CRESCENT FINANCIAL ADVISORS
CLEMSON-EPS ADVISORS, LLC Legal Name
Adviser information for CRESCENT FINANCIAL ADVISORS last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 751 | $159.7M |
| Non-Discretionary | 0 | $0 |
| Total | 751 | $159.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 309 | $51.5M |
| HNW Individuals | 70 | $108.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114128 |
|---|---|
| SEC ERA File Number | 801-114128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153101 |
| Legal Entity Identifier | None |
Principal Office
10704 CLEMSON BOULEVARDSENECA
SC
United States
Monday - Friday, 9 AM - 4 PM EST
Tel: (864) 888-2666, Fax: (864) 653-5401
Chief Compliance Officer
LORI KELLEY
10704 CLEMSON BLVD.
SENECA
SC
United States
Tel:
864-888-2666
Fax:
864-653-5401
L***@*************M
(Full email address available in API data)
Regulatory Contact
JAN FREDMAN
MANAGING MEMBER
10704 CLEMSON BLVD.
SENECA
SC
United States
Tel:
864-888-2666
Fax:
864-653-5401
J**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREDMAN, JAN, STURE | Individual | – | MANAGING MEMBER | 10/2009 | > 75% |
| Talley-Kelley, Lori, Melissa | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |