Hedge Fund Database

DAKOTA WEALTH, LLC

Adviser information for DAKOTA WEALTH, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 84
Investment Advisory/Research 54
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 54
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9,718 $5.3B
Non-Discretionary 2 $5.4M
Total 9,720 $5.3B

Clients

Type Number RAUM
Individuals 1,937 $1.3B
HNW Individuals 1,092 $4.0B
Banking or thrift institutions 0 $0
Investment companies 1 $38.4M
Business development companies 0 $0
Pooled investment vehicles 1 $18.9M
Pension and profit sharing plans <5 $5.4M
Charitable organizations 13 $41.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $7.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-114097
SEC ERA File Number 801-114097
SEC CIK Numbers 1631353
SEC CRD Numbers 297987
Legal Entity Identifier None

Principal Office

11376 N. JOG ROAD
SUITE 101
PALM BEACH GARDENS
FL
United States
Monday - Friday, 9:00 AM -5:00 PM
Tel: (561) 774-8101, Fax: None

Websites

persimmoncapitalmanagement.sharefile.com/authentication/login#credentials www.dakotawm.com/ twitter.com/dakotawealth www.linkedin.com/company/dakota-wealth-management www.persimmonfunds.com/

Chief Compliance Officer

KAYLA M. BERG
11376 N. JOG ROAD
SUITE 101
PALM BEACH GARDENS
FL
United States
Tel: (561) 257-1873
(Full email address available in API data)

Regulatory Contact

LESLIE ARSENAULT METZ
GENERAL COUNSEL
11376 N. JOG ROAD
SUITE 101
PALM BEACH GARDENS
FL
United States
Tel: (561) 257-1268
(Full email address available in API data)

Industry Affiliates

DAKORE WEALTH MANAGEMENT, LLC Other investment adviser, including financial planners
DAKOTA TAX SERVICES, LLC Accountant or accounting firm
PERSIMMON GP II, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PERSIMMON ABSOLUTE RETURN MASTER FUND, LP Hedge Fund $19.2M $0.1M 18

Control Persons

Name Type Entity Title Since Ownership
RAIMONDI, PETER, JOHN Individual – CHIEF EXECUTIVE OFFICER 05/2018 < 5%
DAKOTA WEALTH MANAGEMENT, LLC Domestic Entity – MANAGING MEMBER 05/2018 > 75%
KELLER, BRYAN, PAUL Individual – CHIEF STRATEGIC OFFICER 10/2020 < 5%
Berg, Kayla, Marie Individual – CHIEF COMPLIANCE OFFICER 04/2021 < 5%
HORN, GREGORY, SCOTT Individual – CHIEF DEVELOPMENT OFFICER 07/2021 < 5%
Arsenault Metz, Leslie Individual – GENERAL COUNSEL 03/2022 < 5%
BAXTER, LUKE, S Individual – CHIEF TECHNOLOGY OFFICER 03/2023 < 5%

No. Employees, Historic

90450201920202021202220232024202520 on 5/8/201920 on 7/11/201929 on 8/28/201929 on 8/28/201929 on 1/3/202031 on 3/30/202031 on 5/28/202031 on 6/26/202031 on 11/20/202031 on 2/25/202131 on 2/25/202131 on 3/1/202131 on 3/18/202131 on 4/28/202131 on 5/4/202131 on 5/18/202131 on 7/16/202142 on 9/30/202142 on 10/1/202142 on 11/5/202142 on 3/11/202252 on 3/22/202252 on 5/6/202256 on 6/30/202256 on 7/5/202256 on 7/18/202256 on 7/25/202256 on 8/18/202256 on 9/9/202256 on 10/5/202257 on 3/21/202357 on 4/14/202357 on 4/19/202357 on 6/1/202357 on 6/15/202357 on 7/17/202357 on 11/20/202357 on 1/5/202484 on 3/19/2024

RAUM, Historic

6B3B02019202020212022202320242025680302961 on 5/8/2019680302961 on 7/11/20191002028803 on 8/28/20191002028803 on 8/28/20191002028803 on 1/3/20201142707991 on 3/30/20201142707991 on 5/28/20201142707991 on 6/26/20201142707991 on 11/20/20201142707991 on 2/25/20211142707991 on 2/25/20211142707991 on 3/1/20211420248857 on 3/18/20211420248857 on 4/28/20211420248857 on 5/4/20211420248857 on 5/18/20211420248857 on 7/16/20211785030984 on 9/30/20211785030984 on 10/1/20211785030984 on 11/5/20211785030984 on 3/11/20221950933900 on 3/22/20221950933900 on 5/6/20221950933900 on 6/30/20221950933900 on 7/5/20221950933900 on 7/18/20221950933900 on 7/25/20221950933900 on 8/18/20221950933900 on 9/9/20221950933900 on 10/5/20222548153882 on 3/21/20232548153882 on 4/14/20232548153882 on 4/19/20232548153882 on 6/1/20232548153882 on 6/15/20232548153882 on 7/17/20232548153882 on 11/20/20232548153882 on 1/5/20245334134989 on 3/19/2024

