CERES PARTNERS, LLC
Adviser information for CERES PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114192 |
|---|---|
| SEC ERA File Number | 801-114192 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290937 |
| Legal Entity Identifier | None |
Principal Office
806 HOWARD STSUITE 200
SOUTH BEND
IN
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (855) 242-3737, Fax: None
Chief Compliance Officer
PATRICK J. VIETH
DIRECTOR OF LEGAL AFFAIRS
806 HOWARD ST
SUITE 200
SOUTH BEND
IN
United States
Tel:
(617) 959-4057
P************@****************M
(Full email address available in API data)
Regulatory Contact
TAMARA SCHOOLEY
ASSISTANT CONTROLLER
806 HOWARD ST
SUITE 200
SOUTH BEND
IN
United States
Tel:
(855) 242-3737
T********@****************M
(Full email address available in API data)
Industry Affiliates
| CERES FOOD & AGRICULTURE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CERES SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CERES SUSTAINABLE FOOD & AGRICULTURE PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CERES FARMLAND, LLC | Real Estate Fund | $341.1M | $0.3M | 9 |
| CERES FOOD & AGRICULTURE OPPORTUNITY FUND, L.P. | Private Equity Fund | $10.3M | $0.1M | 41 |
| CERES SUSTAINABLE FOOD & AGRICULTURE BRIDGE FUND, LP | Private Equity Fund | $25.5M | $0.1M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIETH, PERRY, JOHN | Individual | – | SENIOR MANAGING MEMBER & PRESIDENT | 04/2009 | 50-75% |
| ZICK, BRANDON | Individual | – | CHIEF INVESTMENT OFFICER | 11/2010 | 5-10% |
| Passios, James | Individual | – | PROPERTY MANAGER | 01/2012 | 5-10% |
| GOODMAN, BENNETT, JAY | Individual | – | MEMBER | 10/2018 | 10-25% |
| REXHAME BEACH LLC | Domestic Entity | – | MEMBER | 10/2018 | < 5% |
| VIETH, PATRICK, JOHN | Individual | – | DIRECTOR OF LEGAL AFFAIRS AND CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| JAMES N. PASSIOS TRUST | Domestic Entity | – | MEMBER | 01/2024 | 5-10% |
| Stickley Jr., Lawrence, Anthony | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |