PRIDEROCK FUND MANAGEMENT PARTNERS, LLC
Adviser information for PRIDEROCK FUND MANAGEMENT PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $343.4M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $343.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $343.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114267 |
|---|---|
| SEC ERA File Number | 801-114267 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297635 |
| Legal Entity Identifier | None |
Principal Office
10455 RIVERSIDE DRIVESUITE 200
PALM BEACH GARDENS
FL
United States
Monday - Friday, 8-5
Tel: 561-653-9332, Fax: 561-653-9942
Chief Compliance Officer
BARBARA GAZIANO
10455 RIVERSIDE DRIVE
SUITE 200
PALM BEACH GARDENS
FL
United States
Tel:
561-318-4293
Fax:
561-653-9942
B*******@**********M
(Full email address available in API data)
Regulatory Contact
SHARON BEINER
COMPLIANCE MANAGER
10455 RIVERSIDE DRIVE
SUITE 200
PALM BEACH GARDENS
FL
United States
Tel:
561-318-4295
Fax:
561-318-4295
S******@**********M
(Full email address available in API data)
Industry Affiliates
| FIRST CITY BANK OF COMMERCE | Banking or thrift institution |
| PFMP K1508 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP K1512 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP KF61 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP-KF77 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP-KF96 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP-O CO-INVEST MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PFMP-ORIGIN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRIDEROCK CAPITAL PARTNERS, LLC | Real estate broker or dealer |
| PRIDEROCK MDOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRIDEROCK VOGO GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PFMP K1508 INVESTORS, LLC | Securitized Asset Fund | $4.0M | $0.0M | 6 |
| PFMP K1512 INVESTORS, LLC | Securitized Asset Fund | $4.1M | $0.0M | 10 |
| PFMP ORIGIN, L.P. | Securitized Asset Fund | $39.5M | $0.0M | 4 |
| PFMP-KF61 INVESTORS, LLC | Securitized Asset Fund | $19.9M | $0.0M | 29 |
| PFMP-KF77 INVESTORS, LLC | Securitized Asset Fund | $19.8M | $0.0M | 49 |
| PFMP-KF96 INVESTORS, LLC | Securitized Asset Fund | $27.8M | $0.0M | 48 |
| PFMP-KF155 INVESTORS, LLC | Securitized Asset Fund | $13.7M | $0.0M | 15 |
| PFMP-O CO-INVEST, LLC | Securitized Asset Fund | $17.2M | $0.0M | 13 |
| PFMP-SR II, LLC | Securitized Asset Fund | $21.9M | $0.0M | 1 |
| PFMP-V I CO-INVEST, LLC | Securitized Asset Fund | $0.3M | $0.0M | 7 |
| PRCP-MDOF (SR), LLC | Securitized Asset Fund | $39.8M | $0.0M | 1 |
| PRIDEROCK MDOF (PSQ) LLC | Securitized Asset Fund | $3.8M | $0.0M | 4 |
| PRIDEROCK MULTIFAMILY DEBT OPPORTUNITY FUND (OFFSHORE), L.P. | Securitized Asset Fund | $2.3M | $0.0M | 4 |
| PRIDEROCK MULTIFAMILY DEBT OPPORTUNITY FUND, L.P. | Securitized Asset Fund | $49.0M | $0.0M | 44 |
| PRIDEROCK VOGO FUND II, LP | Securitized Asset Fund | $45.3M | $0.0M | 5 |
| PRIDEROCK VOGO FUND, LP | Securitized Asset Fund | $34.9M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAZIANO, BARBARA, JAMIESON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |
| Banks, George, Wayne | Individual | – | PRINCIPAL | 09/2016 | 25-50% |
| Worley, David, Snively | Individual | – | PRINCIPAL | 09/2016 | 25-50% |
| KHOURY, DAVID, NICHOLAS | Individual | – | PRINCIPAL | 09/2016 | 25-50% |