No. Clients, Historic

4,0002,00002019202020212022202320242025600 on 5/8/2019600 on 7/11/2019861 on 8/28/2019861 on 8/28/2019861 on 1/3/2020904 on 3/30/2020904 on 5/28/2020904 on 6/26/2020904 on 11/20/2020904 on 2/25/2021904 on 2/25/2021904 on 3/1/20211023 on 3/18/20211023 on 4/28/20211023 on 5/4/20211023 on 5/18/20211023 on 7/16/20211058 on 9/30/20211058 on 10/1/20211058 on 11/5/20211058 on 3/11/20221132 on 3/22/20221132 on 5/6/20221132 on 6/30/20221132 on 7/5/20221132 on 7/18/20221132 on 7/25/20221132 on 8/18/20221132 on 9/9/20221132 on 10/5/20221746 on 3/21/20231746 on 4/14/20231746 on 4/19/20231746 on 6/1/20231746 on 6/15/20231746 on 7/17/20231746 on 11/20/20231746 on 1/5/20243052 on 3/19/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
22ND CENTY GROUP INC CALL 22K – –
3M CO COM 3M 25K Natixis
ABBOTT LABS COM 11M 105K 6,7,12
ABBVIE INC COM 7M 40K 1,6,12
ABRDN JAPAN EQUITY FUND INC COM 97K 16K Karpus Management Inc.
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 796K 95K Karpus Management Inc.
ACCENTURE PLC IRELAND SHS CLASS A 11M 37K 2,6,7,10,14,15
ACRI CAPITAL ACQUISITION COR COM CL A 277K 25K Karpus Management Inc.
ADOBE INC COM 6M 11K 6,7,14
ADVANCED MICRO DEVICES INC COM 2M 10K 4,6,12
AFLAC INC COM 3M 38K Natixis
AGILENT TECHNOLOGIES INC COM 827K 6K 6,13
AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 170K 15K Karpus Management Inc.
AIRBNB INC COM CL A 1M 9K 7,13
ALBANY INTL CORP CL A 1M 13K –
ALCON AG ORD SHS 345K 4K 2,10,14
ALLETE INC COM NEW 577K 9K –
ALLIANCEBERNSTEIN NATL MUN I COM 476K 43K Karpus Management Inc.
ALLSTATE CORP COM 2M 13K Natixis
ALPHABET INC CAP STK CL A 50M 274K 6,10,12,13,14
ALPHABET INC CAP STK CL C 34M 184K 6,7,10
ALTRIA GROUP INC COM 561K 12K 1,3,6
AMARIN CORP PLC SPONS ADR NEW 15K 22K –
AMAZON COM INC COM 77M 398K 6,7,10,12,14
AMERICAN CENTY ETF TR US QUALITY GROW 11M 128K –
AMERICAN CENTY ETF TR MULTISECTOR 14M 316K –
AMERICAN CENTY ETF TR US SML CP VALU 9M 98K –
AMERICAN ELEC PWR CO INC COM 5M 61K Natixis
AMERICAN EXPRESS CO COM 4M 18K 6,12
AMERICAN TOWER CORP NEW COM 4M 21K 6,10
AMERIPRISE FINL INC COM 332K 776 Natixis
AMGEN INC COM 14M 46K 1,6,12
AMPHENOL CORP NEW CL A 2M 36K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 996K 15K –
ANALOG DEVICES INC COM 2M 9K 4,6
ANGEL OAK FINL STRATEGIES IN COM BEN INT 774K 63K Karpus Management Inc.
ANIXA BIOSCIENCES INC COM 33K 15K –
AON PLC SHS CL A 905K 3K 2,6,12,15
APPLE HOSPITALITY REIT INC COM NEW 4M 241K HGK
APPLE INC COM 140M 664K 6,10,14
APPLE INC CALL 211K – –
APPLIED INDL TECHNOLOGIES IN COM 941K 5K Renaissance
APPLIED MATLS INC COM 4M 18K 6,12
APPLOVIN CORP COM CL A 4M 49K –
APTIV PLC SHS 1M 16K ClearBridge
ARCH CAP GROUP LTD ORD 680K 7K WCM
ARCHER DANIELS MIDLAND CO COM 5M 78K –
ARDAGH METAL PACKAGING S A SHS 511K 150K –
ARISTA NETWORKS INC COM 4M 12K Natixis
ARK 21SHARES BITCOIN ETF SHS BEN INT 5M 91K –
ARM HOLDINGS PLC SPONSORED ADS 12M 72K –
ARROW ELECTRS INC COM 2M 15K –
ASML HOLDING N V N Y REGISTRY SHS 1M 1K 2,14,15
ASTRAZENECA PLC SPONSORED ADR 1M 18K 1,2,15
AT&T INC COM 1M 70K Schafer Cullen
ATKORE INC COM 865K 6K –
ATLASSIAN CORPORATION CL A 1M 7K 2,13,14
AURA FAT PROJS ACQUISITION C CLASS A ORD 164K 15K Karpus Management Inc.
AUTOMATIC DATA PROCESSING IN COM 791K 3K Natixis
AUTOZONE INC COM 904K 305 Boston Partners
AXON ENTERPRISE INC COM 989K 3K Renaissance
B & G FOODS INC NEW COM 384K 48K –
BANK AMERICA CORP COM 8M 190K 1,3,4,6
BANK NEW YORK MELLON CORP COM 9M 155K –
BAXTER INTL INC COM 409K 12K –
BECTON DICKINSON & CO COM 6M 26K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 31M 75K 6,12
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERRY GLOBAL GROUP INC COM 1M 25K –
BITWISE BITCOIN ETF TR SHS BEN INT 385K 12K –
BLACK HAWK ACQUISITION CORP USD CL A SHS 284K 28K Karpus Management Inc.
BLACKROCK CR ALLOCATION INCO COM 184K 17K Karpus Management Inc.
BLACKROCK ENHANCED EQUITY DI COM 148K 18K Karpus Management Inc.
BLACKROCK ENHANCED GLOBAL DI COM 779K 73K Karpus Management Inc.
BLACKROCK ENHANCED INTL DIV COM BENE INTER 1M 184K Karpus Management Inc.
BLACKROCK ESG CAP ALLC TERM SHS BEN INT 752K 43K Karpus Management Inc.
BLACKROCK HEALTH SCIENCES TE COM SHS 280K 18K Karpus Management Inc.
BLACKROCK INC COM 961K 1K 1,6,10
BLACKROCK INNOVATION AND GRW SHS BEN INT 153K 21K Karpus Management Inc.
BLACKROCK MUN INCOME TR SH BEN INT 2M 174K Karpus Management Inc.
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 1M 55K Karpus Management Inc.
BLACKROCK MUNI INCOME TR II COM 829K 77K Karpus Management Inc.
BLACKROCK MUNICIPAL INCOME COM 4M 326K Karpus Management Inc.
