VESTMARK ADVISORY SOLUTIONS, INC.
Adviser information for VESTMARK ADVISORY SOLUTIONS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17,238 | $3.7B |
| Non-Discretionary | 2,253 | $2.0B |
| Total | 19,491 | $5.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19,491 | $5.6B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 5.6B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS | UBS FINANCIAL SERVICES INC. |
| UBS STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT MARKETPLACE | CHARLES SCHWAB & CO., INC. |
| STRATEGIC ASSET REVIEW (STAR) | OPPENHEIMER ASSET MANAGEMENT |
Principal Office
100 QUANNAPOWITT PKWYSUITE 205
WAKEFIELD
MA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 888-355-0477, Fax: None
Chief Compliance Officer
DENISE MARIE ADAMCZYK
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-205-9346
D**************@************M
(Full email address available in API data)
Regulatory Contact
ROBERT BATTISTA
SENIOR VICE PRESIDENT/MANAGING DIRECTOR
100 QUANNAPOWITT PKWY
SUITE 205
WAKEFIELD
MA
United States
Tel:
781-683-4179
R********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VESTMARK, INC. | Domestic Entity | – | OWNER | 04/2015 | > 75% |
| BLUNDIN, DAVID, BRANSFORD | Individual | VESTMARK, INC. | CHAIRMAN | 05/2001 | > 75% |
| RUBIN, SENNET, IAN | Individual | – | VICE PRESIDENT | 09/2019 | < 5% |
| ADAMCZYK, DENISE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| BATTISTA, ROBERT, GUIDO | Individual | – | SENIOR VICE PRESIDENT/MANAGING DIRECTOR | 04/2022 | < 5% |
| BOYADJIAN, MARAL, P | Individual | – | SVP, HEAD OF PORTFOLIO MANAGEMENT | 04/2022 | < 5% |
| Ryabchenko, Tatyana, Vladimirovna | Individual | – | VP, HEAD OF INVESTMENT PRODUCT | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 10X GENOMICS INC | CL A COM | 4M | 188K | UBS Group AG |
| AB ACTIVE ETFS INC | SHORT DURATION H | 285K | 8K | UBS Group AG |
| AB ACTIVE ETFS INC | HIGH YIELD ETF | 249K | 7K | UBS Group AG |
| ABBOTT LABS | COM | 1M | 13K | NewEdge Wealth, LLC |
| ABBOTT LABS | COM | 2K | 24 | – |
| ABBVIE INC | COM | 3M | 19K | NewEdge Wealth, LLC |
| ABBVIE INC | COM | 128K | 745 | – |
| ABBVIE INC | COM | 801K | 5K | PUTNAM INVESTMENT MANAGEMENT LLC |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 8K | NewEdge Wealth, LLC |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4K | 12 | – |
| ACUSHNET HLDGS CORP | COM | 3M | 52K | NewEdge Wealth, LLC |
| ACV AUCTIONS INC | COM CL A | 276K | 15K | UBS Group AG |
| ADOBE INC | COM | 2M | 3K | NewEdge Wealth, LLC |
| ADOBE INC | COM | 5K | 9 | – |
| ADVANCED DRAIN SYS INC DEL | COM | 374K | 2K | UBS Group AG |
| ADVANCED DRAIN SYS INC DEL | COM | 2K | 15 | – |
| ADVANCED MICRO DEVICES INC | COM | 357K | 2K | NewEdge Wealth, LLC |
| ADVANCED MICRO DEVICES INC | COM | 5K | 33 | – |
| AIR PRODS & CHEMS INC | COM | 5M | 19K | NewEdge Wealth, LLC |
| AIR PRODS & CHEMS INC | COM | 347K | 1K | UBS Group AG |
| AIRBNB INC | COM CL A | 2M | 11K | NewEdge Wealth, LLC |
| AIRBNB INC | COM CL A | 303 | 2 | – |
| ALCON AG | ORD SHS | 515K | 6K | NewEdge Wealth, LLC |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 344K | 3K | NewEdge Wealth, LLC |
| ALLEGION PLC | ORD SHS | 3M | 28K | NewEdge Wealth, LLC |
| ALPHABET INC | CAP STK CL A | 4M | 24K | NewEdge Wealth, LLC |
| ALPHABET INC | CAP STK CL C | 3M | 17K | NewEdge Wealth, LLC |
| ALPHABET INC | CAP STK CL A | 26K | 140 | – |
| ALPHABET INC | CAP STK CL C | 22K | 121 | – |
| ALTRIA GROUP INC | COM | 2M | 42K | NewEdge Wealth, LLC |
| ALTRIA GROUP INC | COM | 105K | 2K | – |
| AMAZON COM INC | COM | 13M | 65K | NewEdge Wealth, LLC |
| AMAZON COM INC | COM | 36K | 184 | – |
| AMBEV SA | SPONSORED ADR | 38K | 19K | NewEdge Wealth, LLC |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 273K | 16K | NewEdge Wealth, LLC |
| AMERICAN HOMES 4 RENT | CL A | 486K | 13K | NewEdge Wealth, LLC |
| AMERICAN INTL GROUP INC | COM NEW | 1M | 19K | PUTNAM INVESTMENT MANAGEMENT LLC |
| AMERICAN INTL GROUP INC | COM NEW | 668 | 9 | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 8K | NewEdge Wealth, LLC |
| AMERICAN TOWER CORP NEW | COM | 10K | 50 | – |
| AMETEK INC | COM | 502K | 3K | UBS Group AG |
| AMETEK INC | COM | 834 | 5 | – |
| AMGEN INC | COM | 142K | 454 | – |
| AMGEN INC | COM | 408K | 1K | NewEdge Wealth, LLC |
| AMPHENOL CORP NEW | CL A | 481K | 7K | NewEdge Wealth, LLC |
| AMPHENOL CORP NEW | CL A | 271K | 4K | UBS Group AG |
| AMPHENOL CORP NEW | CL A | 1K | 20 | – |
| ANALOG DEVICES INC | COM | 439K | 2K | NewEdge Wealth, LLC |
| ANALOG DEVICES INC | COM | 1K | 5 | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 654K | 11K | NewEdge Wealth, LLC |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 37K | 639 | – |
| ANTERO MIDSTREAM CORP | COM | 231K | 16K | NewEdge Wealth, LLC |
| ANTERO MIDSTREAM CORP | COM | 1K | 71 | – |
| AON PLC | SHS CL A | 513K | 2K | NewEdge Wealth, LLC |
| APARTMENT INVT & MGMT CO | CL A | 156K | 19K | NewEdge Wealth, LLC |
| API GROUP CORP | COM STK | 839K | 22K | UBS Group AG |
| APOLLO GLOBAL MGMT INC | COM | 2M | 18K | PUTNAM INVESTMENT MANAGEMENT LLC |
| APOLLO GLOBAL MGMT INC | COM | 2K | 15 | – |
| APPLE INC | COM | 10M | 46K | NewEdge Wealth, LLC |
| APPLE INC | COM | 70K | 331 | – |
| APTIV PLC | SHS | 326K | 5K | NewEdge Wealth, LLC |
| ARCHER AVIATION INC | COM CL A | 2M | 524K | UBS Group AG |
| ARCOSA INC | COM | 336K | 4K | UBS Group AG |
| ARISTA NETWORKS INC | COM | 3M | 10K | NewEdge Wealth, LLC |
| ARISTA NETWORKS INC | COM | 2K | 7 | – |
| ARK 21SHARES BITCOIN ETF | SHS BEN INT | 289K | 5K | ARK Investment Management LLC |
| ARTISAN PARTNERS ASSET MGMT | CL A | 2M | 49K | NewEdge Wealth, LLC |
| ARTISAN PARTNERS ASSET MGMT | CL A | 16K | 395 | – |
| ASHLAND INC | COM | 441K | 5K | UBS Group AG |
| ASHLAND INC | COM | 472 | 5 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 4M | 4K | NewEdge Wealth, LLC |
| ASML HOLDING N V | N Y REGISTRY SHS | 125K | 122 | – |
| ASPEN TECHNOLOGY INC | COM | 5M | 26K | NewEdge Wealth, LLC |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 23K | NewEdge Wealth, LLC |
| ASTRAZENECA PLC | SPONSORED ADR | 59K | 754 | – |
| AT&T INC | COM | 353K | 18K | NewEdge Wealth, LLC |
| AT&T INC | COM | 3K | 142 | – |
