1505 CAPITAL LLC
Adviser information for 1505 CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.5B |
| Non-Discretionary | 2 | $86.0M |
| Total | 15 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 8 | $1.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesCONSULTING SERVICES FEES |
Identifiers
| SEC RIA File Number | 801-114155 |
|---|---|
| SEC ERA File Number | 801-114155 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298880 |
| Legal Entity Identifier | 549300JQ625H788DB855 |
Principal Office
122 EAST 42ND STREET4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 646-978-5329, Fax: None
Websites
Chief Compliance Officer
MARTIN DZIURA
CHIEF COMPLIANCE OFFICER
309 WOODRIDGE LANE
MEDIA
PA
United States
Tel:
610-291-7554
M*******@*****************************M
(Full email address available in API data)
Regulatory Contact
STEPHEN MACE
GENERAL COUNSEL
122 EAST 42ND STREET
4TH FLOOR
NEW YORK
NY
United States
Tel:
646-978-5329
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| MIDWEST HOLDING LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIDWEST HOLDING LLC | Domestic Entity | – | MEMBER | 04/2019 | > 75% |
| MINNICH, MICHAEL, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 12/2021 | < 5% |
| DZIURA, MARTIN, W | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| MACE, STEPHEN, ALAN | Individual | – | GENERAL COUNSEL | 12/2021 | < 5% |
| NICHOLAS, GEORGETTE, CECELIA | Individual | – | PRESIDENT | 12/2021 | < 5% |
| PATEL, CHANDRA, R | Individual | MIDWEST HOLDING LLC | CHAIR | 12/2023 | 50-75% |