BLACKROCK MUNIHLDGS NY QLTY COM 215K 20K Karpus Management Inc.
BLACKROCK MUNIHLDNGS CALI QL COM 1M 134K Karpus Management Inc.
BLACKROCK MUNIHOLDINGS FD IN COM 2M 126K Karpus Management Inc.
BLACKROCK MUNIVEST FD II INC COM 165K 15K Karpus Management Inc.
BLACKROCK MUNIVEST FD INC COM 2M 263K Karpus Management Inc.
BLACKROCK MUNIYIELD QUALITY COM 134K 12K Karpus Management Inc.
BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 715K 36K Karpus Management Inc.
BLACKROCK UTILS INFRASTRUCTU COM 2M 83K –
BLACKSTONE INC COM 4M 32K Brown Advisory
BNY MELLON MUN INCOME INC COM 547K 76K Karpus Management Inc.
BOEING CO COM 2M 10K Natixis
BOOKING HOLDINGS INC COM 293K 74 6,12
BOSTON PROPERTIES INC COM 999K 16K –
BOSTON SCIENTIFIC CORP COM 4M 50K Natixis
BOWLERO CORP CL A COM 319K 22K –
BRISTOL-MYERS SQUIBB CO COM 2M 56K –
BROADCOM INC COM 46M 29K 1,3,6
BROADCOM INC CALL 2M – –
CACI INTL INC CL A 1M 3K HGK
CADENCE DESIGN SYSTEM INC COM 799K 3K Brown Advisory
CALAMOS GBL DYN INCOME FUND COM 396K 58K Karpus Management Inc.
CAMECO CORP COM 2M 32K –
CANADIAN NAT RES LTD COM 6M 155K 2,12
CANADIAN PACIFIC KANSAS CITY COM 1M 17K WCM
CAPITAL GROUP CORE BALANCED SHS 951K 32K –
CAPITAL ONE FINL CORP COM 7M 49K Natixis
CARMAX INC COM 1M 15K –
CARRIER GLOBAL CORPORATION COM 2M 29K –
CATERPILLAR INC COM 13M 39K 1,6
CAVA GROUP INC COM 4M 42K Eagle Asset Management
CBOE GLOBAL MKTS INC COM 3M 19K –
CENCORA INC COM 21M 92K 4,12
CENOVUS ENERGY INC COM 214K 11K Boston Partners
CHEMOURS CO COM 310K 14K –
CHEVRON CORP NEW COM 20M 125K 1,3,6
CHIPOTLE MEXICAN GRILL INC COM 1M 17K 6,13
CHUBB LIMITED COM 4M 17K 3,6,12,15
CHURCHILL CAPITAL CORP VII COM CL A 436K 41K Karpus Management Inc.
CINTAS CORP COM 20M 28K Natixis
CISCO SYS INC COM 11M 223K 1,3,4,6,10
CITIGROUP INC COM NEW 1M 23K Schafer Cullen
CLEARWAY ENERGY INC CL A 531K 23K –
CLEVELAND-CLIFFS INC NEW COM 2M 115K –
CLOROX CO DEL COM 2M 12K Ziegler
CME GROUP INC COM 516K 3K Natixis
COCA COLA CO COM 6M 100K 6,10
COHEN & STEERS INFRASTRUCTUR COM 858K 38K –
COINBASE GLOBAL INC COM CL A 1M 6K –
COLGATE PALMOLIVE CO COM 866K 9K Natixis
COLUMBIA BKG SYS INC COM 491K 25K Chartwell
COMCAST CORP NEW CL A 9M 230K 1,3,6,10
COMFORT SYS USA INC COM 230K 757 Renaissance
COMPASS DIVERSIFIED SH BEN INT 661K 30K –
COMSTOCK INC COM NEW 4K 25K –
CONAGRA BRANDS INC COM 247K 9K –
CONOCOPHILLIPS COM 7M 65K 3,6,12
CONSOLIDATED EDISON INC COM 899K 10K Natixis
CORCEPT THERAPEUTICS INC COM 981K 30K –
CORNERSTONE STRATEGIC VALUE COM 645K 84K Karpus Management Inc.
CORNING INC COM 424K 11K Sadoff Investment Management
COSTCO WHSL CORP NEW COM 49M 58K Natixis
COUPANG INC CL A 475K 23K WCM
CRH PLC ORD 211K 3K 12,15
CROWDSTRIKE HLDGS INC CL A 15M 39K –
CROWN CASTLE INC COM 684K 7K 1,3,6
CSX CORP COM 323K 10K –
CUMMINS INC COM 6M 23K –
CURTISS WRIGHT CORP COM 206K 760 HGK
CVS HEALTH CORP COM 4M 64K Ziegler
DANAHER CORPORATION COM 2M 8K 6,10,13
DANIMER SCIENTIFIC INC COM CL A 10K 17K –
DARDEN RESTAURANTS INC COM 4M 26K Ziegler
DECKERS OUTDOOR CORP COM 259K 268 5,
DEERE & CO COM 13M 34K 6,12
DELL TECHNOLOGIES INC CL C 6M 40K Boston Partners
DELTA AIR LINES INC DEL COM NEW 296K 6K –
DENALI CAPITAL ACQUISITN COR CLASS A ORD 112K 10K Karpus Management Inc.
DEVON ENERGY CORP NEW COM 353K 7K –
DIAGEO PLC SPON ADR NEW 4M 32K Schafer Cullen
DIAMONDBACK ENERGY INC COM 379K 2K 1,12
DIGITAL RLTY TR INC COM 2M 15K Natixis
DIMENSIONAL ETF TRUST US TARGETED VLU 950K 18K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 668K 17K –
DIREXION SHS ETF TR DLY SCOND 3XBU 451K 8K –
DISNEY WALT CO COM 12M 124K 6,10
DOCUSIGN INC COM 1M 23K –
DOLLAR GEN CORP NEW COM 393K 3K –
DOMINION ENERGY INC COM 3M 54K –
DONEGAL GROUP INC CL A 576K 45K –
DOW INC COM 1M 20K 3,6
DUKE ENERGY CORP NEW COM NEW 2M 22K 1,3,6
DUOLINGO INC CL A COM 240K 1K Renaissance
DUPONT DE NEMOURS INC COM 200K 2K Natixis
DWS MUN INCOME TR NEW COM 95K 10K Karpus Management Inc.
DYNATRACE INC COM NEW 499K 11K Brown Advisory
E L F BEAUTY INC COM 12M 59K 5,11
EASTERLY GOVT PPTYS INC COM 808K 65K –
EASTMAN CHEM CO COM 2M 22K Ziegler
EATON CORP PLC SHS 6M 18K 1,4,6,14
EATON VANCE MUN BD FD COM 5M 494K Karpus Management Inc.
EATON VANCE TAX ADVT DIV INC COM 216K 9K Karpus Management Inc.
EATON VANCE TAX-ADVANTAGED G COM 310K 12K Karpus Management Inc.
EATON VANCE TAX-MANAGED DIVE COM 149K 11K Karpus Management Inc.
EATON VANCE TAX-MANAGED GLOB COM 420K 51K Karpus Management Inc.
EATON VANCE TAX-MANAGED GLOB COM 633K 75K Karpus Management Inc.
EATON VANCE TX ADV GLBL DIV COM 666K 36K Karpus Management Inc.