| ATLASSIAN CORPORATION | CL A | 700K | 4K | NewEdge Wealth, LLC |
| ATMOS ENERGY CORP | COM | 217K | 2K | UBS Group AG |
| ATRION CORP | COM | 580K | 1K | NewEdge Wealth, LLC |
| AUTODESK INC | COM | 439K | 2K | NewEdge Wealth, LLC |
| AUTODESK INC | COM | 990 | 4 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 6K | NewEdge Wealth, LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 2K | 7 | – |
| AVALONBAY CMNTYS INC | COM | 294K | 1K | NewEdge Wealth, LLC |
| AVERY DENNISON CORP | COM | 518K | 2K | NewEdge Wealth, LLC |
| BALL CORP | COM | 801K | 13K | PUTNAM INVESTMENT MANAGEMENT LLC |
| BANCFIRST CORP | COM | 1M | 17K | NewEdge Wealth, LLC |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 122K | 12K | NewEdge Wealth, LLC |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 22K | 2K | – |
| BANCO SANTANDER S.A. | ADR | 1M | 272K | NewEdge Wealth, LLC |
| BANCO SANTANDER S.A. | ADR | 28K | 6K | – |
| BANK AMERICA CORP | COM | 502K | 13K | NewEdge Wealth, LLC |
| BANK AMERICA CORP | 7.25%CNV PFD L | 652K | 545 | NewEdge Wealth, LLC |
| BANK AMERICA CORP | COM | 2M | 56K | PUTNAM INVESTMENT MANAGEMENT LLC |
| BANK AMERICA CORP | COM | 6K | 147 | – |
| BARCLAYS PLC | ADR | 201K | 19K | NewEdge Wealth, LLC |
| BARCLAYS PLC | ADR | 13K | 1K | – |
| BEAM THERAPEUTICS INC | COM | 2M | 84K | UBS Group AG |
| BEIGENE LTD | SPONSORED ADR | 429K | 3K | NewEdge Wealth, LLC |
| BENTLEY SYS INC | COM CL B | 6M | 116K | NewEdge Wealth, LLC |
| BERKLEY W R CORP | COM | 5M | 57K | NewEdge Wealth, LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | NewEdge Wealth, LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 20K | 49 | – |
| BHP GROUP LTD | SPONSORED ADS | 349K | 6K | NewEdge Wealth, LLC |
| BHP GROUP LTD | SPONSORED ADS | 47K | 820 | – |
| BIOLIFE SOLUTIONS INC | COM NEW | 307K | 14K | UBS Group AG |
| BIO-TECHNE CORP | COM | 230K | 3K | UBS Group AG |
| BJS WHSL CLUB HLDGS INC | COM | 3M | 35K | NewEdge Wealth, LLC |
| BJS WHSL CLUB HLDGS INC | COM | 1M | 13K | PUTNAM INVESTMENT MANAGEMENT LLC |
| BJS WHSL CLUB HLDGS INC | COM | 3K | 33 | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 8M | 159K | UBS Group AG |
| BLACKROCK INC | COM | 3M | 4K | NewEdge Wealth, LLC |
| BLACKROCK INC | COM | 120K | 152 | – |
| BLOCK INC | CL A | 361K | 6K | NewEdge Wealth, LLC |
| BLOCK INC | CL A | 212K | 3K | ARK Investment Management LLC |
| BLOCK INC | CL A | 11M | 169K | UBS Group AG |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 663K | 4K | NewEdge Wealth, LLC |
| BOSTON PROPERTIES INC | COM | 234K | 4K | NewEdge Wealth, LLC |
| BOSTON SCIENTIFIC CORP | COM | 3M | 38K | NewEdge Wealth, LLC |
| BOSTON SCIENTIFIC CORP | COM | 2K | 28 | – |
| BP PLC | SPONSORED ADR | 2M | 53K | NewEdge Wealth, LLC |
| BP PLC | SPONSORED ADR | 19K | 530 | – |
| BRIGHT HORIZONS FAM SOL IN D | COM | 3M | 30K | NewEdge Wealth, LLC |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 474K | 15K | NewEdge Wealth, LLC |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 17K | 542 | – |
| BROADCOM INC | COM | 7M | 4K | NewEdge Wealth, LLC |
| BROADCOM INC | COM | 151K | 94 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 846K | 4K | NewEdge Wealth, LLC |
| BROOKFIELD CORP | CL A LTD VT SH | 376K | 9K | NewEdge Wealth, LLC |
| BRP INC | COM SUN VTG | 263K | 4K | NewEdge Wealth, LLC |
| BURLINGTON STORES INC | COM | 474K | 2K | UBS Group AG |
| BURLINGTON STORES INC | COM | 3K | 12 | – |
| CACI INTL INC | CL A | 875K | 2K | UBS Group AG |
| CADENCE BANK | COM | 267K | 9K | UBS Group AG |
| CADENCE BANK | COM | 1K | 37 | – |
| CADENCE DESIGN SYSTEM INC | COM | 396K | 1K | NewEdge Wealth, LLC |
| CADENCE DESIGN SYSTEM INC | COM | 2K | 5 | – |
| CAMDEN PPTY TR | SH BEN INT | 253K | 2K | NewEdge Wealth, LLC |
| CAMECO CORP | COM | 363K | 7K | NewEdge Wealth, LLC |
| CANADIAN NATL RY CO | COM | 982K | 8K | NewEdge Wealth, LLC |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 11M | 330K | UBS Group AG |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 15M | 448K | UBS Group AG |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 2M | 80K | UBS Group AG |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 4M | 112K | UBS Group AG |
| CAPITAL ONE FINL CORP | COM | 2M | 11K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CAPITAL ONE FINL CORP | COM | 1K | 10 | – |
| CARLISLE COS INC | COM | 593K | 1K | NewEdge Wealth, LLC |
| CARLISLE COS INC | COM | 2K | 6 | – |
| CBOE GLOBAL MKTS INC | COM | 203K | 1K | NewEdge Wealth, LLC |
| CBRE GROUP INC | CL A | 579K | 7K | UBS Group AG |
| CBRE GROUP INC | CL A | 624 | 7 | – |
| CDW CORP | COM | 809K | 4K | NewEdge Wealth, LLC |
| CENCORA INC | COM | 320K | 1K | UBS Group AG |
| CENCORA INC | COM | 1K | 5 | – |
| CENTERPOINT ENERGY INC | COM | 202K | 7K | NewEdge Wealth, LLC |
| CENTERPOINT ENERGY INC | COM | 651 | 21 | – |
| CENTRAIS ELETRICAS BRASILEIR | SPON ADR PFD B | 154K | 22K | NewEdge Wealth, LLC |
| CHARLES RIV LABS INTL INC | COM | 4M | 20K | NewEdge Wealth, LLC |
| CHARLES RIV LABS INTL INC | COM | 691K | 3K | UBS Group AG |
| CHARTER COMMUNICATIONS INC N | CL A | 570K | 2K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CHECK POINT SOFTWARE TECH LT | ORD | 339K | 2K | NewEdge Wealth, LLC |
| CHEMED CORP NEW | COM | 3M | 5K | NewEdge Wealth, LLC |
| CHENIERE ENERGY INC | COM NEW | 340K | 2K | NewEdge Wealth, LLC |
| CHEVRON CORP NEW | COM | 5M | 31K | NewEdge Wealth, LLC |
| CHEVRON CORP NEW | COM | 122K | 780 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 244K | 4K | NewEdge Wealth, LLC |
| CHIPOTLE MEXICAN GRILL INC | COM | 3K | 50 | – |
| CHOICE HOTELS INTL INC | COM | 3M | 23K | NewEdge Wealth, LLC |
| CHUBB LIMITED | COM | 258K | 1K | NewEdge Wealth, LLC |
| CHUBB LIMITED | COM | 4K | 16 | – |
| CIENA CORP | COM NEW | 209K | 4K | UBS Group AG |
| CIENA CORP | COM NEW | 675 | 14 | – |
| CINCINNATI FINL CORP | COM | 2M | 15K | NewEdge Wealth, LLC |
| CINCINNATI FINL CORP | COM | 20K | 173 | – |
| CINTAS CORP | COM | 3M | 5K | NewEdge Wealth, LLC |
| CINTAS CORP | COM | 1K | 2 | – |
| CISCO SYS INC | COM | 3M | 61K | NewEdge Wealth, LLC |
| CISCO SYS INC | COM | 104K | 2K | – |
| CITIGROUP INC | COM NEW | 2M | 28K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CITIGROUP INC | COM NEW | 3K | 49 | – |
