Hedge Fund Database

PHRACTION MANAGEMENT LLC

Adviser information for PHRACTION MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 148 $451.0M
Non-Discretionary 0 $0
Total 148 $451.0M

Clients

Type Number RAUM
Individuals <5 $941,878
HNW Individuals 58 $424.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $25.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 35
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesA PERCENTAGE OF AUM SUBJECT TO A MINIMUM FEE

Identifiers

SEC RIA File Number 801-114087
SEC ERA File Number 801-114087
SEC CIK Numbers 1907803
SEC CRD Numbers 298633
Legal Entity Identifier None

Principal Office

1 LANDMARK SQUARE 8TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 860-531-9590, Fax: None

Websites

www.phraction.net/

Chief Compliance Officer

THOMAS GAGNIER
1 LANDMARK SQUARE 8TH FLOOR
STAMFORD
CT
United States
Tel: 860-531-9590
(Full email address available in API data)

Regulatory Contact

JAMES SCHELLENS
CHIEF OPERATING OFFICER
1 LANDMARK SQUARE 8TH FLOOR
STAMFORD
CT
United States
Tel: 860-531-9590
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAPFAIR LLC Domestic Entity – MEMBER 08/2018 > 75%
STOLLMAN, JASON, LEE Individual – MANAGER; CHIEF INVESTMENT OFFICER 08/2018 > 75%
Gagnier, Thomas, James Individual – CHIEF COMPLIANCE OFFICER 08/2018 < 5%
SCHELLENS, JAMES, W Individual – CHIEF OPERATING OFFICER 08/2018 < 5%
STOLLMAN, JASON, LEE Individual MAPFAIR LLC MEMBER; MANAGER 08/2018 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 4/23/20193 on 12/2/20193 on 12/5/20194 on 12/9/20194 on 3/26/20204 on 5/28/20204 on 6/16/20204 on 11/13/20205 on 2/16/20215 on 3/8/20215 on 3/12/20215 on 8/30/20215 on 10/12/20215 on 3/15/20225 on 3/24/20225 on 12/12/20225 on 1/13/20235 on 3/16/20235 on 4/20/20235 on 4/21/20235 on 3/14/2024

RAUM, Historic

500M250M02019202020212022202320242025110626580 on 4/23/2019110626580 on 12/2/2019110626580 on 12/5/2019110626580 on 12/9/2019225083746 on 3/26/2020225083746 on 5/28/2020225083746 on 6/16/2020225083746 on 11/13/2020225083746 on 2/16/2021264493674 on 3/8/2021264493674 on 3/12/2021264493674 on 8/30/2021264493674 on 10/12/2021343047696 on 3/15/2022343047696 on 3/24/2022343047696 on 12/12/2022343047696 on 1/13/2023358706983 on 3/16/2023358706983 on 4/20/2023358706983 on 4/21/2023450985988 on 3/14/2024

No. Clients, Historic

7035020192020202120222023202420255 on 4/23/20195 on 12/2/20195 on 12/5/20195 on 12/9/201923 on 3/26/202023 on 5/28/202023 on 6/16/202023 on 11/13/202023 on 2/16/202128 on 3/8/202128 on 3/12/202128 on 8/30/202128 on 10/12/202142 on 3/15/202242 on 3/24/202242 on 12/12/202242 on 1/13/202357 on 3/16/202357 on 4/20/202357 on 4/21/202363 on 3/14/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 859K 2K –
ALPHABET INC CAP STK CL C 10M 53K –
ALPHABET INC CAP STK CL A 13M 69K –
AMAZON COM INC COM 22M 115K –
ANALOG DEVICES INC COM 15M 67K –
APPLE INC COM 758K 4K –
APPLIED MATLS INC COM 5M 22K –
ARBOR REALTY TRUST INC COM 5M 330K –
AUTODESK INC COM 4M 17K –
BANK AMERICA CORP 7.25%CNV PFD L 13M 11K –
BANK AMERICA CORP COM 8M 203K –
BECTON DICKINSON & CO COM 10M 43K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 13M 31K –
CAMBER ENERGY INC COM 42K 356K –
CANADIAN PACIFIC KANSAS CITY COM 682K 9K –
CHENIERE ENERGY INC COM NEW 315K 2K –
CHEVRON CORP NEW COM 415K 3K –
CONOCOPHILLIPS COM 252K 2K –
DANAHER CORPORATION COM 9M 36K –
DBX ETF TR XTRACK HRVST CSI 285K 12K –
DIAGEO PLC SPON ADR NEW 2M 17K –
DISNEY WALT CO COM 243K 2K –
DUPONT DE NEMOURS INC COM 2M 24K –
FIDELITY COVINGTON TRUST CLOUD COMPUTNG 239K 10K –
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 423K 4K –
GFL ENVIRONMENTAL INC SUB VTG SHS 1M 29K –
HOME DEPOT INC COM 557K 2K –
HONEYWELL INTL INC COM 14M 66K –
INTERCONTINENTAL EXCHANGE IN COM 6M 44K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 803K 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 648K 4K –
ISHARES INC MSCI EMRG CHN 234K 4K –
ISHARES TR MSCI INDIA ETF 201K 4K –
ISHARES TR U.S. MED DVC ETF 561K 10K –
LAM RESEARCH CORP COM 1M 1K –
LINDE PLC SHS 3M 7K –
MARKETWISE INC COM CL A 290K 250K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 23M 50K –
NORTHROP GRUMMAN CORP COM 1M 3K –
NVIDIA CORPORATION COM 387K 3K –
PHILIP MORRIS INTL INC COM 8M 81K –
PIMCO DYNAMIC INCOME STRATEG COM SHS BEN INT 334K 15K –
REGENERON PHARMACEUTICALS COM 386K 367 –
RTX CORPORATION COM 10M 101K –
S&P GLOBAL INC COM 10M 22K –
SPDR S&P 500 ETF TR TR UNIT 272K 499 –
SPROTT PHYSICAL GOLD TR UNIT 4M 200K –
STRYKER CORPORATION COM 719K 2K –
SUPER GROUP SGHC LIMITED ORD SHS 512K 158K –
TECK RESOURCES LTD CL B 465K 10K –
TELEDYNE TECHNOLOGIES INC COM 4M 11K –
TEXAS INSTRS INC COM 7M 35K –
TEXAS PACIFIC LAND CORPORATI COM 286K 390 –
THERMO FISHER SCIENTIFIC INC COM 15M 27K –
UNILEVER PLC SPON ADR NEW 675K 12K –
UNION PAC CORP COM 2M 7K –
UNITEDHEALTH GROUP INC COM 211K 414 –
VANECK ETF TRUST GOLD MINERS ETF 368K 11K –
VANECK ETF TRUST MRNGSTR WDE MOAT 896K 10K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 1M 21K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 459K 7K –
VANGUARD WHITEHALL FDS INTL DVD ETF 456K 6K –
VERISIGN INC COM 211K 1K –
VISA INC COM CL A 6M 22K –
WELLS FARGO CO NEW PERP PFD CNV A 6M 5K –
WILLIAMS COS INC COM 5M 118K –