DB & C ADVISORS, LLC
Adviser information for DB & C ADVISORS, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 857 | $139.4M |
| Non-Discretionary | 17 | $49.8M |
| Total | 874 | $189.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 241 | $34.7M |
| HNW Individuals | 48 | $97.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $49.8M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-114290 |
|---|---|
| SEC ERA File Number | 801-114290 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155645 |
| Legal Entity Identifier | None |
Principal Office
355 SETTLERS ROADSUITE 310
HOLLAND
MI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 616-355-3455, Fax: 616-796-0044
Chief Compliance Officer
DANIEL O'MEALEY
CHIEF COMPLIANCE OFFICER
355 SETTLERS ROAD
SUITE 310
HOLLAND
MI
United States
Tel:
616-355-3455
Fax:
616-796-0044
D*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'MEALEY, DANIEL, BERT | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2010 | < 5% |
| PLAMONDON, DOUGLAS, ANTHONY | Individual | – | MEMBER | 10/2010 | 10-25% |
| VEENSTRA, MARK, ALLEN | Individual | DB&C INVESTMENT SERVICES, LLC | MEMBER | 10/2010 | 50-75% |
| GARDNER, GEORGE, MALCOLM | Individual | DB&C INVESTMENT SERVICES, LLC | MEMBER | 10/2010 | 50-75% |
| DB&C INVESTMENT SERVICES, LLC | Domestic Entity | – | MEMBER | 10/2010 | > 75% |