CACM
CANAM CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for CACM last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $458.8M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $458.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $458.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-114154 |
|---|---|
| SEC ERA File Number | 801-114154 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298587 |
| Legal Entity Identifier | None |
Principal Office
48 WALL STREET24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-668-0697, Fax: None
Websites
Chief Compliance Officer
FRANK INGRAHAM
CHIEF COMPLIANCE OFFICER
48 WALL STREET
24TH FLOOR
NEW YORK
NY
United States
Tel:
2156945054
F********@**************S
(Full email address available in API data)
Regulatory Contact
PETER CALABRESE
CHIEF EXECUTIVE OFFICER
48 WALL STREET
24TH FLOOR
NEW YORK
NY
United States
Tel:
646-825-8710
P*********@****************M
(Full email address available in API data)
Industry Affiliates
| CACP | Sponsor, GP, manager of pooled investment vehicles |
| CAE | Sponsor, GP, manager of pooled investment vehicles |
| CANAM FLORIDA REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM GREATER WASHINGTON REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM HAWAII REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM INVESTOR SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CANAM LOS ANGELES COUNTY REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM LOS ANGELES REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM MIDWEST REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM MOUNTAIN STATES REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM NEW YORK METROPOLITAN REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM NORTHEAST REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM PENNSYLVANIA REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM PIDC REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CANAM TEXAS REGIONAL CENTER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HAWAII REGIONAL CENTER, LP 1A | Private Equity Fund | $2.9M | $0.5M | 6 |
| LOS ANGELES COUNTY REGIONAL CENTER VI, LP | Private Equity Fund | $4.5M | $0.6M | 9 |
| NEW YORK REGIONAL CENTER LP IV | Private Equity Fund | $32.4M | $0.6M | 65 |
| NEW YORK REGIONAL CENTER LP V | Private Equity Fund | $89.5M | $0.6M | 179 |
| PENNSYLVANIA REGIONAL CENTER LP VIII | Private Equity Fund | $2.5M | $0.5M | 5 |
| PIDC REGIONAL CENTER, LP XXXI | Private Equity Fund | $2.0M | $0.6M | 4 |
| PIDC REGIONAL CENTER, LP XXXIII | Private Equity Fund | $14.0M | $0.6M | 28 |
| PIDC REGIONAL CENTER, LP XXXV | Private Equity Fund | $21.5M | $0.6M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANAM CCM HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 08/2018 | > 75% |
| INGRAHAM, FRANK, TODD | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
| CALABRESE, PETER, WHITNEY | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2021 | < 5% |
| ROSENFELD, TOMMY, (NMN) | Individual | CANAM CCM HOLDINGS, LLC | MANAGING MEMBER | 08/2018 | > 75% |
| GINDIN, WALTER, SOLOMON | Individual | – | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | 12/2022 | < 5% |