
LKQ CORP COM 272K 7K 0
MAMAS CREATIONS INC COM 455K 68K 0
MASTERCARD INCORPORATED CL A 3M 6K 0
MCDONALDS CORP COM 365K 1K 0
MERCK & CO INC COM 922K 7K 0
MICROCHIP TECHNOLOGY INC. COM 2M 19K 0
MICROSOFT CORP COM 11M 24K 0
NEXSTAR MEDIA GROUP INC COMMON STOCK 415K 2K 0
NEXTERA ENERGY INC COM 1M 19K 0
NVIDIA CORPORATION COM 5M 43K 0
PEPSICO INC COM 296K 2K 0
POST HLDGS INC COM 701K 7K 0
PROCTER AND GAMBLE CO COM 1M 7K 0
PROGRESSIVE CORP COM 638K 3K 0
PULTE GROUP INC COM 2M 19K 0
PURE STORAGE INC CL A 781K 12K 0
QUALCOMM INC COM 302K 2K 0
ROPER TECHNOLOGIES INC COM 2M 3K 0
SELECT SECTOR SPDR TR TECHNOLOGY 223K 986 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 387K 723 0
SPDR SER TR PORTFOLIO S&P500 391K 6K 0
SPDR SER TR PORTFOLIO SHORT 705K 24K 0
SPDR SER TR S&P 400 MDCP GRW 230K 3K 0
THERMO FISHER SCIENTIFIC INC COM 2M 4K 0
TOLL BROTHERS INC COM 3M 26K 0
UNION PAC CORP COM 1M 5K 0
UNITED THERAPEUTICS CORP DEL COM 694K 2K 0
UNITEDHEALTH GROUP INC COM 2M 3K 0
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 346K 4K 0
VANGUARD INDEX FDS VALUE ETF 749K 5K 0
VANGUARD INDEX FDS TOTAL STK MKT 7M 28K 0
VISA INC COM CL A 603K 2K 0
VOYA FINANCIAL INC COM 706K 10K 0
WALMART INC COM 291K 4K 0
ZOETIS INC CL A 252K 1K 0