HW CAPITAL LLC
Adviser information for HW CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 29 | $288.7M |
| Total | 29 | $288.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 6 | $288.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | Fixed feesANNUAL BONUSES IN THE CLIENT'S DISCRETION |
Identifiers
| SEC RIA File Number | 801-114174 |
|---|---|
| SEC ERA File Number | 801-114174 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298731 |
| Legal Entity Identifier | None |
Principal Office
1437 7TH STREETSUITE 200
SANTA MONICA
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 818-489-3073, Fax: None
Chief Compliance Officer
PAUL HAAGA III
MANAGING PARTNER
1437 7TH STREET
SUITE 200
SANTA MONICA
CA
United States
Tel:
8184893073
P**@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAAGA III, PAUL, GALARNEAUX | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | 50-75% |
| Weissert, Brian | Individual | – | MANAGING PARTNER | 08/2018 | 50-75% |