LOTUSGROUP CAPITAL
LOTUSGROUP CAPITAL, LLC Legal Name
Adviser information for LOTUSGROUP CAPITAL last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $143.7M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $143.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $143.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | GENERAL PARTNER TO A FUND |
Identifiers
| SEC RIA File Number | 801-114198 |
|---|---|
| SEC ERA File Number | 801-114198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298973 |
| Legal Entity Identifier | 805-6869599407 |
Principal Office
1005 S. GAYLORD STREETDENVER
CO
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 720-593-9861, Fax: 815.572.0566
Chief Compliance Officer
AMANDA N. COHEN
OPERATIONS MANAGER
1005 S. GAYLORD ST
DENVER
CO
United States
Tel:
720.593.9861
Fax:
815.572.0566
A*****@*************M
(Full email address available in API data)
Regulatory Contact
RAPHAEL A. MARTORELLO
MANAGING PARTNER
1005 S. GAYLORD STREET
DENVER
CO
United States
Tel:
415.793.8014
M*********@*************M
(Full email address available in API data)
Industry Affiliates
| LOTUSGROUP ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LGA INCOMEPLUS FUND, LP | MULTI ASSET | $19.3M | $0.5M | 81 |
| LOTUSGROUP INCOMEPLUS FUND II LP | MULTI ASSET | $21.8M | $0.5M | 89 |
| LOTUSGROUP INCOMEPLUS FUND III LP | MULTI ASSET | $11.0M | $0.3M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, AMANDA, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| MARTORELLO, RAPHAEL, ANDRE | Individual | – | MANAGING MEMBER, CIO & INVESTMENT ADVISOR REPRESENTATIVE | 09/2018 | 50-75% |
| Frank, Louis, Camacho | Individual | – | PARTNER, POLICY MANAGER, INVESTMENT ADVISOR REPRESENTATIVE | 03/2019 | < 5% |
| QUAIL CREEK PRODUCTION CORPORATION | Domestic Entity | – | FINANCIAL INTEREST, PARTNER | 09/2018 | 25-50% |