ECOLAB INC COM 1M 5K 6,13
EDWARDS LIFESCIENCES CORP COM 1M 14K Brown Advisory
ELEVANCE HEALTH INC COM 513K 946 Natixis
ELI LILLY & CO COM 53M 59K 6,7,14
EMCOR GROUP INC COM 271K 741 Renaissance
EMERSON ELEC CO COM 4M 33K Natixis
ENBRIDGE INC COM 656K 18K –
ENSIGN GROUP INC COM 321K 3K 5,9,11
ENTERPRISE FINL SVCS CORP COM 284K 7K HGK
EOG RES INC COM 336K 3K 1,6
EQUINIX INC COM 6M 8K 6,10,14
EQUITY RESIDENTIAL SH BEN INT 3M 47K –
ESS TECH INC COMMON STOCK 17K 21K –
EVERCORE INC CLASS A 206K 988 HGK
EVEREST GROUP LTD COM 766K 2K –
EXLSERVICE HOLDINGS INC COM 201K 6K Renaissance
EXXON MOBIL CORP COM 26M 222K 2,3,6
FACTSET RESH SYS INC COM 750K 2K –
FEDEX CORP COM 628K 2K 1,6
FERGUSON PLC NEW SHS 641K 3K WCM
FERRARI N V COM 16M 39K WCM
FIDELITY COVINGTON TRUST MSCI CONSM DIS 603K 7K –
FIDELITY COVINGTON TRUST CONSMR STAPLES 743K 16K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 1M 17K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 1M 6K –
FIDELITY COVINGTON TRUST ENHANCED MID 719K 24K –
FIDELITY NATL INFORMATION SV COM 764K 10K Boston Partners
FIGS INC CL A 57K 11K Eagle Asset Management
FIRST INTST BANCSYSTEM INC COM 1M 39K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 2M 24K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 348K 2K –
FIRSTENERGY CORP COM 220K 6K 1,6,12
FISERV INC COM 2M 13K Natixis
FLEX LNG LTD SHS 652K 24K –
FLYWIRE CORPORATION COM VTG 199K 12K 5,11
FORD MTR CO DEL COM 321K 26K 1,4,6
FORTIVE CORP COM 858K 12K 12,13
FORTUNE RISE ACQUISITION COR CL A 119K 11K Karpus Management Inc.
FOUR LEAF ACQUISITION CORP COM CL A 137K 13K Karpus Management Inc.
FREEPORT-MCMORAN INC CL B 5M 97K WCM
FS KKR CAP CORP COM 589K 30K –
FTI CONSULTING INC COM 1M 5K Renaissance
GABELLI DIVID & INCOME TR COM 752K 33K Karpus Management Inc.
GALLAGHER ARTHUR J & CO COM 19M 74K 12,13
GARMIN LTD SHS 1M 9K Natixis
GARTNER INC COM 4M 10K 7,13
GE AEROSPACE COM NEW 1M 7K 4,6
GE VERNOVA INC COM 269K 2K 4,6
GEN DIGITAL INC COM 535K 21K Natixis
GENERAC HLDGS INC COM 271K 2K –
GENERAL DYNAMICS CORP COM 13M 43K 3,6,12
GENERAL MLS INC COM 406K 6K Natixis
GENERAL MTRS CO COM 4M 79K Natixis
GENUINE PARTS CO COM 351K 3K 3,6
GILEAD SCIENCES INC COM 3M 45K –
GLACIER BANCORP INC NEW COM 2M 42K –
GLOBAL LIGHTS ACQUISITION CO ORD SHS 297K 29K Karpus Management Inc.
GLOBAL PMTS INC COM 4M 41K –
GLOBAL X FDS CYBRSCURTY ETF 1M 46K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 666K 13K –
GOLDMAN SACHS GROUP INC COM 7M 16K 6,10,12
GRAINGER W W INC COM 3M 3K ClearBridge
GRAY TELEVISION INC COM 77K 15K HGK
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 848K 16K –
GREEN BRICK PARTNERS INC COM 206K 4K Renaissance
GREENBRIER COS INC COM 248K 5K –
GXO LOGISTICS INCORPORATED COMMON STOCK 2M 37K –
HARLEY DAVIDSON INC COM 227K 7K –
HAYMAKER ACQUISITION CORP IV CLASS A 548K 52K Karpus Management Inc.
HEALTHEQUITY INC COM 270K 3K 5,11
HENRY SCHEIN INC COM 893K 14K –
HERCULES CAPITAL INC COM 854K 42K –
HERON THERAPEUTICS INC COM 84K 24K –
HERSHEY CO COM 6M 32K 6,10
HESS CORP COM 401K 3K –
HEWLETT PACKARD ENTERPRISE C COM 222K 10K Boston Partners
HOME DEPOT INC COM 14M 41K 4,6,10
HONEYWELL INTL INC COM 7M 32K 6,10,12,14
HP INC COM 887K 25K –
HUNTINGTON BANCSHARES INC COM 187K 14K Boston Partners
HURON CONSULTING GROUP INC COM 219K 2K Renaissance
ICICI BANK LIMITED ADR 654K 23K WCM
ICON PLC SHS 1M 4K 2,12,15
IDEXX LABS INC COM 699K 1K 6,13
ILLINOIS TOOL WKS INC COM 983K 4K Natixis
INCYTE CORP COM 1M 18K –
INGERSOLL RAND INC COM 3M 33K –
INNOVATIVE INDL PPTYS INC COM 340K 3K –
INNOVATOR ETFS TRUST US EQTY PWR BF 291K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 50K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 218K 6K –
INSIGHT SELECT INCOME FD COM 193K 12K Karpus Management Inc.
INTEGRAL AD SCIENCE HLDNG CO COM 119K 12K Renaissance
INTEL CORP COM 5M 171K 3,6
INTERCONTINENTAL EXCHANGE IN COM 619K 5K 6,12,14
INTERNATIONAL BUSINESS MACHS COM 12M 72K 1,4,6
INTUIT COM 3M 4K 6,13,14
INTUITIVE SURGICAL INC COM NEW 6M 13K ClearBridge
INVENTRUST PPTYS CORP COM NEW 255K 10K –
INVESCO ADVANTAGE MUN INCOME SH BEN INT 468K 53K Karpus Management Inc.
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 328K 5K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 697K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 5M 85K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 332K 9K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 56M 344K –
INVESCO EXCHANGE TRADED FD T LARGE CAP GROWTH 226K 2K –
INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 679K 10K –