| CLEAN HARBORS INC | COM | 1M | 5K | UBS Group AG |
| CLEAN HARBORS INC | COM | 905 | 4 | – |
| CLEARWATER ANALYTICS HLDGS I | CL A | 1M | 74K | NewEdge Wealth, LLC |
| CME GROUP INC | COM | 2M | 12K | NewEdge Wealth, LLC |
| CME GROUP INC | COM | 786 | 4 | – |
| COCA COLA CO | COM | 2M | 26K | PUTNAM INVESTMENT MANAGEMENT LLC |
| COCA COLA CO | COM | 124K | 2K | – |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 290K | 4K | NewEdge Wealth, LLC |
| COINBASE GLOBAL INC | COM CL A | 10M | 47K | UBS Group AG |
| COMCAST CORP NEW | CL A | 2M | 48K | NewEdge Wealth, LLC |
| COMCAST CORP NEW | CL A | 3K | 87 | – |
| CONDUENT INC | COM | 43K | 13K | NewEdge Wealth, LLC |
| CONOCOPHILLIPS | COM | 2M | 14K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CONOCOPHILLIPS | COM | 3K | 28 | – |
| CONSTELLATION BRANDS INC | CL A | 469K | 2K | NewEdge Wealth, LLC |
| CONSTELLATION BRANDS INC | CL A | 772 | 3 | – |
| CONSTELLATION ENERGY CORP | COM | 934K | 5K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CONSTELLATION ENERGY CORP | COM | 2K | 9 | – |
| COOPER COS INC | COM | 5M | 62K | NewEdge Wealth, LLC |
| COOPER COS INC | COM | 698 | 8 | – |
| CORNING INC | COM | 777K | 20K | NewEdge Wealth, LLC |
| CORTEVA INC | COM | 823K | 15K | PUTNAM INVESTMENT MANAGEMENT LLC |
| CORVEL CORP | COM | 3M | 10K | NewEdge Wealth, LLC |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | NewEdge Wealth, LLC |
| COSTCO WHSL CORP NEW | COM | 9K | 10 | – |
| CRANE COMPANY | COMMON STOCK | 236K | 2K | NewEdge Wealth, LLC |
| CRANE COMPANY | COMMON STOCK | 2K | 15 | – |
| CREDICORP LTD | COM | 527K | 3K | NewEdge Wealth, LLC |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 11M | 198K | UBS Group AG |
| CROWDSTRIKE HLDGS INC | CL A | 995K | 3K | NewEdge Wealth, LLC |
| CROWN CASTLE INC | COM | 2M | 25K | NewEdge Wealth, LLC |
| CROWN CASTLE INC | COM | 684 | 7 | – |
| CROWN HLDGS INC | COM | 659K | 9K | UBS Group AG |
| DANAHER CORPORATION | COM | 501K | 2K | NewEdge Wealth, LLC |
| DANAHER CORPORATION | COM | 622K | 2K | UBS Group AG |
| DANAHER CORPORATION | COM | 1K | 6 | – |
| DATADOG INC | CL A COM | 485K | 4K | NewEdge Wealth, LLC |
| DELL TECHNOLOGIES INC | CL C | 1M | 10K | NewEdge Wealth, LLC |
| DEUTSCHE BANK A G | NAMEN AKT | 541K | 34K | NewEdge Wealth, LLC |
| DEUTSCHE BANK A G | NAMEN AKT | 21K | 1K | – |
| DEXCOM INC | COM | 4M | 33K | NewEdge Wealth, LLC |
| DEXCOM INC | COM | 340 | 3 | – |
| DIAGEO PLC | SPON ADR NEW | 2M | 18K | NewEdge Wealth, LLC |
| DIAGEO PLC | SPON ADR NEW | 9K | 70 | – |
| DIGITAL RLTY TR INC | COM | 302K | 2K | NewEdge Wealth, LLC |
| DIGITAL RLTY TR INC | COM | 1K | 7 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 102M | 3M | UBS Group AG |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 9M | 212K | UBS Group AG |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 9M | 349K | UBS Group AG |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 26M | 900K | UBS Group AG |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 26M | 798K | UBS Group AG |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 4M | 175K | UBS Group AG |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 8M | 305K | UBS Group AG |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 8M | 312K | UBS Group AG |
| DIMENSIONAL ETF TRUST | GLOBAL EX US COR | 9M | 168K | UBS Group AG |
| DIMENSIONAL ETF TRUST | GLOBAL CORE PLUS | 28M | 530K | UBS Group AG |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 11M | 227K | UBS Group AG |
| DIMENSIONAL ETF TRUST | GLOBAL CR ETF | 57M | 1M | UBS Group AG |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 25M | 948K | UBS Group AG |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 4M | 146K | UBS Group AG |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 4M | 154K | UBS Group AG |
| DOLBY LABORATORIES INC | COM CL A | 3M | 43K | NewEdge Wealth, LLC |
| DOLLAR GEN CORP NEW | COM | 413K | 3K | UBS Group AG |
| DOLLAR GEN CORP NEW | COM | 793 | 6 | – |
| DOMINION ENERGY INC | COM | 2M | 34K | NewEdge Wealth, LLC |
| DONALDSON INC | COM | 1M | 15K | NewEdge Wealth, LLC |
| DONALDSON INC | COM | 2K | 24 | – |
| DOORDASH INC | CL A | 285K | 3K | NewEdge Wealth, LLC |
| DRAFTKINGS INC NEW | COM CL A | 3M | 83K | UBS Group AG |
| DYNATRACE INC | COM NEW | 269K | 6K | NewEdge Wealth, LLC |
| EAGLE MATLS INC | COM | 234K | 1K | UBS Group AG |
| EASTGROUP PPTYS INC | COM | 708K | 4K | NewEdge Wealth, LLC |
| EASTGROUP PPTYS INC | COM | 857 | 5 | – |
| EASTMAN CHEM CO | COM | 840K | 9K | PUTNAM INVESTMENT MANAGEMENT LLC |
| EATON CORP PLC | SHS | 6M | 20K | NewEdge Wealth, LLC |
| EATON CORP PLC | SHS | 4K | 12 | – |
| ECOLAB INC | COM | 3M | 14K | NewEdge Wealth, LLC |
| ECOLAB INC | COM | 317K | 1K | UBS Group AG |
| ECOLAB INC | COM | 1K | 5 | – |
| EDWARDS LIFESCIENCES CORP | COM | 578K | 6K | NewEdge Wealth, LLC |
| EDWARDS LIFESCIENCES CORP | COM | 277 | 3 | – |
| ELI LILLY & CO | COM | 9M | 10K | NewEdge Wealth, LLC |
| ELI LILLY & CO | COM | 16K | 18 | – |
| EMCOR GROUP INC | COM | 7M | 20K | NewEdge Wealth, LLC |
| EMCOR GROUP INC | COM | 3K | 7 | – |
| ENTEGRIS INC | COM | 551K | 4K | NewEdge Wealth, LLC |
| ENVESTNET INC | COM | 246K | 4K | UBS Group AG |
| ENVESTNET INC | COM | 188 | 3 | – |
| EQUIFAX INC | COM | 4M | 18K | NewEdge Wealth, LLC |
| EQUINIX INC | COM | 1M | 2K | NewEdge Wealth, LLC |
| EQUINIX INC | COM | 2K | 2 | – |
| EQUITY LIFESTYLE PPTYS INC | COM | 383K | 6K | NewEdge Wealth, LLC |
| EQUITY LIFESTYLE PPTYS INC | COM | 1K | 20 | – |
| ESSEX PPTY TR INC | COM | 259K | 952 | NewEdge Wealth, LLC |
| EVERCORE INC | CLASS A | 258K | 1K | UBS Group AG |
| EVERCORE INC | CLASS A | 360K | 2K | NewEdge Wealth, LLC |
| EVERCORE INC | CLASS A | 2K | 8 | – |
| EXELON CORP | COM | 891K | 26K | PUTNAM INVESTMENT MANAGEMENT LLC |
| EXELON CORP | COM | 1K | 39 | – |
| EXPONENT INC | COM | 3M | 31K | NewEdge Wealth, LLC |
| EXTRA SPACE STORAGE INC | COM | 523K | 3K | NewEdge Wealth, LLC |
| EXXON MOBIL CORP | COM | 3M | 28K | NewEdge Wealth, LLC |
| EXXON MOBIL CORP | COM | 2M | 21K | PUTNAM INVESTMENT MANAGEMENT LLC |
| EXXON MOBIL CORP | COM | 16K | 142 | – |
| FACTSET RESH SYS INC | COM | 2M | 5K | NewEdge Wealth, LLC |
