Hedge Fund Database

YAUPON CAPITAL MANAGEMENT LP

Adviser information for YAUPON CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $2.3B
Non-Discretionary 0 $0
Total 3 $2.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $2.3B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 66

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-114061
SEC ERA File Number 801-114061
SEC CIK Numbers 1755028
SEC CRD Numbers 298556
Legal Entity Identifier 549300EJ1UX76IPJ6471

Principal Office

340 MADISON AVENUE
SUITE 300A
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-755-3825, Fax: None

Websites

www.linkedin.com/company/yaupon-capital-management/ www.yauponcap.com/

Chief Compliance Officer

LISA FLAHERTY
CHIEF FINANCIAL OFFICER
340 MADISON AVENUE
SUITE 300A
NEW YORK
NY
United States
Tel: 646-755-3825
(Full email address available in API data)

Regulatory Contact

ROBERT BURKLEY
CHIEF OPERATING OFFICER
340 MADISON AVENUE
SUITE 300A
NEW YORK
NY
United States
Tel: 646-755-3825
(Full email address available in API data)

Industry Affiliates

YAUPON CAPITAL GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
YAUPON MASTER FUND LP Hedge Fund $2,317.4M $1.0M 111

Control Persons

Name Type Entity Title Since Ownership
PATTYN, STEVEN, JAMES Individual – PARTNER, CHIEF INVESTMENT OFFICER 08/2018 50-75%
BURKLEY, ROBERT, BENJAMIN Individual – CHIEF OPERATING OFFICER AND PARTNER 08/2018 5-10%
FLAHERTY, LISA, MARY Individual – CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 08/2018 < 5%
LEBOWITZ, BRANDON, JOSHUA Individual – PARTNER 09/2021 5-10%
YAUPON CAPITAL MANAGEMENT GP LLC Domestic Entity – GENERAL PARTNER 08/2018 < 5%
STEVEN PATTYN FAMILY TRUST DATED 3/31/2022 Domestic Entity – PARTNER 07/2022 10-25%
PATTYN, STEVEN, JAMES Individual YAUPON CAPITAL MANAGEMENT GP LLC MANAGING MEMBER 02/2018 > 75%
PATTYN, CAROL, RUBY Individual – TRUSTEE OF STEVEN PATTYN FAMILY TRUST DATED 3/31/2022 07/2022 10-25%
PATTYN, ELIZABETH, KIERNAN Individual – TRUSTEE OF STEVEN PATTYN FAMILY TRUST DATED 3/31/2022 07/2022 10-25%

No. Employees, Historic

2010020192020202120222023202420257 on 4/16/20197 on 3/27/20207 on 4/17/20208 on 3/30/20218 on 10/28/20219 on 3/31/20229 on 8/26/20229 on 8/30/202213 on 3/31/202315 on 3/28/2024