INVESCO MUN OPPORTUNITY TR COM 1M 115K Karpus Management Inc.
INVESCO MUNICIPAL TRUST COM 1M 111K Karpus Management Inc.
INVESCO QQQ TR PUT 13M – –
INVESCO QQQ TR UNIT SER 1 24M 50K –
INVESCO QUALITY MUN INCOME T COM 667K 67K Karpus Management Inc.
INVESCO TR INVT GRADE MUNS COM 904K 88K Karpus Management Inc.
IRON HORSE ACQUISITIONS CORP COM 108K 11K Karpus Management Inc.
IRON MTN INC DEL COM 209K 2K 1,6
ISHARES BITCOIN TR SHS 2M 58K –
ISHARES GOLD TR ISHARES NEW 14M 316K –
ISHARES INC MSCI EMERG MRKT 2M 28K –
ISHARES INC CORE MSCI EMKT 298K 6K –
ISHARES SILVER TR ISHARES 556K 21K –
ISHARES TR CORE S&P500 ETF 148M 270K Karpus Management Inc.
ISHARES TR CORE US AGGBD ET 33M 336K Karpus Management Inc.
ISHARES TR 7-10 YR TRSY BD 989K 11K Karpus Management Inc.
ISHARES TR EUROPE ETF 382K 7K Karpus Management Inc.
ISHARES TR MSCI USA QLT FCT 3M 19K Karpus Management Inc.
ISHARES TR TRS FLT RT BD 388K 8K Karpus Management Inc.
ISHARES TR S&P 100 ETF 21M 78K –
ISHARES TR CORE S&P TTL STK 5M 44K –
ISHARES TR SELECT DIVID ETF 1M 10K –
ISHARES TR TIPS BD ETF 30M 285K –
ISHARES TR GLOBAL TECH ETF 2M 19K –
ISHARES TR S&P 500 GRWT ETF 732K 8K –
ISHARES TR GLOBAL ENERG ETF 3M 66K –
ISHARES TR S&P 500 VAL ETF 416K 2K –
ISHARES TR 1 3 YR TREAS BD 18M 223K –
ISHARES TR MSCI EAFE ETF 365K 5K –
ISHARES TR RUS MID CAP ETF 36M 440K –
ISHARES TR CORE S&P MCP ETF 5M 91K –
ISHARES TR EXPANDED TECH 237K 3K –
ISHARES TR ISHARES SEMICDTR 296K 1K –
ISHARES TR EXPND TEC SC ETF 283K 3K –
ISHARES TR ISHARES BIOTECH 2M 17K –
ISHARES TR COHEN STEER REIT 983K 17K –
ISHARES TR US CONSUM DISCRE 293K 4K –
ISHARES TR RUS 1000 VAL ETF 752K 4K –
ISHARES TR RUS 1000 GRW ETF 14M 40K –
ISHARES TR RUS 1000 ETF 3M 11K –
ISHARES TR RUS 2000 GRW ETF 2M 6K –
ISHARES TR RUSSELL 2000 ETF 36M 178K –
ISHARES TR RUSSELL 3000 ETF 2M 7K –
ISHARES TR S&P MC 400VL ETF 4M 34K –
ISHARES TR US TELECOM ETF 251K 12K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR U.S. FINLS ETF 314K 3K –
ISHARES TR U.S. ENERGY ETF 260K 5K –
ISHARES TR CORE S&P SCP ETF 15M 140K –
ISHARES TR U.S. BAS MTL ETF 490K 4K –
ISHARES TR SP SMCP600VL ETF 344K 4K –
ISHARES TR SHRT NAT MUN ETF 11M 102K –
ISHARES TR NATIONAL MUN ETF 9M 82K –
ISHARES TR IBOXX HI YD ETF 627K 8K –
ISHARES TR MBS ETF 6M 67K –
ISHARES TR ISHS 5-10YR INVT 13M 258K –
ISHARES TR ISHS 1-5YR INVS 17M 323K –
ISHARES TR PFD AND INCM SEC 37M 1M –
ISHARES TR US REGNL BKS ETF 766K 18K –
ISHARES TR MSCI USA ESG SLC 279K 2K –
ISHARES TR U.S. MED DVC ETF 7M 128K –
ISHARES TR US HLTHCR PR ETF 295K 6K –
ISHARES TR US OIL GS EX ETF 286K 3K –
ISHARES TR GRWT ALLOCAT ETF 5M 87K –
ISHARES TR CONSER ALLOC ETF 250K 7K –
ISHARES TR FLTG RATE NT ETF 874K 17K –
ISHARES TR MSCI USA MIN VOL 6M 73K –
ISHARES TR MSCI USA MMENTM 545K 3K –
ISHARES TR CORE MSCI EAFE 368K 5K –
ISHARES TR CORE DIV GRWTH 218K 4K –
ISHARES TR IBONDS DEC25 ETF 541K 22K –
ISHARES TR ESG SCRND S&P500 248K 6K –
ISHARES U S ETF TR BLACKROCK SH DUR 756K 15K –
ITT INC COM 1M 9K –
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 318K 6K Karpus Management Inc.
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 32K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 614K 12K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 12M 230K –
JACOBS SOLUTIONS INC COM 302K 2K Boston Partners
JAMF HLDG CORP COM 204K 12K Renaissance
JANUS DETROIT STR TR HENDRSN SHRT ETF 3M 54K –
JAPAN SMALLER CAPITALIZATION COM 149K 20K Karpus Management Inc.
JETBLUE AWYS CORP COM 636K 105K –
JOBY AVIATION INC COMMON STOCK 56K 11K –
JOHNSON & JOHNSON COM 18M 125K 1,2,6,10,12
JPMORGAN CHASE & CO. COM 37M 183K 1,2,6,10,12
KEEN VISION ACQUISITION CORP SHS 329K 31K Karpus Management Inc.
KENVUE INC COM 209K 11K 3,12
KEURIG DR PEPPER INC COM 3M 91K –
KEYCORP COM 398K 28K –
KEYSIGHT TECHNOLOGIES INC COM 403K 3K 6,12
KIMBERLY-CLARK CORP COM 3M 21K Natixis
KINDER MORGAN INC DEL COM 6M 285K –
KINSALE CAP GROUP INC COM 254K 659 Renaissance
KKR & CO INC COM 1M 14K Brown Advisory
KLA CORP COM NEW 740M 897K Brown Advisory
KLA CORP PUT 247K – –
KLAVIYO INC COM SER A 2M 63K –
KNIFE RIVER CORP COMMON STOCK 2M 25K –
KOHLS CORP COM 620K 27K –
KRAFT HEINZ CO COM 472K 15K 1,6
L3HARRIS TECHNOLOGIES INC COM 6M 27K Natixis
LAM RESEARCH CORP COM 1M 1K Boston Partners
LAMAR ADVERTISING CO NEW CL A 1M 9K –
LAMB WESTON HLDGS INC COM 202K 2K –
LANTHEUS HLDGS INC COM 252K 3K 5,11
LATTICE SEMICONDUCTOR CORP COM 204K 4K 5,11
LENNAR CORP CL A 201K 1K 4,6,12
LIBERTY ALL-STAR GROWTH FD I COM 277K 52K Karpus Management Inc.
LINDE PLC SHS 4M 9K 2,6
LOCKHEED MARTIN CORP COM 4M 8K 6,10
LOGAN RIDGE FINANCE CORP COM 350K 16K –