| FAIR ISAAC CORP | COM | 4M | 3K | NewEdge Wealth, LLC |
| FARMLAND PARTNERS INC | COM | 141K | 12K | NewEdge Wealth, LLC |
| FASTENAL CO | COM | 2M | 37K | NewEdge Wealth, LLC |
| FASTENAL CO | COM | 42K | 666 | – |
| FEDEX CORP | COM | 1M | 5K | PUTNAM INVESTMENT MANAGEMENT LLC |
| FEDEX CORP | COM | 2K | 6 | – |
| FERRARI N V | COM | 417K | 1K | NewEdge Wealth, LLC |
| FIDELITY MERRIMACK STR TR | LTD TRM BD ETF | 3M | 52K | UBS Group AG |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 11M | 241K | UBS Group AG |
| FIDELITY NATL INFORMATION SV | COM | 3M | 37K | NewEdge Wealth, LLC |
| FIDELITY NATL INFORMATION SV | COM | 226 | 3 | – |
| FIRST AMERN FINL CORP | COM | 323K | 6K | UBS Group AG |
| FIRST AMERN FINL CORP | COM | 2K | 30 | – |
| FIRST HAWAIIAN INC | COM | 2M | 100K | NewEdge Wealth, LLC |
| FIRST TR EXCH TRADED FD III | EME MRK BD ETF | 297K | 11K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 8M | 427K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 2M | 55K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 7M | 65K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 6M | 101K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 19M | 136K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 6M | 88K | UBS Group AG |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 5M | 116K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 891K | 15K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | DOW 30 EQL WGT | 11M | 343K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 4M | 87K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 4M | 223K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 17M | 207K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 1M | 29K | UBS Group AG |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 591K | 13K | UBS Group AG |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 9M | 124K | UBS Group AG |
| FIRST TR MORNINGSTAR DIVID L | SHS | 2M | 65K | UBS Group AG |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 5M | 38K | UBS Group AG |
| FIRST TR S&P REIT INDEX FD | COM | 3M | 100K | UBS Group AG |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 5M | 59K | UBS Group AG |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 3M | 23K | UBS Group AG |
| FLOOR & DECOR HLDGS INC | CL A | 217K | 2K | NewEdge Wealth, LLC |
| FLOOR & DECOR HLDGS INC | CL A | 2K | 25 | – |
| FORTIVE CORP | COM | 239K | 3K | NewEdge Wealth, LLC |
| FREEPORT-MCMORAN INC | CL B | 3M | 62K | NewEdge Wealth, LLC |
| FREEPORT-MCMORAN INC | CL B | 2M | 31K | PUTNAM INVESTMENT MANAGEMENT LLC |
| FREEPORT-MCMORAN INC | CL B | 972 | 20 | – |
| FTI CONSULTING INC | COM | 5M | 24K | NewEdge Wealth, LLC |
| FTI CONSULTING INC | COM | 431 | 2 | – |
| GALLAGHER ARTHUR J & CO | COM | 3M | 12K | NewEdge Wealth, LLC |
| GALLAGHER ARTHUR J & CO | COM | 1K | 4 | – |
| GAMING & LEISURE PPTYS INC | COM | 469K | 10K | NewEdge Wealth, LLC |
| GAMING & LEISURE PPTYS INC | COM | 1M | 30K | PUTNAM INVESTMENT MANAGEMENT LLC |
| GAMING & LEISURE PPTYS INC | COM | 1K | 30 | – |
| GARTNER INC | COM | 1M | 3K | NewEdge Wealth, LLC |
| GENERAL DYNAMICS CORP | COM | 726K | 3K | NewEdge Wealth, LLC |
| GENERAL DYNAMICS CORP | COM | 1K | 4 | – |
| GENERAL MTRS CO | COM | 1M | 26K | PUTNAM INVESTMENT MANAGEMENT LLC |
| GENERAL MTRS CO | COM | 325 | 7 | – |
| GENMAB A/S | SPONSORED ADS | 693K | 28K | NewEdge Wealth, LLC |
| GENMAB A/S | SPONSORED ADS | 2K | 86 | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 566K | 2M | UBS Group AG |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 6K | 18K | ARK Investment Management LLC |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | PUTNAM INVESTMENT MANAGEMENT LLC |
| GOLDMAN SACHS GROUP INC | COM | 2K | 5 | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 135K | 38K | NewEdge Wealth, LLC |
| GRACO INC | COM | 3M | 34K | NewEdge Wealth, LLC |
| GRACO INC | COM | 2K | 20 | – |
| GRAINGER W W INC | COM | 399K | 442 | NewEdge Wealth, LLC |
| GSK PLC | SPONSORED ADR | 1M | 38K | NewEdge Wealth, LLC |
| GSK PLC | SPONSORED ADR | 25K | 656 | – |
| HALEON PLC | SPON ADS | 374K | 45K | NewEdge Wealth, LLC |
| HALEON PLC | SPON ADS | 4K | 539 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 463K | 5K | NewEdge Wealth, LLC |
| HAYWARD HLDGS INC | COM | 183K | 15K | UBS Group AG |
| HDFC BANK LTD | SPONSORED ADS | 1M | 19K | NewEdge Wealth, LLC |
| HENRY JACK & ASSOC INC | COM | 5M | 30K | NewEdge Wealth, LLC |
| HILTON WORLDWIDE HLDGS INC | COM | 2M | 7K | PUTNAM INVESTMENT MANAGEMENT LLC |
| HILTON WORLDWIDE HLDGS INC | COM | 2K | 7 | – |
| HOME DEPOT INC | COM | 4M | 13K | NewEdge Wealth, LLC |
| HOME DEPOT INC | COM | 125K | 363 | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 838K | 26K | NewEdge Wealth, LLC |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 19K | 603 | – |
| HORACE MANN EDUCATORS CORP N | COM | 289K | 9K | UBS Group AG |
| HOST HOTELS & RESORTS INC | COM | 386K | 21K | NewEdge Wealth, LLC |
| HOWMET AEROSPACE INC | COM | 3M | 33K | NewEdge Wealth, LLC |
| HP INC | COM | 259K | 7K | NewEdge Wealth, LLC |
| HP INC | COM | 665 | 19 | – |
| HUBSPOT INC | COM | 336K | 569 | NewEdge Wealth, LLC |
| ICICI BANK LIMITED | ADR | 1M | 47K | NewEdge Wealth, LLC |
| IDEXX LABS INC | COM | 372K | 764 | NewEdge Wealth, LLC |
| IDEXX LABS INC | COM | 974 | 2 | – |
| ILLINOIS TOOL WKS INC | COM | 730K | 3K | NewEdge Wealth, LLC |
| ILLINOIS TOOL WKS INC | COM | 1K | 6 | – |
| INFOSYS LTD | SPONSORED ADR | 214K | 11K | NewEdge Wealth, LLC |
| ING GROEP N.V. | SPONSORED ADR | 496K | 29K | NewEdge Wealth, LLC |
| ING GROEP N.V. | SPONSORED ADR | 24K | 1K | – |
| INGERSOLL RAND INC | COM | 1M | 14K | PUTNAM INVESTMENT MANAGEMENT LLC |
| INTAPP INC | COM | 221K | 6K | UBS Group AG |
| INTELLIA THERAPEUTICS INC | COM | 8M | 355K | UBS Group AG |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 4M | 35K | NewEdge Wealth, LLC |
| INTUIT | COM | 4M | 6K | NewEdge Wealth, LLC |
| INTUIT | COM | 4K | 6 | – |
| INTUITIVE SURGICAL INC | COM NEW | 4M | 8K | NewEdge Wealth, LLC |
| INTUITIVE SURGICAL INC | COM NEW | 4K | 8 | – |
| IQVIA HLDGS INC | COM | 494K | 2K | NewEdge Wealth, LLC |
| IQVIA HLDGS INC | COM | 1K | 5 | – |
