ROMARK CREDIT ADVISORS LP
Adviser information for ROMARK CREDIT ADVISORS LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $3.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114216 |
|---|---|
| SEC ERA File Number | 801-114216 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298909 |
| Legal Entity Identifier | None |
Principal Office
151 WEST 42ND STREET, 29TH FLOORNEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 6:00 PM
Tel: 212-867-9090, Fax: 212-867-9106
Websites
Chief Compliance Officer
SERGE TODOROVICH, ESQ.
SENIOR VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
151 WEST 42ND STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-9090
Fax:
212-867-9106
L****@*****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL JONES
DEPUTY CHIEF COMPLIANCE OFFICER
151 WEST 42ND STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-867-9090
Fax:
212-867-9106
L****@*****************M
(Full email address available in API data)
Industry Affiliates
| ROMARK CLO ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ROMARK CLO VENTURES LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCM INVESTMENTS I LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CAPITAL MANAGEMENT LTD | Other investment adviser, including financial planners |
| SHENKMAN CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CAPITAL MANAGEMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CBO OPPORTUNITY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHENKMAN CLO EQUITY OPPORTUNITY FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN MULTI-ASSET CREDIT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN MULTI-ASSET CREDIT SELECT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN TACTICAL CREDIT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SHENKMAN WINCHESTER GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROOKSIDE MILL CLO LTD. | Securitized Asset Fund | $1.2M | $0.1M | 4 |
| ROMARK CLO-I LTD. | Securitized Asset Fund | $383.9M | $0.1M | 2 |
| ROMARK CLO-II LTD. | Securitized Asset Fund | $428.0M | $0.1M | 2 |
| ROMARK CLO-III LTD. | Securitized Asset Fund | $412.4M | $0.3M | 1 |
| ROMARK CLO-IV LTD. | Securitized Asset Fund | $388.7M | $0.3M | 2 |
| ROMARK CLO-V LTD. | Securitized Asset Fund | $387.5M | $0.3M | 2 |
| ROMARK CREDIT FUNDING I, LTD. | Securitized Asset Fund | $355.1M | $0.3M | 3 |
| ROMARK CREDIT FUNDING II, LTD. | Securitized Asset Fund | $334.6M | $0.3M | 4 |
| ROMARK WM-R LTD. | Securitized Asset Fund | $452.4M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KURZER, ADAM, SCOTT | Individual | – | MANAGER | 11/2017 | < 5% |
| LERNER, DAVID, HARLAN | Individual | – | PRESIDENT OF ROMARK; LIMITED PARTNER; MANAGER | 11/2017 | 10-25% |
| SHENKMAN, MARK, RONALD | Individual | – | MANAGER | 08/2017 | < 5% |
| SLATKY, JUSTIN, WARREN | Individual | – | CHIEF INVESTMENT OFFICER; LIMITED PARTNER; MANAGER | 08/2017 | 10-25% |
| TODOROVICH, SERGE, NMN | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER; MANAGER | 08/2017 | < 5% |
| ROMARK CREDIT ADVISORS GP LLC | Domestic Entity | – | GENERAL PARTNER | 08/2017 | < 5% |
| ROMARK TRUST LLC | Domestic Entity | – | LIMITED PARTNER | 11/2017 | 50-75% |
| ROMARK TRUST | Domestic Entity | ROMARK CREDIT ADVISORS GP LLC | MEMBER | 08/2017 | > 75% |
| ROMARK TRUST | Domestic Entity | ROMARK TRUST LLC | MEMBER | 10/2017 | > 75% |
| SHENKMAN, MARK, RONALD | Individual | ROMARK TRUST | TRUSTEE | 08/2017 | |
| SLATKY, JUSTIN, WARREN | Individual | ROMARK TRUST | TRUSTEE | 08/2017 | |
| SCANLON, NEIL, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER; MANAGER | 07/2020 | < 5% |
| MANGIERO, DANIEL, JAMES | Individual | – | CHIEF OPERATING OFFICER | 03/2022 | < 5% |