ADAMS ASHBY FINANCIAL ADVISORS
AF ADVISORS, INC. Legal Name
Adviser information for ADAMS ASHBY FINANCIAL ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 104 | $442.2M |
Non-Discretionary | 2 | $314,688 |
Total | 106 | $442.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 14 | $3.3M |
HNW Individuals | 15 | $436.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 8 | $2.6M |
Charitable organizations | <5 | $314,688 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUM |
Principal Office
3508 CODY WAYSUITE 100
SACRAMENTO
CA
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 916-333-5989, Fax: 916-333-5223
Chief Compliance Officer
JEFFREY ADAMS
PRESIDENT
3508 CODY WAY
SUITE 100
SACRAMENTO
CA
United States
Tel:
916-333-5989
Fax:
916-333-5223
J***@*************M
(Full email address available in API data)
Regulatory Contact
NINA E. ADAMS
OWNER AND INVESTMENT ADVISER REPRESENTATIVE
3508 CODY WAY
SUITE 100
SACRAMENTO
CA
United States
Tel:
916-333-5989
Fax:
916-333-5223
N***@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ADAMS, JEFFREY, SHERBURNE | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2009 | > 75% |
ADAMS, NINA, ENGINEER | Individual | – | OWNER AND INVESTMENT ADVISER REPRESENTATIVE | 03/2010 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC | COM | 548K | 3K | – |
APPLE INC | COM | 377K | 2K | – |
CATERPILLAR INC | COM | 686K | 2K | – |
CHEVRON CORP NEW | COM | 684K | 4K | – |
CLOROX CO DEL | COM | 273K | 2K | – |
FAIR ISAAC CORP | COM | 535M | 359K | – |
ISHARES TR | CORE S&P TTL STK | 401K | 3K | – |
ISHARES TR | SELECT DIVID ETF | 361K | 3K | – |
MICROSOFT CORP | COM | 221K | 494 | – |
NVIDIA CORPORATION | COM | 647K | 5K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 565K | 9K | – |
SPDR S&P 500 ETF TR | TR UNIT | 381K | 700 | – |
TESLA INC | COM | 241K | 1K | – |
VANGUARD INDEX FDS | GROWTH ETF | 630K | 2K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 204K | 935 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 210K | 1K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 230K | 4K | – |
VANGUARD WORLD FD | INF TECH ETF | 255K | 442 | – |
WELLS FARGO CO NEW | COM | 2M | 32K | – |
WESTAMERICA BANCORPORATION | COM | 204K | 4K | – |