Hedge Fund Database

HOWARD WEALTH MANAGEMENT, LLC

Adviser information for HOWARD WEALTH MANAGEMENT, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 879 $290.5M
Non-Discretionary 0 $0
Total 879 $290.5M

Clients

Type Number RAUM
Individuals 158 $58.3M
HNW Individuals 87 $222.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $7.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 25
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsASSET ALLOCATION, ADVISORY CONSULTING, FAMILY OFFICE & WEALTH PLANNING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-114237
SEC ERA File Number 801-114237
SEC CIK Numbers 1766286
SEC CRD Numbers 299052
Legal Entity Identifier None

Principal Office

7 MADISON AVENUE
MADISON
CT
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 203-421-8339, Fax: 203-421-7008

Chief Compliance Officer

JUSTIN HOWARD
MANAGING MEMBER
7 MADISON AVENUE
MADISON
CT
United States
Tel: 203-421-8339
Fax: 203-421-7008
(Full email address available in API data)

Regulatory Contact

BRETT HOWARD
MANAGING MEMBER
7 MADISON AVENUE
MADISON
CT
United States
Tel: 203-421-8339
Fax: 203-421-7008
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOWARD, JUSTIN, SCOTT Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 08/2018 50-75%
HOWARD, BRETT, LEE Individual – MANAGING MEMBER 08/2018 50-75%

No. Employees, Historic

105020192020202120222023202420252 on 8/13/20192 on 10/18/20192 on 3/17/20202 on 5/1/20202 on 5/27/20202 on 6/15/20202 on 9/22/20202 on 11/17/20202 on 3/4/20212 on 6/15/20212 on 11/9/20212 on 3/18/20222 on 5/4/20222 on 7/26/20222 on 2/21/20232 on 8/9/20232 on 3/5/2024

RAUM, Historic

300M150M02019202020212022202320242025214000000 on 8/13/2019214000000 on 10/18/2019246000000 on 3/17/2020246000000 on 5/1/2020246000000 on 5/27/2020246000000 on 6/15/2020246000000 on 9/22/2020246000000 on 11/17/2020253500000 on 3/4/2021253500000 on 6/15/2021253500000 on 11/9/2021258500000 on 3/18/2022258500000 on 5/4/2022258500000 on 7/26/2022259150000 on 2/21/2023259150000 on 8/9/2023290500000 on 3/5/2024

No. Clients, Historic

30015002019202020212022202320242025221 on 8/13/2019221 on 10/18/2019232 on 3/17/2020232 on 5/1/2020232 on 5/27/2020232 on 6/15/2020232 on 9/22/2020232 on 11/17/2020262 on 3/4/2021262 on 6/15/2021262 on 11/9/2021241 on 3/18/2022241 on 5/4/2022241 on 7/26/2022238 on 2/21/2023238 on 8/9/2023256 on 3/5/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 319K 2K –
ALPHABET INC CAP STK CL A 1M 8K –
ALPHABET INC CAP STK CL C 1M 7K –
ALPS ETF TR ALERIAN MLP 371K 8K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 7M 33K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 354K 870 –
CHEVRON CORP NEW COM 203K 1K –
COSTCO WHSL CORP NEW COM 370K 435 –
DUKE ENERGY CORP NEW COM NEW 239K 2K –
ELI LILLY & CO COM 588K 649 –
EXXON MOBIL CORP COM 515K 4K –
GLOBAL X FDS S&P 500 COVERED 358K 9K –
GLOBAL X FDS NASDAQ 100 COVER 270K 15K –
HOME DEPOT INC COM 370K 1K –
INVESCO EXCH TRADED FD TR II SR LN ETF 1M 50K –
INVESCO EXCH TRADED FD TR II PFD ETF 1M 90K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 792K 33K –
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 742K 13K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ISHARES TR GRWT ALLOCAT ETF 265K 5K –
ISHARES TR RUSSELL 2000 ETF 887K 4K –
ISHARES TR PFD AND INCM SEC 3M 86K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR CORE S&P SCP ETF 413K 4K –
ISHARES TR S&P 500 GRWT ETF 3M 38K –
ISHARES TR CORE S&P MCP ETF 607K 10K –
ISHARES TR US HOME CONS ETF 314K 3K –
ISHARES TR RUS 1000 GRW ETF 689K 2K –
ISHARES TR US AER DEF ETF 750K 6K –
ISHARES TR GLOBAL 100 ETF 1M 13K –
ISHARES TR MSCI EAFE ETF 502K 6K –
ISHARES TR RUS 1000 VAL ETF 224K 1K –
ISHARES TR RUS 1000 ETF 289K 972 –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 844K 15K –
JOHNSON & JOHNSON COM 557K 4K –
JPMORGAN CHASE & CO. COM 776K 4K –
LOCKHEED MARTIN CORP COM 282K 604 –
M & T BK CORP COM 210K 1K –
MASTERCARD INCORPORATED CL A 872K 2K –
MCDONALDS CORP COM 307K 1K –
MERCK & CO INC COM 536K 4K –
META PLATFORMS INC CL A 952K 2K –
MICROSOFT CORP COM 2M 4K –
NETFLIX INC COM 524K 777 –
NVIDIA CORPORATION COM 706K 6K –
PALANTIR TECHNOLOGIES INC CL A 832K 33K –
PEPSICO INC COM 253K 2K –
PFIZER INC COM 229K 8K –
PIMCO ETF TR 0-5 HIGH YIELD 509K 5K –
PROCTER AND GAMBLE CO COM 317K 2K –
PUBLIC SVC ENTERPRISE GRP IN COM 497K 7K –
SPDR DOW JONES INDL AVERAGE UT SER 1 722K 2K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 963K 27K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR BLOOMBERG SHT TE 959K 38K –
SPDR SER TR PORTFOLI S&P1500 444K 7K –
SPDR SER TR BBG CONV SEC ETF 2M 24K –
SPDR SER TR S&P DIVID ETF 1M 10K –
SPDR SER TR PRTFLO S&P500 VL 1M 22K –
TESLA INC COM 888K 4K –
TEXAS INSTRS INC COM 249K 1K –
UNITEDHEALTH GROUP INC COM 306K 600 –
VANECK ETF TRUST PREFERRED SECURT 801K 46K –
VANECK ETF TRUST IG FLOATING RATE 549K 22K –
VANECK ETF TRUST BDC INCOME ETF 289K 17K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 18K –
VANGUARD INDEX FDS EXTEND MKT ETF 1M 8K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 14K –
VANGUARD INDEX FDS MID CAP ETF 432K 2K –
VANGUARD INDEX FDS GROWTH ETF 13M 36K –
VANGUARD INDEX FDS VALUE ETF 3M 16K –
VANGUARD INDEX FDS LARGE CAP ETF 2M 8K –
VANGUARD INDEX FDS SMALL CP ETF 7M 32K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 4M 39K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 30K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 474K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 30K –
VANGUARD STAR FDS VG TL INTL STK F 2M 29K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 12M 101K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 6K –
VANGUARD WORLD FD FINANCIALS ETF 590K 6K –
VANGUARD WORLD FD ENERGY ETF 300K 2K –
VANGUARD WORLD FD INF TECH ETF 548K 950 –
VERIZON COMMUNICATIONS INC COM 242K 6K –
VISA INC COM CL A 883K 3K –
WD 40 CO COM 275K 1K –
WISDOMTREE TR GLB US QTLY DIV 1M 27K –
WISDOMTREE TR INTL EQUITY FD 302K 6K –
WISDOMTREE TR US MIDCAP FUND 240K 4K –
WISDOMTREE TR US SMALLCAP FUND 926K 20K –