| ISHARES INC | CORE MSCI EMKT | 10M | 186K | UBS Group AG |
| ISHARES INC | CORE MSCI EMKT | 14K | 264 | – |
| ISHARES TR | RUS 1000 ETF | 866K | 3K | UBS Group AG |
| ISHARES TR | 10-20 YR TRS ETF | 18M | 172K | UBS Group AG |
| ISHARES TR | A RATE CP BD ETF | 6M | 119K | UBS Group AG |
| ISHARES TR | CORE S&P MCP ETF | 1M | 23K | UBS Group AG |
| ISHARES TR | 20 YR TR BD ETF | 10M | 110K | UBS Group AG |
| ISHARES TR | 3 7 YR TREAS BD | 599K | 5K | UBS Group AG |
| ISHARES TR | CORE S&P TTL STK | 823K | 7K | UBS Group AG |
| ISHARES TR | CORE MSCI EAFE | 209K | 3K | UBS Group AG |
| ISHARES TR | NATIONAL MUN ETF | 42K | 393 | – |
| ISHARES TR | INTL DIV GRWTH | 32M | 480K | UBS Group AG |
| ISHARES TR | CORE S&P500 ETF | 17M | 30K | UBS Group AG |
| ISHARES TR | MBS ETF | 7M | 81K | UBS Group AG |
| ISHARES TR | CORE MSCI EAFE | 18K | 247 | – |
| ISHARES TR | NATIONAL MUN ETF | 298K | 3K | UBS Group AG |
| ISHARES TR | IBOXX INV CP ETF | 7M | 63K | UBS Group AG |
| ISHARES TR | CORE US AGGBD ET | 17M | 180K | UBS Group AG |
| ISHARES TR | FALN ANGLS USD | 3M | 129K | UBS Group AG |
| ISHARES TR | JPMORGAN USD EMG | 6M | 65K | UBS Group AG |
| ISHARES TR | MSCI INDIA ETF | 3M | 54K | UBS Group AG |
| ISHARES TR | 7-10 YR TRSY BD | 715K | 8K | UBS Group AG |
| ISHARES TR | CORE DIV GRWTH | 36M | 627K | UBS Group AG |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 202K | 35K | NewEdge Wealth, LLC |
| ITRON INC | COM | 381K | 4K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 38M | 816K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 96M | 980K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 11M | 210K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 22M | 483K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 19M | 313K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 33M | 561K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | GLOBAL SEL EQUIT | 29M | 487K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 14M | 227K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 690K | 15K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 21M | 458K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 6M | 100K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | ACTIVEBLDRS EMER | 15M | 381K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 2M | 21K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 18M | 245K | UBS Group AG |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 12M | 205K | UBS Group AG |
| JABIL INC | COM | 681K | 6K | UBS Group AG |
| JOHNSON & JOHNSON | COM | 3M | 20K | NewEdge Wealth, LLC |
| JOHNSON & JOHNSON | COM | 7K | 47 | – |
| JOHNSON CTLS INTL PLC | SHS | 1M | 21K | PUTNAM INVESTMENT MANAGEMENT LLC |
| JOHNSON CTLS INTL PLC | SHS | 410K | 6K | NewEdge Wealth, LLC |
| JPMORGAN CHASE & CO. | COM | 2M | 10K | NewEdge Wealth, LLC |
| JPMORGAN CHASE & CO. | COM | 15K | 73 | – |
| KADANT INC | COM | 3M | 10K | NewEdge Wealth, LLC |
| KENVUE INC | COM | 182K | 10K | NewEdge Wealth, LLC |
| KEURIG DR PEPPER INC | COM | 1M | 30K | NewEdge Wealth, LLC |
| KFORCE INC | COM | 1M | 17K | NewEdge Wealth, LLC |
| KINDER MORGAN INC DEL | COM | 531K | 27K | NewEdge Wealth, LLC |
| KINDER MORGAN INC DEL | COM | 835 | 42 | – |
| KITE RLTY GROUP TR | COM NEW | 562K | 25K | NewEdge Wealth, LLC |
| KITE RLTY GROUP TR | COM NEW | 770 | 34 | – |
| KKR & CO INC | COM | 528K | 5K | NewEdge Wealth, LLC |
| KLA CORP | COM NEW | 798K | 968 | NewEdge Wealth, LLC |
| KLA CORP | COM NEW | 2K | 2 | – |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 1M | 54K | NewEdge Wealth, LLC |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 12K | 460 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 444K | 2K | NewEdge Wealth, LLC |
| LAM RESEARCH CORP | COM | 617K | 579 | NewEdge Wealth, LLC |
| LAM RESEARCH CORP | COM | 4K | 4 | – |
| LAMB WESTON HLDGS INC | COM | 731K | 9K | UBS Group AG |
| LANDSTAR SYS INC | COM | 3M | 17K | NewEdge Wealth, LLC |
| LANDSTAR SYS INC | COM | 922 | 5 | – |
| LAUDER ESTEE COS INC | CL A | 205K | 2K | NewEdge Wealth, LLC |
| LCI INDS | COM | 2M | 24K | NewEdge Wealth, LLC |
| LEMAITRE VASCULAR INC | COM | 217K | 3K | UBS Group AG |
| LENNOX INTL INC | COM | 6M | 12K | NewEdge Wealth, LLC |
| LENNOX INTL INC | COM | 2K | 3 | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S C | 947K | 13K | UBS Group AG |
| LINDE PLC | SHS | 246K | 560 | NewEdge Wealth, LLC |
| LINDE PLC | SHS | 15K | 35 | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 1M | 442K | NewEdge Wealth, LLC |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 13K | 5K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | NewEdge Wealth, LLC |
| LOCKHEED MARTIN CORP | COM | 138K | 295 | – |
| LOWES COS INC | COM | 3M | 15K | NewEdge Wealth, LLC |
| LOWES COS INC | COM | 3K | 13 | – |
| LPL FINL HLDGS INC | COM | 5M | 19K | NewEdge Wealth, LLC |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 390K | 5K | NewEdge Wealth, LLC |
| MANHATTAN ASSOCIATES INC | COM | 2M | 9K | NewEdge Wealth, LLC |
| MANHATTAN ASSOCIATES INC | COM | 2K | 8 | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 12K | NewEdge Wealth, LLC |
| MARSH & MCLENNAN COS INC | COM | 2K | 10 | – |
| MARTIN MARIETTA MATLS INC | COM | 2M | 4K | NewEdge Wealth, LLC |
| MARVELL TECHNOLOGY INC | COM | 338K | 5K | NewEdge Wealth, LLC |
| MARVELL TECHNOLOGY INC | COM | 726K | 10K | UBS Group AG |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | NewEdge Wealth, LLC |
| MASTERCARD INCORPORATED | CL A | 13K | 29 | – |
| MATADOR RES CO | COM | 376K | 6K | UBS Group AG |
| MATADOR RES CO | COM | 477 | 8 | – |
| MCDONALDS CORP | COM | 2M | 6K | NewEdge Wealth, LLC |
| MCDONALDS CORP | COM | 6K | 24 | – |
| MCKESSON CORP | COM | 2M | 3K | PUTNAM INVESTMENT MANAGEMENT LLC |
| MCKESSON CORP | COM | 2K | 3 | – |
| MEDTRONIC PLC | SHS | 239K | 3K | NewEdge Wealth, LLC |
| MEDTRONIC PLC | SHS | 2K | 28 | – |
| MERCADOLIBRE INC | COM | 1M | 707 | NewEdge Wealth, LLC |
| MERCK & CO INC | COM | 6M | 50K | NewEdge Wealth, LLC |
| MERCK & CO INC | COM | 46K | 374 | – |
| META PLATFORMS INC | CL A | 6M | 12K | NewEdge Wealth, LLC |
| META PLATFORMS INC | CL A | 5M | 10K | UBS Group AG |
| META PLATFORMS INC | CL A | 27K | 53 | – |