LOWES COS INC COM 2M 11K 3,6,10
LULULEMON ATHLETICA INC COM 977K 3K –
LXP INDUSTRIAL TRUST COM 112K 12K HGK
MAINSTAY CBRE GBL INFRA MEG COM 298K 23K Karpus Management Inc.
MARATHON PETE CORP COM 4M 24K 6,12
MARKEL GROUP INC COM 372K 236 –
MARRIOTT INTL INC NEW CL A 2M 7K 6,10
MARSH & MCLENNAN COS INC COM 807K 4K 6,10,14
MARVELL TECHNOLOGY INC COM 860K 12K Brown Advisory
MASTERCARD INCORPORATED CL A 6M 13K 2,6,7
MATERION CORP COM 1M 11K –
MCCORMICK & CO INC COM NON VTG 4M 54K Natixis
MCDONALDS CORP COM 9M 37K 6,10
MCGRATH RENTCORP COM 625K 6K HGK
MCKESSON CORP COM 824K 1K 4,6,12
MDU RES GROUP INC COM 2M 83K –
MEDPACE HLDGS INC COM 4M 10K 5,11
MEDTRONIC PLC SHS 4M 45K 1,3
MERCADOLIBRE INC COM 2M 991 WCM
MERCK & CO INC COM 9M 75K 3,6
MERIT MED SYS INC COM 270K 3K 5,11
META PLATFORMS INC CL A 48M 96K 6,10,14
METLIFE INC COM 375K 5K 1,6
MFS INTER INCOME TR SH BEN INT 191K 72K Karpus Management Inc.
MICROCHIP TECHNOLOGY INC. COM 478K 5K Boston Partners
MICRON TECHNOLOGY INC COM 826K 6K 6,12
MICROSOFT CORP COM 120M 270K 1,3,6,7,10,13,14
MICROSOFT CORP PUT 536K – –
MICROSTRATEGY INC CL A NEW 6M 5K –
MODERNA INC COM 386K 3K Natixis
MONDAY COM LTD SHS 591K 2K 2,11
MONDELEZ INTL INC CL A 3M 50K 6,10
MONGODB INC CL A 271K 1K –
MONOLITHIC PWR SYS INC COM 936K 1K Brown Advisory
MORGAN STANLEY COM NEW 1M 12K 1,3,4,6,12
MORGAN STANLEY CHINA A SH FD COM 228K 19K Karpus Management Inc.
MOTOROLA SOLUTIONS INC COM NEW 896K 2K 4,6
MR COOPER GROUP INC COM 2M 22K –
MSCI INC COM 2M 4K 7,13
NABORS ENERGY TRANSITION COR CL A 558K 53K Karpus Management Inc.
NASDAQ INC COM 242K 4K First Fiduciary Investment Counsel Inc.
NETFLIX INC COM 25M 38K 6,7,14
NEUBERGER BERMAN NEXT GENERA COMMON STOCK 1M 84K Karpus Management Inc.
NEWMONT CORP COM 337K 8K Natixis
NEXTERA ENERGY INC COM 11M 149K 3,6,10,14
NEXTERA ENERGY INC UNIT 09/01/2025 806K 19K –
NIKE INC CL B 3M 44K 2,6,7
NMI HLDGS INC COM 391K 11K 9,5
NNN REIT INC COM 839K 20K –
NORFOLK SOUTHN CORP COM 2M 7K 6,12
NORTHROP GRUMMAN CORP COM 4M 10K 1,6
NOVARTIS AG SPONSORED ADR 686K 6K 3,10
NOVO-NORDISK A S ADR 5M 37K 2,7,15
NU HLDGS LTD ORD SHS CL A 558K 43K WCM
NUCOR CORP COM 683K 4K Natixis
NUVEEN AMT FREE MUN CR INC F COM 1M 100K Karpus Management Inc.
NUVEEN AMT FREE QLTY MUN INC COM 8M 656K Karpus Management Inc.
NUVEEN CA QUALTY MUN INCOME COM 3M 259K Karpus Management Inc.
NUVEEN MUN VALUE FD INC COM 306K 35K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 3M 206K Karpus Management Inc.
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 492K 20K Karpus Management Inc.
NUVEEN NEW YORK AMT QLT MUNI COM 5M 440K Karpus Management Inc.
NUVEEN NEW YORK QLT MUN INC COM 136K 12K Karpus Management Inc.
NUVEEN QUALITY MUNCP INCOME COM 6M 529K Karpus Management Inc.
NVENT ELECTRIC PLC SHS 599K 8K Eagle Asset Management
NVIDIA CORPORATION COM 61M 496K 6,13,14
NVIDIA CORPORATION PUT 988K – –
NXP SEMICONDUCTORS N V COM 1M 5K 6,12
OLD DOMINION FREIGHT LINE IN COM 1M 7K –
ONEOK INC NEW COM 1M 13K Natixis
ORACLE CORP COM 17M 118K 6,10,12
OREILLY AUTOMOTIVE INC COM 14M 13K Natixis
ORGANON & CO COMMON STOCK 1M 53K –
PACCAR INC COM 1M 10K Sadoff Investment Management
PACER FDS TR PACER US SMALL 211K 5K –
PALANTIR TECHNOLOGIES INC CL A 2M 96K –
PALO ALTO NETWORKS INC COM 5M 16K ClearBridge
PALOMAR HLDGS INC COM 246K 3K Renaissance
PARKER-HANNIFIN CORP COM 515K 1K Natixis
PAYCHEX INC COM 2M 18K –
PAYPAL HLDGS INC COM 242K 4K ClearBridge
PENNYMAC CORP NOTE 5.500% 3/1 24K 25K –
PENNYMAC FINL SVCS INC NEW COM 1M 14K –
PENTAIR PLC SHS 5M 60K –
PEPSICO INC COM 15M 89K 6,10
PFIZER INC COM 9M 324K 1,3,6,10
PHILIP MORRIS INTL INC COM 2M 21K 3,10,12
PHILLIPS 66 COM 19M 138K 1,6,10,12
PIMCO ETF TR ENHAN SHRT MA AC 695K 7K –
PIONEER DIVERSIFIED HIGH INC COM 148K 13K Karpus Management Inc.
PNC FINL SVCS GROUP INC COM 617K 4K 1,6
PORCH GROUP INC COM 24K 16K –
POSTAL REALTY TRUST INC CL A 2M 163K –
PPG INDS INC COM 570K 5K First Fiduciary Investment Counsel Inc.
PRICE T ROWE GROUP INC COM 414K 4K 1,6
PRINCIPAL FINANCIAL GROUP IN COM 3M 32K –
PROCTER AND GAMBLE CO COM 14M 86K 1,4,6,10
PROGRESS SOFTWARE CORP COM 207K 4K 9,16
PROGRESSIVE CORP COM 23M 111K 2,13
PROLOGIS INC. COM 2M 16K Natixis
PROSHARES TR SHORT S&P 500 NE 150K 13K –
PRUDENTIAL FINL INC COM 2M 17K –
PUTNAM MASTER INTER INCOME T SH BEN INT 60K 19K Karpus Management Inc.
Q2 HLDGS INC COM 236K 4K Renaissance
QUALCOMM INC COM 9M 43K 1,6,12
QUANTA SVCS INC COM 8M 32K Natixis
QUEST DIAGNOSTICS INC COM 255K 2K 1,6
RAMBUS INC DEL COM 275K 5K 5,11
REALTY INCOME CORP COM 4M 67K 1,6
REGENERON PHARMACEUTICALS COM 1M 1K Natixis
