Hedge Fund Database

SHORE MORGAN YOUNG WEALTH STRATEGIES

PRIVATE WEALTH STRATEGIES, L.L.C. Legal Name

Adviser information for SHORE MORGAN YOUNG WEALTH STRATEGIES last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,192 $590.0M
Non-Discretionary 59 $25.1M
Total 1,251 $615.0M

Clients

Type Number RAUM
Individuals 227 $57.6M
HNW Individuals 243 $535.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $11.0M
Charitable organizations <5 $518,278
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 19 $10.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 596.3M
Portfolio Manager to Program Sponsor
PRIVATE WEALTH STRATEGIES, L.L.C. WRAP FEE PROGRAM SHORE MORGAN YOUNG WEALTH STRATEGIES

Identifiers

SEC RIA File Number 801-114104
SEC ERA File Number 801-114104
SEC CIK Numbers 1803189
SEC CRD Numbers 298682
Legal Entity Identifier None

Principal Office

29 S HIGH STREET
SUITE A
NEW ALBANY
OH
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (614) 888-2117, Fax: (614) 888-2023

Websites

www.shoremorganyoung.com www.linkedin.com/company/shore-morgan-young/about/

Chief Compliance Officer

ADAM CHRISTOPHER OSTERLING
CHIEF COMPLIANCE OFFICER
29 S HIGH STREET
SUITE A
NEW ALBANY
OH
United States
Tel: (614) 888-2117
Fax: (614) 888-2023
(Full email address available in API data)

Regulatory Contact

JON RYAN MORGAN
INVESTMENT ADVISER REPRESENTATIVE
29 S HIGH STREET
SUITE A
NEW ALBANY
OH
United States
Tel: (614) 888-2117
Fax: (614) 888-2023
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEWIS D SHORE & ASSOCIATES Domestic Entity – OWNER 08/2018 25-50%
JOMO HOLDINGS, INC Domestic Entity – OWNER 08/2018 25-50%
BARAKAT HOLDINGS, INC Domestic Entity – OWNER 08/2018 10-25%
SHORE, LEWIS, DORIAN Individual LEWIS D SHORE & ASSOCIATES OWNER 08/2018 > 75%
Morgan, Jon, Ryan Individual JOMO HOLDINGS, INC OWNER 08/2018 > 75%
Osterling, Adam, Christopher Individual – CHIEF COMPLIANCE OFFICER 09/2018 < 5%
YOUNG, MARYA, C Individual BARAKAT HOLDINGS, INC PRESIDENT AND SHAREHOLDER 08/2018 > 75%

No. Employees, Historic

20100201920202021202220232024202512 on 4/24/201912 on 6/12/201912 on 11/13/201912 on 1/7/202014 on 3/27/202014 on 5/12/202014 on 5/12/202014 on 5/26/202014 on 6/19/202014 on 12/14/202014 on 1/21/202114 on 1/28/202114 on 6/24/202114 on 6/25/202114 on 7/19/202114 on 7/19/202113 on 1/14/202213 on 1/25/202210 on 7/20/202210 on 2/14/202310 on 3/16/202310 on 8/15/202310 on 8/16/202310 on 10/3/202310 on 10/13/202310 on 3/20/2024

RAUM, Historic

700M350M02019202020212022202320242025304259982 on 4/24/2019304259982 on 6/12/2019304259982 on 11/13/2019304259982 on 1/7/2020455769305 on 3/27/2020455769305 on 5/12/2020455769305 on 5/12/2020455769305 on 5/26/2020455769305 on 6/19/2020455769305 on 12/14/2020455769305 on 1/21/2021488739986 on 1/28/2021488739986 on 6/24/2021488739986 on 6/25/2021488739986 on 7/19/2021488739986 on 7/19/2021488739986 on 1/14/2022592531691 on 1/25/2022592531691 on 7/20/2022526356650 on 2/14/2023526356650 on 3/16/2023526356650 on 8/15/2023526356650 on 8/16/2023526356650 on 10/3/2023526356650 on 10/13/2023615049880 on 3/20/2024