| MICRON TECHNOLOGY INC | COM | 1M | 10K | NewEdge Wealth, LLC |
| MICRON TECHNOLOGY INC | COM | 2K | 16 | – |
| MICROSOFT CORP | COM | 17M | 39K | NewEdge Wealth, LLC |
| MICROSOFT CORP | COM | 76K | 171 | – |
| MICROSOFT CORP | COM | 2M | 4K | PUTNAM INVESTMENT MANAGEMENT LLC |
| MODERNA INC | COM | 2M | 18K | UBS Group AG |
| MODERNA INC | COM | 831 | 7 | – |
| MOELIS & CO | CL A | 3M | 50K | NewEdge Wealth, LLC |
| MOELIS & CO | CL A | 306K | 5K | UBS Group AG |
| MONDELEZ INTL INC | CL A | 2M | 35K | NewEdge Wealth, LLC |
| MONDELEZ INTL INC | CL A | 4K | 54 | – |
| MONOLITHIC PWR SYS INC | COM | 606K | 738 | NewEdge Wealth, LLC |
| MONOLITHIC PWR SYS INC | COM | 822 | 1 | – |
| MONSTER BEVERAGE CORP NEW | COM | 221K | 4K | NewEdge Wealth, LLC |
| MOODYS CORP | COM | 2M | 5K | NewEdge Wealth, LLC |
| MOODYS CORP | COM | 1K | 3 | – |
| MORGAN STANLEY | COM NEW | 353K | 4K | NewEdge Wealth, LLC |
| MORGAN STANLEY | COM NEW | 2K | 23 | – |
| MORNINGSTAR INC | COM | 227K | 766 | UBS Group AG |
| MORNINGSTAR INC | COM | 1K | 5 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 831K | 2K | NewEdge Wealth, LLC |
| MOTOROLA SOLUTIONS INC | COM NEW | 1K | 3 | – |
| MSCI INC | COM | 748K | 2K | NewEdge Wealth, LLC |
| MSCI INC | COM | 964 | 2 | – |
| NATERA INC | COM | 3M | 31K | UBS Group AG |
| NATIONAL GRID PLC | SPONSORED ADR NE | 483K | 8K | NewEdge Wealth, LLC |
| NATIONAL GRID PLC | SPONSORED ADR NE | 18K | 316 | – |
| NATWEST GROUP PLC | SPONS ADR | 719K | 90K | NewEdge Wealth, LLC |
| NATWEST GROUP PLC | SPONS ADR | 8K | 1K | – |
| NETEASE INC | SPONSORED ADS | 256K | 3K | NewEdge Wealth, LLC |
| NETFLIX INC | COM | 4M | 6K | NewEdge Wealth, LLC |
| NETFLIX INC | COM | 6K | 9 | – |
| NEXTERA ENERGY INC | COM | 3M | 38K | NewEdge Wealth, LLC |
| NEXTERA ENERGY INC | COM | 4K | 62 | – |
| NIKE INC | CL B | 570K | 8K | NewEdge Wealth, LLC |
| NIKE INC | CL B | 3K | 38 | – |
| NISOURCE INC | COM | 279K | 10K | UBS Group AG |
| NORDSON CORP | COM | 4M | 19K | NewEdge Wealth, LLC |
| NORFOLK SOUTHN CORP | COM | 3M | 14K | NewEdge Wealth, LLC |
| NORFOLK SOUTHN CORP | COM | 215 | 1 | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 5K | NewEdge Wealth, LLC |
| NORTHROP GRUMMAN CORP | COM | 831K | 2K | PUTNAM INVESTMENT MANAGEMENT LLC |
| NORTHROP GRUMMAN CORP | COM | 1K | 3 | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 11K | NewEdge Wealth, LLC |
| NOVARTIS AG | SPONSORED ADR | 45K | 425 | – |
| NOVO-NORDISK A S | ADR | 4M | 26K | NewEdge Wealth, LLC |
| NOVO-NORDISK A S | ADR | 137K | 962 | – |
| NRG ENERGY INC | COM NEW | 17K | 218 | – |
| NRG ENERGY INC | COM NEW | 1M | 18K | PUTNAM INVESTMENT MANAGEMENT LLC |
| NU HLDGS LTD | ORD SHS CL A | 814K | 63K | NewEdge Wealth, LLC |
| NUSHARES ETF TR | NUVEEN ESG US | 6M | 280K | UBS Group AG |
| NUSHARES ETF TR | NUVEEN ESG INTL | 6M | 188K | UBS Group AG |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 8M | 97K | UBS Group AG |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 2M | 84K | UBS Group AG |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 7M | 178K | UBS Group AG |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 711K | 18K | UBS Group AG |
| NUSHARES ETF TR | ESG HI TLD CRP | 2M | 97K | UBS Group AG |
| NVENT ELECTRIC PLC | SHS | 209K | 3K | NewEdge Wealth, LLC |
| NVIDIA CORPORATION | COM | 12M | 96K | NewEdge Wealth, LLC |
| NVIDIA CORPORATION | COM | 82K | 663 | – |
| NXP SEMICONDUCTORS N V | COM | 4M | 14K | NewEdge Wealth, LLC |
| NXP SEMICONDUCTORS N V | COM | 2M | 7K | PUTNAM INVESTMENT MANAGEMENT LLC |
| NXP SEMICONDUCTORS N V | COM | 1K | 5 | – |
| OKTA INC | CL A | 371K | 4K | NewEdge Wealth, LLC |
| ON SEMICONDUCTOR CORP | COM | 361K | 5K | UBS Group AG |
| ONEOK INC NEW | COM | 583K | 7K | NewEdge Wealth, LLC |
| ONEOK INC NEW | COM | 59K | 721 | – |
| ONTO INNOVATION INC | COM | 3M | 12K | NewEdge Wealth, LLC |
| ONTO INNOVATION INC | COM | 2K | 10 | – |
| ORACLE CORP | COM | 2M | 13K | PUTNAM INVESTMENT MANAGEMENT LLC |
| ORACLE CORP | COM | 9K | 65 | – |
| OREILLY AUTOMOTIVE INC | COM | 3M | 3K | NewEdge Wealth, LLC |
| OREILLY AUTOMOTIVE INC | COM | 1M | 950 | PUTNAM INVESTMENT MANAGEMENT LLC |
| OREILLY AUTOMOTIVE INC | COM | 1K | 1 | – |
| OTIS WORLDWIDE CORP | COM | 281K | 3K | NewEdge Wealth, LLC |
| OTIS WORLDWIDE CORP | COM | 963 | 10 | – |
| PACIFIC BIOSCIENCES CALIF IN | COM | 974K | 711K | UBS Group AG |
| PAGERDUTY INC | COM | 7M | 299K | UBS Group AG |
| PALANTIR TECHNOLOGIES INC | CL A | 8M | 325K | UBS Group AG |
| PALO ALTO NETWORKS INC | COM | 626K | 2K | NewEdge Wealth, LLC |
| PALO ALTO NETWORKS INC | COM | 1K | 3 | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | NewEdge Wealth, LLC |
| PARKER-HANNIFIN CORP | COM | 2K | 4 | – |
| PAYCHEX INC | COM | 3M | 26K | NewEdge Wealth, LLC |
| PAYCHEX INC | COM | 41K | 344 | – |
| PAYCOM SOFTWARE INC | COM | 236K | 2K | NewEdge Wealth, LLC |
| PAYPAL HLDGS INC | COM | 254K | 4K | NewEdge Wealth, LLC |
| PAYPAL HLDGS INC | COM | 2K | 26 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 409K | 3K | NewEdge Wealth, LLC |
| PEPSICO INC | COM | 2M | 14K | NewEdge Wealth, LLC |
| PEPSICO INC | COM | 124K | 750 | – |
| PHILIP MORRIS INTL INC | COM | 3M | 34K | NewEdge Wealth, LLC |
| PHILIP MORRIS INTL INC | COM | 3K | 33 | – |
| PHILLIPS 66 | COM | 1M | 9K | NewEdge Wealth, LLC |
| PHILLIPS 66 | COM | 1K | 9 | – |
| PINTEREST INC | CL A | 5M | 104K | UBS Group AG |
| PINTEREST INC | CL A | 240K | 5K | NewEdge Wealth, LLC |
| PNC FINL SVCS GROUP INC | COM | 1M | 9K | NewEdge Wealth, LLC |
| PNC FINL SVCS GROUP INC | COM | 311 | 2 | – |
| POOL CORP | COM | 4M | 14K | NewEdge Wealth, LLC |
| PPL CORP | COM | 398K | 14K | NewEdge Wealth, LLC |
| PPL CORP | COM | 636 | 23 | – |
| PRIME MEDICINE INC | COM | 532K | 104K | UBS Group AG |
| PRIMERICA INC | COM | 5M | 20K | NewEdge Wealth, LLC |
| PRIMERICA INC | COM | 473 | 2 | – |
| PROCTER AND GAMBLE CO | COM | 5M | 27K | NewEdge Wealth, LLC |
| PROCTER AND GAMBLE CO | COM | 2M | 9K | PUTNAM INVESTMENT MANAGEMENT LLC |
| PROCTER AND GAMBLE CO | COM | 14K | 83 | – |
| PROGRESSIVE CORP | COM | 4M | 17K | NewEdge Wealth, LLC |
| PROGRESSIVE CORP | COM | 3K | 13 | – |
| PROLOGIS INC. | COM | 1M | 12K | NewEdge Wealth, LLC |
