Hedge Fund Database

EAGLE POINT INCOME MANAGEMENT LLC

Adviser information for EAGLE POINT INCOME MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $243.7M
Non-Discretionary 0 $0
Total 1 $243.7M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $243.7M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-114251
SEC ERA File Number 801-114251
SEC CIK Numbers None
SEC CRD Numbers 299198
Legal Entity Identifier 2549006LK3U2B35A1R78

Principal Office

600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-340-8500, Fax: None

Chief Compliance Officer

COURTNEY B. FANDRICK
PRINCIPAL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel: 203-340-8536
(Full email address available in API data)

Regulatory Contact

NAUMAN MALIK
SENIOR PRINCIPAL AND GENERAL COUNSEL
600 STEAMBOAT ROAD
SUITE 202
GREENWICH
CT
United States
Tel: 203-340-8518
(Full email address available in API data)

Industry Affiliates

EAGLE POINT CIF GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT CREDIT GP I LP Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT CREDIT MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC Other investment adviser, including financial planners
EAGLE POINT DIF GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIF GP II LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIF GP NJ LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT DIP GENERAL PARTNER LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT EIF GENERAL PARTNER LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE POINT ENHANCED INCOME MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EAGLE POINT SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
EP CLO GP I LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EP SRT CO-INVEST GP I LLC Sponsor, GP, manager of pooled investment vehicles
SPC CAPITAL MARKETS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
STONE POINT CAPITAL LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
STONE POINT CREDIT ADVISER LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ONORIO, KENNETH, PAUL Individual – SENIOR PRINCIPAL, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 09/2018 < 5%
MAJEWSKI, THOMAS, PHILIP Individual – MANAGING PARTNER 09/2018 < 5%
MALIK, NAUMAN, S Individual – SENIOR PRINCIPAL AND GENERAL COUNSEL 09/2018 < 5%
EP VENTURES LLC Domestic Entity – MANAGING MEMBER 10/2018 > 75%
EAGLE POINT HOLDINGS GP LLC Domestic Entity EAGLE POINT HOLDINGS LP GENERAL PARTNER 05/2018
EPCM HOLDINGS LLC Domestic Entity EP VENTURES LLC MANAGING MEMBER 10/2018 > 75%
EAGLE POINT HOLDINGS LP Domestic Entity EAGLE POINT HOLDINGS TOPCO LLC SOLE MEMBER 03/2023 > 75%
Fandrick, Courtney, Barrett Individual – PRINCIPAL AND CHIEF COMPLIANCE OFFICER 03/2020 < 5%
EAGLE POINT PARENT LLC Domestic Entity EPCM HOLDINGS LLC SOLE MEMBER 03/2023 > 75%
EAGLE POINT HOLDINGS INTERMEDIATE LLC Domestic Entity EAGLE POINT PARENT LLC SOLE MEMBER 03/2023 > 75%
EAGLE POINT HOLDINGS TOPCO LLC Domestic Entity EAGLE POINT HOLDINGS INTERMEDIATE LLC SOLE MEMBER 03/2023 > 75%
TRIDENT EP-II HOLDINGS LLC Domestic Entity EAGLE POINT HOLDINGS LP SHAREHOLDER 05/2018 50-75%
TRIDENT EP-I HOLDINGS LLC Domestic Entity TRIDENT EP-II HOLDINGS LLC MEMBER 12/2012 25-50%
TRIDENT IX, L.P. Foreign Entity TRIDENT EP-II HOLDINGS LLC MEMBER 03/2023 25-50%
TRIDENT EP BLOCKER AIV, L.P. Domestic Entity TRIDENT EP-I HOLDINGS LLC MEMBER 03/2023 > 75%
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. GENERAL PARTNER 03/2023
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT IX, PARALLEL FUND, L.P. GENERAL PARTNER 04/2021
TRIDENT IX, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. LIMITED PARTNER 03/2023 50-75%
TRIDENT IX, PARALLEL FUND, L.P. Foreign Entity TRIDENT EP BLOCKER AIV, L.P. LIMITED PARTNER 03/2023 25-50%
TRIDENT CAPITAL IX, L.P. Foreign Entity TRIDENT IX, L.P. GENERAL PARTNER 04/2021

No. Employees, Historic

5025020202021202220232024202526 on 3/30/202026 on 10/29/202027 on 3/31/202133 on 3/31/202237 on 3/30/202337 on 4/28/202337 on 10/12/202342 on 3/27/202442 on 3/27/2024

RAUM, Historic

300M150M0202020212022202320242025136954723 on 3/30/2020136954723 on 10/29/2020118697263 on 3/31/2021173181855 on 3/31/2022148573519 on 3/30/2023148573519 on 4/28/2023148573519 on 10/12/2023243728042 on 3/27/2024243728042 on 3/27/2024

No. Clients, Historic

10502020202120222023202420251 on 3/30/20201 on 10/29/20201 on 3/31/20211 on 3/31/20221 on 3/30/20231 on 4/28/20231 on 10/12/20231 on 3/27/20241 on 3/27/2024