No. Clients, Historic

80040002019202020212022202320242025703 on 4/24/2019703 on 6/12/2019703 on 11/13/2019703 on 1/7/2020392 on 3/27/2020392 on 5/12/2020392 on 5/12/2020392 on 5/26/2020392 on 6/19/2020392 on 12/14/2020392 on 1/21/2021453 on 1/28/2021453 on 6/24/2021453 on 6/25/2021453 on 7/19/2021453 on 7/19/2021453 on 1/14/2022481 on 1/25/2022481 on 7/20/2022497 on 2/14/2023497 on 3/16/2023497 on 8/15/2023497 on 8/16/2023497 on 10/3/2023497 on 10/13/2023505 on 3/20/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 204K 2K –
ALBERTSONS COS INC COMMON STOCK 2M 100K –
ALLIANCEBERNSTEIN NATL MUN I COM 9M 768K –
ALPHABET INC CAP STK CL A 510K 3K –
ALPHABET INC CAP STK CL C 330K 2K –
AMAZON COM INC COM 4M 21K –
APPLE INC COM 7M 31K –
APPLIED MATLS INC COM 1M 5K –
BNY MELLON MUN INCOME INC COM 2M 333K –
CARDINAL HEALTH INC COM 782K 8K –
COSTCO WHSL CORP NEW COM 266K 313 –
DELL TECHNOLOGIES INC CL C 460K 3K –
EAGLE POINT CREDIT COMPANY I COM 305K 30K –
EXXON MOBIL CORP COM 264K 2K –
FIRST SOLAR INC COM 451K 2K –
FLAHERTY & CRUMRINE PFD INCO COM 716K 69K –
GLOBAL X FDS LITHIUM BTRY ETF 248K 6K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 689K 13K –
HERSHEY CO COM 735K 4K –
HOME DEPOT INC COM 300K 873 –
INTERNATIONAL BUSINESS MACHS COM 348K 2K –
INVESCO QQQ TR UNIT SER 1 31M 64K –
INVESCO VALUE MUN INCOME TR COM 611K 50K –
ISHARES TR MORNINGSTAR VALU 518K 7K –
ISHARES TR RUS 1000 VAL ETF 371K 2K –
ISHARES TR SP SMCP600VL ETF 457K 5K –
ISHARES TR MORNINGSTAR GRWT 1M 12K –
ISHARES TR MRGSTR SM CP GR 608K 13K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 361K 7K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 336K 7K –
JOHNSON & JOHNSON COM 494K 3K –
JPMORGAN CHASE & CO. COM 957K 5K –
KAYNE ANDERSON ENERGY INFRST COM 1M 129K –
KIMCO RLTY CORP COM 234K 12K –
KLA CORP COM NEW 419K 509 –
LCNB CORP COM 438K 31K –
LOCKHEED MARTIN CORP COM 344K 736 –
MCDONALDS CORP COM 995K 4K –
META PLATFORMS INC CL A 651K 1K –
MICROSOFT CORP COM 874K 2K –
NUSHARES ETF TR NUVEEN ESG MIDCP 268K 6K –
NVIDIA CORPORATION COM 1M 10K –
PEPSICO INC COM 475K 3K –
PROCTER AND GAMBLE CO COM 1M 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 45M 444K –
SELECT SECTOR SPDR TR SBI MATERIALS 305K 3K –
SELECT SECTOR SPDR TR ENERGY 343K 4K –
SELECT SECTOR SPDR TR FINANCIAL 502K 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K –
SELECT SECTOR SPDR TR INDL 493K 4K –
SPDR GOLD TR GOLD SHS 40M 185K –
SPDR INDEX SHS FDS S&P CHINA ETF 364K 5K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PRTFLO S&P500 HI 238K 6K –
SPDR SER TR AEROSPACE DEF 708K 5K –
THE CIGNA GROUP COM 218K 660 –
UNITED PARCEL SERVICE INC CL B 1M 7K –
UNITEDHEALTH GROUP INC COM 4M 8K –
VANGUARD INDEX FDS TOTAL STK MKT 287K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 6M 13K –
VERTEX ENERGY INC COM 43K 45K –
WALMART INC COM 764K 11K –
WENDYS CO COM 303K 18K –
WESTERN ASSET MANAGED MUNS F COM 443K 43K –
WISDOMTREE TR FLOATNG RAT TREA 72M 1M –
WISDOMTREE TR US LARGECAP FUND 72M 1M –
WISDOMTREE TR US QTLY DIV GRT 56M 722K –
WISDOMTREE TR WISDOMTREE US VA 14M 186K –
WISDOMTREE TR US S CAP QTY DIV 26M 550K –
WISDOMTREE TR US MIDCAP DIVID 13M 280K –
WISDOMTREE TR US MULTIFACTOR 54M 1M –
WORTHINGTON ENTERPRISES INC COM 4M 83K –
WORTHINGTON STL INC COM SHS 7M 208K –