FINANCIAL INVESTMENT TEAM ("FIT")
FINANCIAL INVESTMENT TEAM, INC. Legal Name
Adviser information for FINANCIAL INVESTMENT TEAM ("FIT") last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 903 | $159.3M |
| Non-Discretionary | 0 | $0 |
| Total | 903 | $159.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 524 | $102.2M |
| HNW Individuals | 37 | $57.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-114111 |
|---|---|
| SEC ERA File Number | 801-114111 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145724 |
| Legal Entity Identifier | None |
Principal Office
15350 SW SEQUOIA PKWYSUITE 150
PORTLAND
OR
United States
MONDAY - THURSDAY, 9:00 AM - 4:00 PM
Tel: 503-906-5205, Fax: 503-639-4292
Websites
Chief Compliance Officer
RACHAEL GUSTAFSON
CHIEF COMPLIANCE OFFICER
15350 SW SEQUOIA PKWY
SUITE 150
PORTLAND
OR
United States
Tel:
503-906-5205
Fax:
503-639-4292
R*****@**********M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| PLUS TAX, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRISON, DIANA, LJ | Individual | – | PRESIDENT | 01/2007 | > 75% |
| Gustafson, Rachel | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |