INVICTA ADVISORS LLC
Adviser information for INVICTA ADVISORS LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 42 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,164 | $165.0M |
| Non-Discretionary | 28 | $27.3M |
| Total | 1,192 | $192.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,192 | $144.3M |
| HNW Individuals | 100 | $20.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $27.3M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-114114 |
|---|---|
| SEC ERA File Number | 801-114114 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298868 |
| Legal Entity Identifier | None |
Principal Office
2790 MOSSIDE BOULEVARDSUITE 530
MONROEVILLE
PA
United States
Monday - Friday, 9:00-4:30
Tel: 724.553.6891, Fax: None
Websites
Chief Compliance Officer
KRISTIN PEARSON
CHIEF COMPLIANCE OFFICER
2790 MOSSIDE BOULEVARD
SUITE 530
MONROEVILLE
PA
United States
Tel:
724-553-6891
K**@*************************M
(Full email address available in API data)
Regulatory Contact
AIMEE A TOTH
CHEIF EXECUTIVE OFFICER
2790 MOSSIDE BOULEVARD
SUITE 530
MONROEVILLE
PA
United States
Tel:
7245536891
A**@*************************M
(Full email address available in API data)
Industry Affiliates
| INVICTA CAPITAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOTH, AIMEE, ANNE | Individual | – | CHIEF EXECUTIVE OFFICER, SHAREHOLDER | 09/2018 | 25-50% |
| TEAL, GREGORY, SCOTT | Individual | – | SHAREHOLDER | 12/2018 | 5-10% |
| Linkenbach, Rex | Individual | – | SHAREHOLDER | 12/2018 | 5-10% |
| GIAMBRI, PHILIP, MAYNARD | Individual | – | SHAREHOLDER | 12/2018 | 5-10% |
| PEARSON, KRISTIN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |