Hedge Fund Database

FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO.

XXEC INC Legal Name

Adviser information for FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 143 $158.3M
Non-Discretionary 0 $0
Total 143 $158.3M

Clients

Type Number RAUM
Individuals 40 $18.3M
HNW Individuals 41 $117.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $16.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-114089
SEC ERA File Number 801-114089
SEC CIK Numbers 1828822
SEC CRD Numbers 108886
Legal Entity Identifier None

Principal Office

2200 SOUTH UTICA PLACE
SUITE 430
TULSA
OK
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 918-743-5959, Fax: None

Websites

www.ferimc.com

Chief Compliance Officer

CATHY KARNEY
2200 SOUTH UTICA PLACE
SUITE 430
TULSA
OK
United States
Tel: 918-743-5959
(Full email address available in API data)

Regulatory Contact

LEE YOUNG
CHIEF FINANCIAL OFFICER
2200 SOUTH UTICA PLACE
STE. 430
TULSA
OK
United States
Tel: 918-743-5959
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RUSSELL, FREDRIC, ELIOT Individual – CHIEF EXECUTIVE OFFICER 08/1984 > 75%
Karney, Cathy, Lerae Individual – CHIEF COMPLIANCE OFFICER 06/2021 < 5%

No. Employees, Historic

10502020202120222023202420253 on 1/3/20203 on 1/13/20203 on 2/10/20203 on 2/10/20203 on 2/10/20203 on 4/14/20203 on 4/14/20203 on 4/14/20203 on 4/14/20205 on 6/30/20205 on 11/6/20204 on 3/31/20214 on 5/25/20214 on 6/4/20214 on 10/12/20214 on 3/31/20224 on 7/7/20224 on 10/20/20225 on 3/30/20235 on 3/25/20245 on 3/26/2024

RAUM, Historic

200M100M0202020212022202320242025115210557 on 1/3/2020115210557 on 1/13/2020115210557 on 2/10/2020115210557 on 2/10/2020115210557 on 2/10/2020115210557 on 4/14/2020115210557 on 4/14/2020115210557 on 4/14/2020115210557 on 4/14/2020122581491 on 6/30/2020122581491 on 11/6/2020153554230 on 3/31/2021153554230 on 5/25/2021153554230 on 6/4/2021153554230 on 10/12/2021177613699 on 3/31/2022177613699 on 7/7/2022177613699 on 10/20/2022144399978 on 3/30/2023158318552 on 3/25/2024158318552 on 3/26/2024

No. Clients, Historic

2001000202020212022202320242025135 on 1/3/2020135 on 1/13/2020135 on 2/10/2020135 on 2/10/2020135 on 2/10/2020135 on 4/14/2020135 on 4/14/2020135 on 4/14/2020135 on 4/14/2020141 on 6/30/2020141 on 11/6/2020144 on 3/31/2021144 on 5/25/2021144 on 6/4/2021144 on 10/12/2021111 on 3/31/2022111 on 7/7/2022111 on 10/20/2022121 on 3/30/202389 on 3/25/202489 on 3/26/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BADGER METER INC COM 4M 20K 0
BENTLEY SYSTEM INC CLASS B COM 3M 51K 0
BERKSHIRE HATHAWAY CLASS B COM 5M 12K 0
CHUBB LTD COM 5M 18K 0
DEERE & CO COM 4M 11K 0
FAIR ISAAC INTL CORP COM 6M 4K 0
GENTEX CORP COM 4M 128K 0
IDEXX LABORATORIES INC COM 3M 6K 0
INTUIT INC COM 11M 17K 0
MASTERCARD INC - CLASS A COM 12M 27K 0
METTLER-TOLEDO INTERNATIONAL COM 4M 3K 0
MICROSOFT CORP COM 14M 31K 0
MOODY'S CORP COM 6M 15K 0
NORDSON CORP COM 7M 28K 0
PFIZER INC COM 5M 170K 0
QUALCOMM INC COM 3M 15K 0
ROPER TECHNOLOGIES COM 4M 7K 0
TERADYNE INC COM 1M 8K 0
UNIVERSAL DISPLAY CORP COM 8M 36K 0
VERISK ANALYTICS INC COM 6M 22K 0
VISA INC-CLASS A SHARES COM 8M 32K 0
XYLEM INC COM 3M 22K 0
ZOETIS INC COM 5M 29K 0