COMPOUND FAMILY OFFICES, LLC
Adviser information for COMPOUND FAMILY OFFICES, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 280 | $463.7M |
| Non-Discretionary | 0 | $0 |
| Total | 280 | $463.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $29.4M |
| HNW Individuals | 52 | $430.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 4 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-114125 |
|---|---|
| SEC ERA File Number | 801-114125 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298776 |
| Legal Entity Identifier | None |
Principal Office
2033 MAIN STREETSUITE 202
SARASOTA
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (941) 556-9294, Fax: None
Websites
Chief Compliance Officer
JEFF MULLENS
FAMILY INVESTMENT OFFICER
2033 MAIN STREET
SUITE 202
SARASOTA
FL
United States
Tel:
(941) 556-9154
J*******@************************M
(Full email address available in API data)
Regulatory Contact
SCOTT GURR
MANAGER/FAMILY WEALTH ADVISOR
2033 MAIN STREET
SUITE 202
SARASOTA
FL
United States
Tel:
(941) 554-8833
S****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GURR, SCOTT, FREDERICK | Individual | – | MANAGER | 10/2018 | 50-75% |
| POPHAM, ERIK, CHARLES | Individual | – | MANAGER | 10/2018 | 50-75% |
| MULLENS, JEFFREY, RENDER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |