Hedge Fund Database

JOURNEY WEALTH MANAGEMENT

FSM WEALTH ADVISORS, LLC Legal Name

Adviser information for JOURNEY WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,450 $750.7M
Non-Discretionary 0 $0
Total 1,450 $750.7M

Clients

Type Number RAUM
Individuals 350 $134.2M
HNW Individuals 141 $610.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $5.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $244,545
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-114180
SEC ERA File Number 801-114180
SEC CIK Numbers 1942548
SEC CRD Numbers 298904
Legal Entity Identifier None

Principal Office

22901 MILLCREEK BLVD.
SUITE 225
CLEVELAND
OH
United States
Monday - Friday, 8:30-5:00
Tel: 216-916-8424, Fax: 216-468-1351

Websites

www.fsmwealthadvisors.com

Chief Compliance Officer

JASON EWASKO
3000 AUBURN DR.
SUITE 410
BEECHWOOD
OH
United States
Tel: 610-659-3877
(Full email address available in API data)

Regulatory Contact

DAVE LIGHTNER
CEO
22901 MILLCREEK BLVD.
SUITE 225
CLEVELAND
OH
United States
Tel: 216-468-1344
Fax: 216-468-1351
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LIGHTNER, DAVID, ALAN Individual – CEO 09/2018 > 75%
MACLAREN, LAUREN, IRENE Individual – PARTNER 02/2019 < 5%
JOURNEY WEALTH MANAGEMENT Domestic Entity – OWNER 01/2021 25-50%
GLIHA, TERENCE, JAMES Individual JOURNEY WEALTH MANAGEMENT PARTNER 01/2021 25-50%
FRANZ, PETER, R Individual JOURNEY WEALTH MANAGEMENT PARTNER 01/2021 25-50%
MACLAREN, LAUREN, IRENE Individual JOURNEY WEALTH MANAGEMENT PARTNER 01/2021 25-50%
EWASKO, JASON, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

2010020192020202120222023202420256 on 4/17/20196 on 4/22/20196 on 6/6/20196 on 6/24/20196 on 12/9/20196 on 1/27/20205 on 1/27/20205 on 3/19/20205 on 6/16/20205 on 10/19/20208 on 2/12/20218 on 10/13/20218 on 10/13/20219 on 3/11/20229 on 3/11/20229 on 7/31/20229 on 7/31/20229 on 11/11/202215 on 3/16/202315 on 2/2/202418 on 3/28/2024

RAUM, Historic

800M400M02019202020212022202320242025214417007 on 4/17/2019214417007 on 4/22/2019214417007 on 6/6/2019214417007 on 6/24/2019214417007 on 12/9/2019214417007 on 1/27/2020214417007 on 1/27/2020245939522 on 3/19/2020245939522 on 6/16/2020245939522 on 10/19/2020281216213 on 2/12/2021281216213 on 10/13/2021281216213 on 10/13/2021387171873 on 3/11/2022387171873 on 3/11/2022387171873 on 7/31/2022387171873 on 7/31/2022387171873 on 11/11/2022593043733 on 3/16/2023593043733 on 2/2/2024750704707 on 3/28/2024