| PROLOGIS INC. | COM | 2K | 14 | – |
| PUBLIC STORAGE OPER CO | COM | 521K | 2K | NewEdge Wealth, LLC |
| PULTE GROUP INC | COM | 1M | 12K | PUTNAM INVESTMENT MANAGEMENT LLC |
| PULTE GROUP INC | COM | 110 | 1 | – |
| QUALCOMM INC | COM | 1M | 7K | NewEdge Wealth, LLC |
| QUALCOMM INC | COM | 1M | 7K | PUTNAM INVESTMENT MANAGEMENT LLC |
| QUALCOMM INC | COM | 6K | 32 | – |
| RAYMOND JAMES FINL INC | COM | 280K | 2K | NewEdge Wealth, LLC |
| RBC BEARINGS INC | COM | 3M | 10K | NewEdge Wealth, LLC |
| RBC BEARINGS INC | COM | 1K | 4 | – |
| REALTY INCOME CORP | COM | 1M | 22K | NewEdge Wealth, LLC |
| REALTY INCOME CORP | COM | 1K | 27 | – |
| RECURSION PHARMACEUTICALS IN | CL A | 6M | 773K | UBS Group AG |
| RECURSION PHARMACEUTICALS IN | CL A | 87K | 12K | ARK Investment Management LLC |
| REGAL REXNORD CORPORATION | COM | 209K | 2K | UBS Group AG |
| REGENCY CTRS CORP | COM | 231K | 4K | NewEdge Wealth, LLC |
| REGENERON PHARMACEUTICALS | COM | 2M | 2K | PUTNAM INVESTMENT MANAGEMENT LLC |
| REGENERON PHARMACEUTICALS | COM | 1K | 1 | – |
| RELX PLC | SPONSORED ADR | 2M | 37K | NewEdge Wealth, LLC |
| RELX PLC | SPONSORED ADR | 42K | 912 | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 499K | 17K | NewEdge Wealth, LLC |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 11K | 355 | – |
| RIBBON COMMUNICATIONS INC | COM | 45K | 14K | NewEdge Wealth, LLC |
| RLI CORP | COM | 2M | 13K | NewEdge Wealth, LLC |
| ROBINHOOD MKTS INC | COM CL A | 9M | 409K | UBS Group AG |
| ROBLOX CORP | CL A | 10M | 261K | UBS Group AG |
| ROKU INC | COM CL A | 16M | 270K | UBS Group AG |
| ROKU INC | COM CL A | 276K | 5K | ARK Investment Management LLC |
| ROLLINS INC | COM | 4M | 88K | NewEdge Wealth, LLC |
| ROPER TECHNOLOGIES INC | COM | 3M | 5K | NewEdge Wealth, LLC |
| ROPER TECHNOLOGIES INC | COM | 1K | 2 | – |
| RTX CORPORATION | COM | 811K | 8K | NewEdge Wealth, LLC |
| RTX CORPORATION | COM | 256K | 3K | UBS Group AG |
| RTX CORPORATION | COM | 5K | 47 | – |
| S&P GLOBAL INC | COM | 587K | 1K | NewEdge Wealth, LLC |
| S&P GLOBAL INC | COM | 3K | 6 | – |
| SAIA INC | COM | 4M | 8K | NewEdge Wealth, LLC |
| SAIA INC | COM | 4K | 9 | – |
| SALESFORCE INC | COM | 4M | 16K | NewEdge Wealth, LLC |
| SALESFORCE INC | COM | 5K | 21 | – |
| SANOFI | SPONSORED ADR | 1M | 23K | NewEdge Wealth, LLC |
| SANOFI | SPONSORED ADR | 32K | 669 | – |
| SANOFI | SPONSORED ADR | 1M | 29K | PUTNAM INVESTMENT MANAGEMENT LLC |
| SAP SE | SPON ADR | 3M | 14K | NewEdge Wealth, LLC |
| SAP SE | SPON ADR | 58K | 289 | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 228K | 1K | NewEdge Wealth, LLC |
| SBA COMMUNICATIONS CORP NEW | CL A | 712K | 4K | UBS Group AG |
| SCHWAB CHARLES CORP | COM | 4M | 48K | NewEdge Wealth, LLC |
| SCHWAB CHARLES CORP | COM | 1M | 16K | PUTNAM INVESTMENT MANAGEMENT LLC |
| SCHWAB CHARLES CORP | COM | 3K | 34 | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 223K | 5K | UBS Group AG |
| SCHWAB STRATEGIC TR | US TIPS ETF | 3M | 49K | UBS Group AG |
| SCOTTS MIRACLE-GRO CO | CL A | 2M | 38K | NewEdge Wealth, LLC |
| SCOTTS MIRACLE-GRO CO | CL A | 5K | 71 | – |
| SEA LTD | SPONSORD ADS | 207K | 3K | UBS Group AG |
| SEA LTD | SPONSORD ADS | 358K | 5K | NewEdge Wealth, LLC |
| SEA LTD | SPONSORD ADS | 4K | 53 | – |
| SEMPRA | COM | 2M | 24K | NewEdge Wealth, LLC |
| SENDAS DISTRIBUIDORA S A | SPON ADS | 126K | 14K | NewEdge Wealth, LLC |
| SERVICENOW INC | COM | 6M | 8K | NewEdge Wealth, LLC |
| SERVICENOW INC | COM | 3K | 4 | – |
| SHELL PLC | SPON ADS | 1M | 20K | NewEdge Wealth, LLC |
| SHELL PLC | SPON ADS | 61K | 851 | – |
| SHERWIN WILLIAMS CO | COM | 3M | 8K | NewEdge Wealth, LLC |
| SHERWIN WILLIAMS CO | COM | 1K | 4 | – |
| SHOPIFY INC | CL A | 1M | 23K | NewEdge Wealth, LLC |
| SHOPIFY INC | CL A | 7M | 107K | UBS Group AG |
| SIMON PPTY GROUP INC NEW | COM | 739K | 5K | NewEdge Wealth, LLC |
| SIMON PPTY GROUP INC NEW | COM | 1K | 7 | – |
| SIMPSON MFG INC | COM | 6M | 33K | NewEdge Wealth, LLC |
| SIMPSON MFG INC | COM | 3K | 15 | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 2M | 20K | NewEdge Wealth, LLC |
| SKYLINE CHAMPION CORPORATION | COM | 273K | 4K | UBS Group AG |
| SNAP ON INC | COM | 216K | 826 | NewEdge Wealth, LLC |
| SNAP ON INC | COM | 18K | 69 | – |
| SNOWFLAKE INC | CL A | 472K | 3K | NewEdge Wealth, LLC |
| SOFI TECHNOLOGIES INC | COM | 3M | 401K | UBS Group AG |
| SONY GROUP CORP | SPONSORED ADR | 2M | 19K | NewEdge Wealth, LLC |
| SONY GROUP CORP | SPONSORED ADR | 36K | 421 | – |
| SOUTHWEST AIRLS CO | COM | 846K | 30K | PUTNAM INVESTMENT MANAGEMENT LLC |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 3M | 78K | UBS Group AG |
| SPDR SER TR | PORTFOLIO SH TSR | 287K | 10K | UBS Group AG |
| SPDR SER TR | PORTFOLIO S&P500 | 42M | 649K | UBS Group AG |
| SPDR SER TR | PORTFOLIO S&P500 | 35K | 541 | – |
| SPDR SER TR | PRTFLO S&P500 HI | 22M | 551K | UBS Group AG |
| SPDR SER TR | S&P DIVID ETF | 306K | 2K | UBS Group AG |
| SPDR SER TR | PORTFOLIO LN TSR | 6M | 225K | UBS Group AG |
| SPDR SER TR | PORTFLI INTRMDIT | 15M | 518K | UBS Group AG |
| SPDR SER TR | PORTFOLIO INTRMD | 1M | 31K | UBS Group AG |
| SPOTIFY TECHNOLOGY S A | SHS | 3M | 9K | UBS Group AG |
| STANTEC INC | COM | 303K | 4K | UBS Group AG |
| STARBUCKS CORP | COM | 3M | 41K | NewEdge Wealth, LLC |
| STARBUCKS CORP | COM | 1K | 14 | – |
| STERICYCLE INC | COM | 394K | 7K | UBS Group AG |
| STMICROELECTRONICS N V | NY REGISTRY | 724K | 18K | NewEdge Wealth, LLC |
| STMICROELECTRONICS N V | NY REGISTRY | 3K | 85 | – |
| STRYKER CORPORATION | COM | 562K | 2K | NewEdge Wealth, LLC |
| STRYKER CORPORATION | COM | 2K | 7 | – |
| SUN CMNTYS INC | COM | 335K | 3K | UBS Group AG |
| SYNOPSYS INC | COM | 4M | 6K | NewEdge Wealth, LLC |
| SYNOPSYS INC | COM | 1K | 2 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5M | 31K | NewEdge Wealth, LLC |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 932K | 72K | NewEdge Wealth, LLC |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 9K | 676 | – |
| TARGA RES CORP | COM | 839K | 7K | NewEdge Wealth, LLC |
| TARGA RES CORP | COM | 901 | 7 | – |
| TARGET CORP | COM | 366K | 2K | UBS Group AG |
| TARGET CORP | COM | 426K | 3K | NewEdge Wealth, LLC |
