WOOD TARVER FINANCIAL
WOOD TARVER FINANCIAL GROUP, LLC Legal Name
Adviser information for WOOD TARVER FINANCIAL last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,590 | $357.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,590 | $357.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 384 | $111.7M |
| HNW Individuals | 77 | $241.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 230.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WOOD TARVER FINANCIAL WRAP FEE PROGRAM | WOOD TARVER FINANCIAL |
Identifiers
| SEC RIA File Number | 801-114226 |
|---|---|
| SEC ERA File Number | 801-114226 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298793 |
| Legal Entity Identifier | None |
Principal Office
1101 WEST RIVER STREETSUITE 170
BOISE
ID
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 208-343-2001, Fax: 208-629-8226
Chief Compliance Officer
ERIC TARVER
INVESTMENT ADVISOR REPRESENTATIVE
1101 WEST RIVER STREET
SUITE 170
BOISE
ID
United States
Tel:
208-343-2001
E**********@*************M
(Full email address available in API data)
Regulatory Contact
AMANDA WRITER
1101 WEST RIVER STREET
SUITE 170
BOISE
ID
United States
Tel:
208-343-2001
A************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TARVER, ERIC, MARSHALL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | > 75% |