RAUM, Historic

3B2B02019202020212022202320242025294289000 on 4/16/2019282375000 on 3/27/2020282375000 on 4/17/2020333591060 on 3/30/2021333591060 on 10/28/2021499925000 on 3/31/2022499925000 on 8/26/2022499925000 on 8/30/20221426932891 on 3/31/20232317403000 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420253 on 4/16/20193 on 3/27/20203 on 4/17/20204 on 3/30/20214 on 10/28/20214 on 3/31/20224 on 8/26/20224 on 8/30/20223 on 3/31/20233 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AES CORP COM 7M 384K –
AIR PRODS & CHEMS INC COM 9M 34K –
AIR PRODS & CHEMS INC COM 28M 110K –
ALLETE INC COM NEW 5M 73K –
AMEREN CORP COM 27M 375K –
ATMOS ENERGY CORP COM 17M 149K –
ATMUS FILTRATION TECHNOLOGIE COM 4M 147K –
AVISTA CORP COM 35M 1M –
CADELER A S SPON ADR 2M 71K –
CENOVUS ENERGY INC COM 44M 2M –
CENTERPOINT ENERGY INC COM 9M 295K –
CENTURY ALUM CO COM 1M 64K –
CHAMPIONX CORPORATION COM 16M 484K –
CHEVRON CORP NEW COM 55M 350K –
CIVITAS RESOURCES INC COM NEW 7M 98K –
CLEAN ENERGY FUELS CORP COM 7M 2M –
CLEARWAY ENERGY INC CL C 3M 105K –
CMS ENERGY CORP COM 27M 459K –
CONSOL ENERGY INC NEW COM 3M 25K –
CORE & MAIN INC CL A 7M 150K –
COTERRA ENERGY INC COM 17M 649K –
CSX CORP COM 5M 140K –
DARLING INGREDIENTS INC COM 8M 205K –
DEVON ENERGY CORP NEW COM 18M 385K –
DOMINION ENERGY INC COM 26M 526K –
DOW INC COM 11M 200K –
DTE ENERGY CO COM 25M 227K –
EATON CORP PLC SHS 8M 25K –
ENPHASE ENERGY INC COM 12M 122K –
ENTERGY CORP NEW COM 18M 168K –
EOG RES INC COM 50M 400K –
EQUITRANS MIDSTREAM CORP COM 24M 2M –
EVERGY INC COM 28M 528K –
EXPRO GROUP HOLDINGS NV COM 2M 69K –
EXXON MOBIL CORP COM 16M 141K –
FIRST SOLAR INC COM 12M 51K –
FIRST SOLAR INC COM 13M 56K –
FIRSTENERGY CORP COM 17M 442K –
FLUENCE ENERGY INC COM CL A 4M 230K –
FREEPORT-MCMORAN INC CL B 4M 91K –
GE VERNOVA INC COM 36M 212K –
GENERAC HLDGS INC COM 5M 38K –
GFL ENVIRONMENTAL INC SUB VTG SHS 27M 682K –
GOODYEAR TIRE & RUBR CO COM 6M 515K –
GULFPORT ENERGY CORP COMMON SHARES 10M 63K –
HALLIBURTON CO COM 20M 600K –
HESS CORP COM 50M 341K –
HUDBAY MINERALS INC COM 12M 1M –
IDACORP INC COM 19M 200K –
KINETIK HOLDINGS INC COM NEW CL A 11M 266K –
LANDBRIDGE COMPANY LLC CL A 12M 500K –
LIBERTY ENERGY INC COM CL A 5M 239K –
MARATHON PETE CORP COM 23M 131K –
MATADOR RES CO COM 7M 112K –
MDU RES GROUP INC COM 4M 179K –
MOSAIC CO NEW COM 18M 618K –
NATIONAL FUEL GAS CO COM 28M 524K –
NATIONAL FUEL GAS CO COM 16M 300K –
NEXTDECADE CORP COM 32M 4M –
NEXTDECADE CORP COM 12M 1M –
NISOURCE INC COM 29M 1M –
OPAL FUELS INC CLASS A COM 2M 598K –
OSISKO GOLD ROYALTIES LTD COM 16M 999K –
OVINTIV INC COM 9M 183K –
PAR PAC HOLDINGS INC COM NEW 13M 517K –
PBF ENERGY INC CL A 6M 130K –
PERMIAN RESOURCES CORP CLASS A COM 19M 1M –
PG&E CORP COM 9M 493K –
PHILLIPS 66 COM 63M 446K –
PNM RES INC COM 11M 284K –
PNM RES INC COM 18M 500K –
PORTLAND GEN ELEC CO COM NEW 65M 2M –
PPL CORP COM 25M 894K –
PRIMORIS SVCS CORP COM 27M 545K –
PUBLIC SVC ENTERPRISE GRP IN COM 14M 186K –
SAIA INC COM 24M 51K –
SEADRILL 2021 LTD COM 6M 120K –
SELECT SECTOR SPDR TR SBI INT-UTILS 20M 300K –
SEMPRA COM 27M 358K –
SHELL PLC SPON ADS 37M 512K –
SILVERBOW RES INC COM 6M 158K –
SOLID POWER INC CLASS A COM 3M 2M –
SPDR S&P 500 ETF TR TR UNIT 286M 525K –
SPIRE INC COM 7M 113K –
SUNCOR ENERGY INC NEW COM 36M 954K –
TALOS ENERGY INC COM 26M 2M –
TAMBORAN RES CORP COM 3M 130K –
TARGA RES CORP COM 39M 300K –
TC ENERGY CORP COM 47M 1M –
TECK RESOURCES LTD CL B 32M 666K –
TECK RESOURCES LTD CL B 19M 400K –
TRANSALTA CORP COM 11M 2M –
UGI CORP NEW COM 2M 100K –
UGI CORP NEW COM 7M 300K –
VALERO ENERGY CORP COM 7M 44K –
VEREN INC COM NEW 8M 1M –
WARRIOR MET COAL INC COM 4M 67K –
WEX INC COM 3M 17K –
XPO INC COM 11M 100K –