| TARGET CORP | COM | 1K | 7 | – |
| TE CONNECTIVITY LTD | SHS | 379K | 3K | NewEdge Wealth, LLC |
| TE CONNECTIVITY LTD | SHS | 903 | 6 | – |
| TELADOC HEALTH INC | COM | 1M | 109K | UBS Group AG |
| TELEDYNE TECHNOLOGIES INC | COM | 3M | 8K | NewEdge Wealth, LLC |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 189K | 13K | NewEdge Wealth, LLC |
| TERADYNE INC | COM | 6M | 38K | NewEdge Wealth, LLC |
| TERADYNE INC | COM | 5M | 36K | UBS Group AG |
| TERRENO RLTY CORP | COM | 629K | 11K | NewEdge Wealth, LLC |
| TERRENO RLTY CORP | COM | 354K | 6K | UBS Group AG |
| TESLA INC | COM | 23M | 114K | UBS Group AG |
| TESLA INC | COM | 337K | 2K | ARK Investment Management LLC |
| TESLA INC | COM | 13K | 68 | – |
| TEXAS INSTRS INC | COM | 5M | 27K | NewEdge Wealth, LLC |
| TEXAS INSTRS INC | COM | 135K | 695 | – |
| TFI INTL INC | COM | 663K | 5K | NewEdge Wealth, LLC |
| TFS FINL CORP | COM | 234K | 19K | UBS Group AG |
| THE CIGNA GROUP | COM | 2M | 5K | PUTNAM INVESTMENT MANAGEMENT LLC |
| THE CIGNA GROUP | COM | 3K | 8 | – |
| THE TRADE DESK INC | COM CL A | 2M | 23K | NewEdge Wealth, LLC |
| THE TRADE DESK INC | COM CL A | 5M | 48K | UBS Group AG |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | NewEdge Wealth, LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | PUTNAM INVESTMENT MANAGEMENT LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 231K | 417 | UBS Group AG |
| THERMO FISHER SCIENTIFIC INC | COM | 2K | 4 | – |
| THOR INDS INC | COM | 3M | 29K | NewEdge Wealth, LLC |
| THOR INDS INC | COM | 2K | 17 | – |
| TJX COS INC NEW | COM | 4M | 39K | NewEdge Wealth, LLC |
| TJX COS INC NEW | COM | 2K | 22 | – |
| T-MOBILE US INC | COM | 837K | 5K | PUTNAM INVESTMENT MANAGEMENT LLC |
| T-MOBILE US INC | COM | 881 | 5 | – |
| TORO CO | COM | 3M | 34K | NewEdge Wealth, LLC |
| TORO CO | COM | 1K | 12 | – |
| TOTALENERGIES SE | SPONSORED ADS | 2M | 32K | NewEdge Wealth, LLC |
| TOTALENERGIES SE | SPONSORED ADS | 48K | 727 | – |
| TRAVELERS COMPANIES INC | COM | 2M | 8K | NewEdge Wealth, LLC |
| TRAVELERS COMPANIES INC | COM | 610 | 3 | – |
| TWIST BIOSCIENCE CORP | COM | 4M | 81K | UBS Group AG |
| UBER TECHNOLOGIES INC | COM | 899K | 12K | NewEdge Wealth, LLC |
| UBER TECHNOLOGIES INC | COM | 2K | 29 | – |
| UFP INDUSTRIES INC | COM | 3M | 24K | NewEdge Wealth, LLC |
| UFP INDUSTRIES INC | COM | 1K | 9 | – |
| UIPATH INC | CL A | 6M | 446K | UBS Group AG |
| ULTA BEAUTY INC | COM | 225K | 584 | NewEdge Wealth, LLC |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 244K | 6K | NewEdge Wealth, LLC |
| UNILEVER PLC | SPON ADR NEW | 694K | 13K | NewEdge Wealth, LLC |
| UNILEVER PLC | SPON ADR NEW | 41K | 751 | – |
| UNION PAC CORP | COM | 406K | 2K | NewEdge Wealth, LLC |
| UNION PAC CORP | COM | 6K | 28 | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 21K | NewEdge Wealth, LLC |
| UNITED PARCEL SERVICE INC | CL B | 42K | 306 | – |
| UNITED RENTALS INC | COM | 601K | 930 | PUTNAM INVESTMENT MANAGEMENT LLC |
| UNITED RENTALS INC | COM | 1K | 2 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 5K | NewEdge Wealth, LLC |
| UNITEDHEALTH GROUP INC | COM | 14K | 28 | – |
| UNITY SOFTWARE INC | COM | 4M | 253K | UBS Group AG |
| US BANCORP DEL | COM NEW | 526K | 13K | NewEdge Wealth, LLC |
| US BANCORP DEL | COM NEW | 73K | 2K | – |
| VALERO ENERGY CORP | COM | 1M | 7K | PUTNAM INVESTMENT MANAGEMENT LLC |
| VALERO ENERGY CORP | COM | 64K | 410 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 102M | 1M | UBS Group AG |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 33M | 687K | UBS Group AG |
| VANGUARD INDEX FDS | TOTAL STK MKT | 115M | 429K | UBS Group AG |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6M | 34K | UBS Group AG |
| VANGUARD STAR FDS | VG TL INTL STK F | 76M | 1M | UBS Group AG |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 4M | 57K | UBS Group AG |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 7M | 63K | UBS Group AG |
| VERACYTE INC | COM | 3M | 149K | UBS Group AG |
| VERISK ANALYTICS INC | COM | 216K | 802 | NewEdge Wealth, LLC |
| VERIZON COMMUNICATIONS INC | COM | 2M | 38K | NewEdge Wealth, LLC |
| VERIZON COMMUNICATIONS INC | COM | 124K | 3K | – |
| VERTEX PHARMACEUTICALS INC | COM | 3M | 6K | NewEdge Wealth, LLC |
| VERTEX PHARMACEUTICALS INC | COM | 2K | 4 | – |
| VESTA REAL ESTATE CORP | ADS | 277K | 9K | NewEdge Wealth, LLC |
| VICI PPTYS INC | COM | 550K | 19K | NewEdge Wealth, LLC |
| VISA INC | COM CL A | 6M | 23K | NewEdge Wealth, LLC |
| VISA INC | COM CL A | 15K | 57 | – |
| WABTEC | COM | 288K | 2K | UBS Group AG |
| WABTEC | COM | 790 | 5 | – |
| WALKER & DUNLOP INC | COM | 276K | 3K | UBS Group AG |
| WALMART INC | COM | 2M | 34K | PUTNAM INVESTMENT MANAGEMENT LLC |
| WALMART INC | COM | 8K | 116 | – |
| WASTE MGMT INC DEL | COM | 555K | 3K | NewEdge Wealth, LLC |
| WASTE MGMT INC DEL | COM | 9K | 44 | – |
| WATSCO INC | COM | 5M | 11K | NewEdge Wealth, LLC |
| WATSCO INC | COM | 26K | 57 | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 3M | 16K | NewEdge Wealth, LLC |
| WATTS WATER TECHNOLOGIES INC | CL A | 2K | 9 | – |
| WEC ENERGY GROUP INC | COM | 528K | 7K | NewEdge Wealth, LLC |
| WEC ENERGY GROUP INC | COM | 471 | 6 | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 794K | 668 | NewEdge Wealth, LLC |
| WELLTOWER INC | COM | 681K | 7K | NewEdge Wealth, LLC |
| WELLTOWER INC | COM | 1K | 14 | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 382K | 1K | NewEdge Wealth, LLC |
| WEYERHAEUSER CO MTN BE | COM NEW | 298K | 11K | NewEdge Wealth, LLC |
| WILLIAMS COS INC | COM | 2M | 52K | NewEdge Wealth, LLC |
| WILLIAMS COS INC | COM | 850 | 20 | – |
| WORKDAY INC | CL A | 869K | 4K | NewEdge Wealth, LLC |
| WPP PLC NEW | ADR | 799K | 17K | NewEdge Wealth, LLC |
| WPP PLC NEW | ADR | 14K | 297 | – |
| XENIA HOTELS & RESORTS INC | COM | 247K | 17K | UBS Group AG |
| XYLEM INC | COM | 300K | 2K | NewEdge Wealth, LLC |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 4M | 13K | NewEdge Wealth, LLC |
| ZOETIS INC | CL A | 4M | 22K | NewEdge Wealth, LLC |
| ZOETIS INC | CL A | 1K | 7 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 2M | 33K | UBS Group AG |
| ZURN ELKAY WATER SOLNS CORP | COM | 4M | 120K | NewEdge Wealth, LLC |