No. Clients, Historic

5002500201920202021202220232024202556 on 4/17/201956 on 4/22/201956 on 6/6/201956 on 6/24/201956 on 12/9/201956 on 1/27/202056 on 1/27/202056 on 3/19/202056 on 6/16/202056 on 10/19/202068 on 2/12/202168 on 10/13/202168 on 10/13/2021131 on 3/11/2022131 on 3/11/2022131 on 7/31/2022131 on 7/31/2022131 on 11/11/2022441 on 3/16/2023441 on 2/2/2024491 on 3/28/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 11K –
ABBVIE INC COM 872K 5K –
ACCENTURE PLC IRELAND SHS CLASS A 699K 2K –
ADOBE INC COM 1M 3K –
ALPHABET INC CAP STK CL C 3M 17K –
ALPHABET INC CAP STK CL A 3M 15K –
AMAZON COM INC COM 3M 13K –
AMERICAN TOWER CORP NEW COM 887K 5K –
AMETEK INC COM 982K 6K –
APPLE INC COM 8M 38K –
APPLIED MATLS INC COM 409K 2K –
ASML HOLDING N V N Y REGISTRY SHS 409K 400 –
ASTRAZENECA PLC SPONSORED ADR 464K 6K –
AT&T INC COM 234K 12K –
AUTOMATIC DATA PROCESSING IN COM 241K 1K –
BANK AMERICA CORP COM 236K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K –
BOSTON SCIENTIFIC CORP COM 474K 6K –
BP PLC SPONSORED ADR 221K 6K –
BROADCOM INC COM 2M 962 –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 4M 140K –
CARRIER GLOBAL CORPORATION COM 393K 6K –
CATERPILLAR INC COM 201K 602 –
CHEVRON CORP NEW COM 1M 7K –
CHUBB LIMITED COM 653K 3K –
CISCO SYS INC COM 569K 12K –
COCA COLA CO COM 227K 4K –
COMCAST CORP NEW CL A 313K 8K –
COPART INC COM 216K 4K –
COSTCO WHSL CORP NEW COM 3M 3K –
CSX CORP COM 281K 8K –
DANAHER CORPORATION COM 1M 6K –
DEERE & CO COM 567K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 977K 30K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 533K 14K –
ELEVANCE HEALTH INC COM 308K 568 –
ELI LILLY & CO COM 1M 1K –
ENTEGRIS INC COM 213K 2K –
ENTERPRISE PRODS PARTNERS L COM 939K 32K –
EOG RES INC COM 203K 2K –
EXXON MOBIL CORP COM 4M 32K –
FEDEX CORP COM 321K 1K –
FIRSTENERGY CORP COM 338K 9K –
FREEPORT-MCMORAN INC CL B 201K 4K –
GARMIN LTD SHS 232K 1K –
GE AEROSPACE COM NEW 797K 5K –
GODADDY INC CL A 206K 1K –
HEICO CORP NEW CL A 236K 1K –
HENRY JACK & ASSOC INC COM 594K 4K –
HILTON WORLDWIDE HLDGS INC COM 356K 2K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 575K 3K –
INTERCONTINENTAL EXCHANGE IN COM 443K 3K –
INTERNATIONAL BUSINESS MACHS COM 418K 2K –
INTUIT COM 2M 3K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES TR RUS 2000 GRW ETF 471K 2K –
ISHARES TR CORE S&P MCP ETF 12M 213K –
ISHARES TR CORE S&P SCP ETF 11M 105K –
ISHARES TR S&P 500 VAL ETF 814K 4K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR S&P 500 GRWT ETF 822K 9K –
ISHARES TR RUS 1000 VAL ETF 215K 1K –
ISHARES TR RUSSELL 2000 ETF 486K 2K –
ISHARES TR RUS MID CAP ETF 208K 3K –
ISHARES TR CORE US AGGBD ET 283K 3K –
ISHARES TR CORE MSCI TOTAL 801K 12K –
ISHARES TR MSCI USA MMENTM 747K 4K –
ISHARES TR EAFE SML CP ETF 6M 97K –
ISHARES TR GLB INFRASTR ETF 6M 125K –
ISHARES TR CORE S&P TTL STK 217K 2K –
ISHARES TR NATIONAL MUN ETF 6M 57K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 497K 11K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 17M 295K –
J P MORGAN EXCHANGE TRADED F DIVERSFED RTRN 302K 3K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 11M 230K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 7M 147K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 77K –
JOHNSON & JOHNSON COM 488K 3K –
JPMORGAN CHASE & CO. COM 2M 9K –
KLA CORP COM NEW 239K 290 –
LINCOLN ELEC HLDGS INC COM 3M 16K –
LOWES COS INC COM 297K 1K –
MARSH & MCLENNAN COS INC COM 270K 1K –
MASTERCARD INCORPORATED CL A 508K 1K –
MCDONALDS CORP COM 253K 995 –
MERCADOLIBRE INC COM 214K 130 –
MERCK & CO INC COM 836K 7K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 8M 18K –
MONDELEZ INTL INC CL A 353K 5K –
MONOLITHIC PWR SYS INC COM 205K 249 –
NIKE INC CL B 315K 4K –
NORTHROP GRUMMAN CORP COM 341K 783 –
NOVO-NORDISK A S ADR 725K 5K –
NUCOR CORP COM 302K 2K –
NVIDIA CORPORATION COM 5M 41K –
OCCIDENTAL PETE CORP COM 243K 4K –
ORACLE CORP COM 1M 7K –
PARKER-HANNIFIN CORP COM 278K 549 –
PEPSICO INC COM 1M 7K –
PFIZER INC COM 428K 15K –
PHILIP MORRIS INTL INC COM 307K 3K –
PIMCO ETF TR ACTIVE BD ETF 15M 167K –
PROCTER AND GAMBLE CO COM 749K 5K –
PROGRESSIVE CORP COM 318K 2K –
QUALCOMM INC COM 1M 7K –
RESTAURANT BRANDS INTL INC COM 275K 4K –
ROPER TECHNOLOGIES INC COM 793K 1K –
ROYAL CARIBBEAN GROUP COM 253K 2K –
RTX CORPORATION COM 572K 6K –
SAP SE SPON ADR 319K 2K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 238K 7K –
SCHWAB STRATEGIC TR US MID-CAP ETF 242K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 591K 8K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 16K –
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 214K –
SCHWAB STRATEGIC TR US LRG CAP ETF 884K 14K –
SCHWAB STRATEGIC TR US SML CAP ETF 649K 14K –
SCHWAB STRATEGIC TR US LCAP GR ETF 7M 71K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 279K 10K –
SELECT SECTOR SPDR TR FINANCIAL 227K 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 418K 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 236K 2K –
SHERWIN WILLIAMS CO COM 790K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 272K 10K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 8M 194K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 603K 10K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 281K 525 –
STARBUCKS CORP COM 331K 4K –
STRYKER CORPORATION COM 625K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 684K 4K –
TARGET CORP COM 246K 2K –
TESLA INC COM 791K 4K –
TEXTRON INC COM 374K 4K –
TOTALENERGIES SE SPONSORED ADS 356K 5K –
TRIMBLE INC COM 227K 4K –
UNITEDHEALTH GROUP INC COM 2M 3K –
VANGUARD INDEX FDS TOTAL STK MKT 15M 58K –
VANGUARD INDEX FDS VALUE ETF 228K 1K –
VANGUARD INDEX FDS GROWTH ETF 369K 986 –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 15M 136K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 253K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 215K –
VANGUARD MUN BD FDS TAX EXEMPT BD 460K 9K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 1M 11K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 12M 162K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 37K –
VANGUARD WORLD FD INF TECH ETF 821K 1K –
VERIZON COMMUNICATIONS INC COM 368K 9K –
VISA INC COM CL A 3M 10K –
WALMART INC COM 235K 3K –
WENDYS CO COM 260K 15K –
YUM BRANDS INC COM 417K 3K –