CAISSA WEALTH STRATEGIES
KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES Legal Name
Adviser information for CAISSA WEALTH STRATEGIES last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 512 | $248.5M |
| Non-Discretionary | 24 | $2.5M |
| Total | 536 | $251.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 64 | $30.5M |
| HNW Individuals | 80 | $220.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114229 |
|---|---|
| SEC ERA File Number | 801-114229 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150458 |
| Legal Entity Identifier | None |
Principal Office
7825 WASHINGTON AVE S.SUITE 725
BLOOMINGTON
MN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 612-426-6007, Fax: 612-355-8811
Chief Compliance Officer
KELLY SUE OLSON PEDERSEN
MANAGING MEMBER
7825 WASHINGTON AVE S
SUITE 725
BLOOMINGTON
MN
United States
Tel:
612-426-6007
Fax:
612-355-8811
K****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEDERSEN, KELLY, SUE OLSON | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/2010 | > 75% |