ARGOS GLOBAL ADVISORS, LLC
Adviser information for ARGOS GLOBAL ADVISORS, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $12.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $12.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $12.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114171 |
|---|---|
| SEC ERA File Number | 801-114171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287672 |
| Legal Entity Identifier | None |
Principal Office
812 ANACAPA ST.SANTA BARBARA
CA
United States
Monday - Friday, 7:30AM-3:30PM
Tel: 805-203-1208, Fax: None
Websites
Chief Compliance Officer
BRYAN REINHARD
812 ANACAPA ST.
SANTA BARBARA
CA
United States
Tel:
805-203-1208
B*************@*****************M
(Full email address available in API data)
Regulatory Contact
DYLAN MINOR
CHIEF INVESTMENT OFFICER
812 ANACAPA ST.
SANTA BARBARA
CA
United States
Tel:
805-521-6031
D**********@*****************M
(Full email address available in API data)
Industry Affiliates
| OMEGA FINANCIAL GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARGOS TOTAL RETURN FUND, LP | Hedge Fund | $12.0M | $0.3M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MINOR, DYLAN, BLU | Individual | – | MANAGING MEMBER | 01/2017 | 50-75% |
| REINHARD, BRYAN, WILLIAM | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2017 | 10-25% |
| SCHULTZ, ROBERT, ALLEN | Individual | – | MANAGING MEMBER | 01/2017 | 10-25% |