REPUBLIC SVCS INC COM 4M 21K 4,6
RF ACQUISITION CORP CLASS A COM 118K 11K Karpus Management Inc.
RITHM CAPITAL CORP COM NEW 273K 25K –
RIVIAN AUTOMOTIVE INC COM CL A 205K 15K –
ROCKWELL AUTOMATION INC COM 613K 2K –
ROPER TECHNOLOGIES INC COM 5M 9K Natixis
ROYAL CARIBBEAN GROUP COM 304K 2K Natixis
RTX CORPORATION COM 3M 32K 1,3,6,14
SABRA HEALTH CARE REIT INC COM 893K 58K HGK
SALESFORCE INC COM 3M 10K 6,7,14
SCHLUMBERGER LTD COM STK 2M 42K 10,12
SCHWAB CHARLES CORP COM 3M 44K 4,12
SCHWAB STRATEGIC TR US BRD MKT ETF 707K 11K –
SCHWAB STRATEGIC TR US LRG CAP ETF 4M 63K –
SCHWAB STRATEGIC TR US LCAP GR ETF 6M 55K –
SCHWAB STRATEGIC TR US LCAP VA ETF 4M 54K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 27K –
SCHWAB STRATEGIC TR US SML CAP ETF 2M 42K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 53K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 23M 292K –
SCHWAB STRATEGIC TR INTL EQTY ETF 4M 92K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 522K 11K –
SCHWAB STRATEGIC TR SHT TM US TRES 10M 200K –
SEACOAST BKG CORP FLA COM NEW 249K 11K First Fiduciary Investment Counsel Inc.
SELECT SECTOR SPDR TR SBI HEALTHCARE 14M 97K Karpus Management Inc.
SELECT SECTOR SPDR TR SBI CONS DISCR 6M 30K Karpus Management Inc.
SELECT SECTOR SPDR TR ENERGY 14M 156K Karpus Management Inc.
SELECT SECTOR SPDR TR FINANCIAL 29M 715K Karpus Management Inc.
SELECT SECTOR SPDR TR INDL 9M 71K Karpus Management Inc.
SELECT SECTOR SPDR TR TECHNOLOGY 32M 140K Karpus Management Inc.
SELECT SECTOR SPDR TR COMMUNICATION 12M 139K Karpus Management Inc.
SELECT SECTOR SPDR TR SBI MATERIALS 14M 154K –
SELECT SECTOR SPDR TR SBI CONS STPLS 4M 58K –
SELECT SECTOR SPDR TR RL EST SEL SEC 8M 218K –
SELECT SECTOR SPDR TR SBI INT-UTILS 7M 105K –
SEMPRA COM 2M 20K Natixis
SERVICENOW INC COM 9M 11K 6,7,13
SHERWIN WILLIAMS CO COM 650K 2K 6,14
SHOPIFY INC CL A 512K 8K Polen Capital
SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 5M 214K –
SKYWORKS SOLUTIONS INC COM 1M 11K Natixis
SL GREEN RLTY CORP COM 986K 17K –
SOLARIS OILFIELD INFRASTRUCT COM CL A 184K 21K HGK
SOLID POWER INC CLASS A COM 35K 21K –
SOLVENTUM CORP COM SHS 795K 15K Natixis
SONY GROUP CORP SPONSORED ADR 246K 3K –
SOUTHERN CO COM 14M 185K Natixis
SPDR GOLD TR GOLD SHS 5M 23K –
SPDR INDEX SHS FDS GLB NAT RESRCE 330K 6K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 3M 100K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 5M 141K –
SPDR S&P 500 ETF TR TR UNIT 28M 52K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 7M 12K –
SPDR SER TR BLOOMBERG 1-3 MO 101M 1M Karpus Management Inc.
SPDR SER TR NUVEEN BLMBRG SH 2M 41K Karpus Management Inc.
SPDR SER TR S&P 600 SMCP GRW 6M 65K –
SPDR SER TR NUVEEN BLOOMBERG 249K 10K –
SPDR SER TR S&P 600 SMCP VAL 6M 77K –
SPDR SER TR BBG CONV SEC ETF 19M 268K –
SPDR SER TR PRTFLO S&P500 GW 15M 193K –
SPDR SER TR PRTFLO S&P500 VL 20M 404K –
SPDR SER TR S&P DIVID ETF 1M 10K –
SPDR SER TR PORTFOLIO S&P400 979K 19K –
SPDR SER TR PORTFOLIO S&P500 2M 29K –
SPDR SER TR PORTFOLIO SH TSR 838K 29K –
SPDR SER TR BLOOMBERG 3-12 M 1M 12K –
SPDR SER TR NUVEEN BLMBRG MU 738K 16K –
SPDR SER TR PRTFLO S&P500 HI 6M 151K –
SPDR SER TR SPDR S&P 500 ETF 206K 5K –
SPDR SER TR PORTFOLIO S&P600 24M 589K –
SPOTIFY TECHNOLOGY S A SHS 494K 2K WCM
SPRING VALLEY ACQUISTN CORP CLASS A ORD 242K 22K Karpus Management Inc.
SPRINKLR INC CL A 116K 12K Renaissance
SPROTT PHYSICAL GOLD & SILVE TR UNIT 678K 31K –
SPROTT PHYSICAL GOLD TR UNIT 1M 63K –
SPROUTS FMRS MKT INC COM 1M 13K Renaissance
SPS COMM INC COM 206K 1K Renaissance
SSGA ACTIVE ETF TR BLACKSTONE SENR 16M 391K –
STANLEY BLACK & DECKER INC COM 540K 7K Natixis
STAR BULK CARRIERS CORP. SHS PAR 2M 80K –
STARBUCKS CORP COM 4M 55K 6,10,12
STERIS PLC SHS USD 500K 2K WCM
STERLING INFRASTRUCTURE INC COM 249K 2K Renaissance
STRIDE INC COM 212K 3K Renaissance
STRYKER CORPORATION COM 8M 24K 6,14
SUPER MICRO COMPUTER INC COM 4M 5K Eagle Asset Management
SYNOPSYS INC COM 531K 893 Natixis
SYSCO CORP COM 2M 24K –
T-MOBILE US INC COM 6M 34K 4,6,12
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 8K 2,14
TARGET CORP COM 5M 36K 1,3,6,10,12,14
TASEKO MINES LTD COM 1M 451K –
TE CONNECTIVITY LTD SHS 2M 11K –
TELOS CORP MD COM 43K 11K –
TERADYNE INC COM 822K 6K –
TEREX CORP NEW COM 354K 6K –
TESLA INC COM 4M 20K 6,14
TEXAS INSTRS INC COM 2M 11K 1,4,6,10
TEXAS ROADHOUSE INC COM 290K 2K Renaissance
THE CIGNA GROUP COM 434K 1K 6,12
THE TRADE DESK INC COM CL A 2M 16K –
THERMO FISHER SCIENTIFIC INC COM 4M 7K 6,7,13,14
THOMSON REUTERS CORP. COM 492K 3K WCM
