OAKMONT WEALTH ADVISORY, LLC
Adviser information for OAKMONT WEALTH ADVISORY, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 734 | $288.1M |
| Non-Discretionary | 0 | $0 |
| Total | 734 | $288.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 148 | $152.1M |
| HNW Individuals | 68 | $121.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $3.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $11.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114266 |
|---|---|
| SEC ERA File Number | 801-114266 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299021 |
| Legal Entity Identifier | None |
Principal Office
12030 SUNRISE VALLEY DRIVESUITE 325
RESTON
VA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 571-313-5125, Fax: None
Chief Compliance Officer
WILLIAM DAVID BERGER
8840 STANFORD BOULEVARD, SUITE 4000
COLUMBIA
MD
United States
Tel:
443-741-9101
D****@*************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS H. BIRNIE
12030 SUNRISE VALLEY DRIVE
SUITE 325
RESTON
VA
United States
Tel:
571-313-5125
D******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BIRNIE, DOUGLAS, HART | Individual | – | ELECTED MANAGER | 09/2018 | < 5% |
| BERGER, WILLIAM, DAVID | Individual | – | ELECTED MANAGER, CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| PIEDMONT WEALTH ADVISORY LLC | Domestic Entity | – | OWNER | 09/2018 | 50-75% |
| WHITE OAK WEALTH MANAGEMENT, LLC | Domestic Entity | – | OWNER | 09/2018 | 50-75% |
| BIRNIE, DOUGLAS, HART | Individual | PIEDMONT WEALTH ADVISORY LLC | OWNER/MANAGER | 12/2016 | > 75% |
| BERGER, WILLIAM, DAVID | Individual | WHITE OAK WEALTH MANAGEMENT, LLC | OWNER/MANAGER | 04/2016 | > 75% |