TRUE LINK FINANCIAL ADVISORS
TRUE LINK FINANCIAL ADVISORS, LLC Legal Name
Adviser information for TRUE LINK FINANCIAL ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 955 | $1.1B |
| Non-Discretionary | 26 | $77.0M |
| Total | 981 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 817 | $180.5M |
| HNW Individuals | 15 | $57.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 149 | $902.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
315 MONTGOMERY STREET10TH FL
SAN FRANCISCO
CA
United States
Monday - Friday, APPOINTMENT ONLY
Tel: 866-984-8576, Fax: None
Chief Compliance Officer
JESSICA ROSSMAN
VP, GC AND CCO
PO BOX 581
SAN FRANCISCO
CA
United States
Tel:
866-984-8576
J**************@********************M
(Full email address available in API data)
Regulatory Contact
KAI STINCHCOMBE
MANAGING MEMBER
PO BOX 581
SAN FRANCISCO
CA
United States
Tel:
(650) 283-5625
K**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRUE LINK FINANCIAL INC | Domestic Entity | – | MANAGING MEMBER | 10/2015 | > 75% |
| STINCHCOMBE, KAI, HEIMER | Individual | – | MANAGING MEMBER | 02/2013 | 5-10% |
| ROSSMAN, JESSICA, WENDY | Individual | – | VP, GC AND CCO | 03/2020 | < 5% |
| PARKER, SCOTT, WILLIAM | Individual | – | MANAGING DIRECTOR | 01/2022 | < 5% |