TJX COS INC NEW COM 11M 99K Natixis
TOPBUILD CORP COM 225K 583 Renaissance
TOYOTA MOTOR CORP ADS 340K 2K –
TRANE TECHNOLOGIES PLC SHS 301K 915 Natixis
TRAVELERS COMPANIES INC COM 2M 8K Schafer Cullen
TRUIST FINL CORP COM 3M 82K 1,3
UBER TECHNOLOGIES INC COM 4M 54K 6,13,14
UBS GROUP AG SHS 414K 14K WCM
ULTA BEAUTY INC COM 1M 4K Boston Partners
UNILEVER PLC SPON ADR NEW 3M 59K 3,15
UNION PAC CORP COM 4M 16K 6,14
UNITED PARCEL SERVICE INC CL B 1M 8K 3,6,10
UNITED RENTALS INC COM 3M 4K Boston Partners
UNITEDHEALTH GROUP INC COM 14M 28K 6,7,10,12,14
US BANCORP DEL COM NEW 2M 49K –
VALERO ENERGY CORP COM 205K 1K Natixis
VANECK ETF TRUST GOLD MINERS ETF 210K 6K –
VANECK ETF TRUST SHRT HGH YLD MUN 6M 261K –
VANECK ETF TRUST SEMICONDUCTR ETF 724K 3K –
VANECK ETF TRUST INTRMDT MUNI ETF 254K 6K –
VANGUARD BD INDEX FDS SHORT TRM BOND 474K 6K Karpus Management Inc.
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 20K Karpus Management Inc.
VANGUARD BD INDEX FDS INTERMED TERM 695K 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 8M 15K Karpus Management Inc.
VANGUARD INDEX FDS GROWTH ETF 30M 80K Karpus Management Inc.
VANGUARD INDEX FDS SMALL CP ETF 3M 14K Karpus Management Inc.
VANGUARD INDEX FDS TOTAL STK MKT 13M 49K Karpus Management Inc.
VANGUARD INDEX FDS MCAP VL IDXVIP 7M 46K –
VANGUARD INDEX FDS MCAP GR IDXVIP 13M 56K –
VANGUARD INDEX FDS REAL ESTATE ETF 4M 46K –
VANGUARD INDEX FDS SM CP VAL ETF 451K 2K –
VANGUARD INDEX FDS MID CAP ETF 7M 30K –
VANGUARD INDEX FDS EXTEND MKT ETF 10M 57K –
VANGUARD INDEX FDS VALUE ETF 40M 247K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 11M 189K Karpus Management Inc.
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 33K Karpus Management Inc.
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 702K 9K Karpus Management Inc.
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 420K 6K Karpus Management Inc.
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 709K 6K –
VANGUARD MALVERN FDS STRM INFPROIDX 467K 10K –
VANGUARD MUN BD FDS TAX EXEMPT BD 259K 5K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 212K 3K First Fiduciary Investment Counsel Inc.
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 765K 13K –
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 216K 903 –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 1M 18K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 6M 73K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 12M 66K –
VANGUARD STAR FDS VG TL INTL STK F 32M 529K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 26K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 14K –
VANGUARD WORLD FD INF TECH ETF 3M 5K Karpus Management Inc.
VANGUARD WORLD FD FINANCIALS ETF 331K 3K –
VANGUARD WORLD FD HEALTH CAR ETF 14M 53K –
VANGUARD WORLD FD UTILITIES ETF 4M 30K –
VANGUARD WORLD FD COMM SRVC ETF 3M 21K –
VENTAS INC COM 2M 34K Natixis
VERALTO CORP COM SHS 567K 6K 6,13
VERISK ANALYTICS INC COM 625K 2K 6,13
VERIZON COMMUNICATIONS INC COM 8M 185K Ziegler
VERRA MOBILITY CORP CL A COM STK 214K 8K Renaissance
VERTEX PHARMACEUTICALS INC COM 14M 30K Natixis
VERTIV HOLDINGS CO COM CL A 6M 73K –
VIATRIS INC COM 529K 50K Natixis
VIRTUS DIVIDEND INTEREST & P COM 600K 49K Karpus Management Inc.
VIRTUS TOTAL RETURN FD INC COM 166K 30K Karpus Management Inc.
VISA INC COM CL A 39M 148K 6,7,13,14
VOYA GLBL EQTY DIV & PREM OP COM 318K 62K Karpus Management Inc.
VOYA INFRASTRUCTURE INDLS & COM 168K 16K Karpus Management Inc.
WALMART INC COM 5M 78K 1,6,12
WARNER BROS DISCOVERY INC COM SER A 86K 12K –
WASTE CONNECTIONS INC COM 603K 3K WCM
WASTE MGMT INC DEL COM 18M 86K 4,6,10
WATSCO INC COM 394K 850 –
WEATHERFORD INTL PLC ORD SHS 233K 2K Renaissance
WEC ENERGY GROUP INC COM 558K 7K –
WELLS FARGO CO NEW COM 1M 20K 1,4,12
WELLTOWER INC COM 829K 8K Natixis
WESCO INTL INC COM 257K 2K 9,12
WEST PHARMACEUTICAL SVSC INC COM 669K 2K 6,13
WESTERN ASST INFLTN LKD INM COM SH BEN INT 846K 106K Karpus Management Inc.
WESTERN DIGITAL CORP. COM 255K 3K –
WESTERN UN CO COM 685K 56K –
WEYERHAEUSER CO MTN BE COM NEW 405K 14K –
WHEATON PRECIOUS METALS CORP COM 804K 15K –
WHIRLPOOL CORP COM 741K 7K –
WHITESTONE REIT COM 863K 65K –
WILLIAMS COS INC COM 1M 26K Natixis
WILLIS TOWERS WATSON PLC LTD SHS 7M 26K First Fiduciary Investment Counsel Inc.
WISDOMTREE TR US HIGH DIVIDEND 5M 54K –
WISDOMTREE TR US SMALLCAP DIVD 358K 12K –
WORKDAY INC CL A 786K 4K 7,13,14
XCEL ENERGY INC COM 1M 23K –
XPO INC COM 1M 12K –
XYLEM INC COM 586K 4K Natixis
ZIMMER BIOMET HOLDINGS INC COM 1M 9K Natixis
ZOETIS INC CL A 14M 83K 6,7,14
ZSCALER INC COM 218K 1K –