TRITON WEALTH MANAGEMENT, PLLC
Adviser information for TRITON WEALTH MANAGEMENT, PLLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Arizona, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 7 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 7 |
No. of Firms/People that Solicit Clients | 7 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,398 | $307.3M |
Non-Discretionary | 0 | $0 |
Total | 1,398 | $307.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 642 | $115.9M |
HNW Individuals | 97 | $191.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Other Business Activities | Broker-dealerInsurance broker or agent |
Principal Office
13211 N 103RD AVESUITE 4
SUN CITY
AZ
United States
Monday - Friday, 9AM - 5PM
Tel: (623) 209-0850, Fax: None
Websites
Chief Compliance Officer
CODY ASHTON
MANAGING MEMBER & INVESTMENT ADVISER REPRESENTATIVE
13211 N 103RD AVE
SUITE 4
SUN CITY
AZ
United States
Tel:
(623) 209-0850
C******@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ASHTON, CODY, LEE | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 11/2018 | 25-50% |
DORSEY, DAVID, LEE | Individual | – | MANAGING MEMBER | 11/2018 | 25-50% |
BIRD, MICHAEL, CLAWSON | Individual | – | MANAGING MEMBER | 11/2018 | 25-50% |
MITTON, WILLIAM, CHAD | Individual | – | MANAGING MEMBER | 11/2018 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 249K | 1K | – |
AGNC INVT CORP | COM | 471K | 46K | – |
ALPHABET INC | CAP STK CL A | 652K | 4K | – |
ALPHABET INC | CAP STK CL C | 1M | 6K | – |
AMAZON COM INC | COM | 6M | 31K | – |
AMERICAN AIRLS GROUP INC | COM | 287K | 27K | – |
APA CORPORATION | COM | 888K | 29K | – |
APPLE INC | COM | 6M | 27K | – |
BANK AMERICA CORP | COM | 391K | 9K | – |
BANK MONTREAL MEDIUM | MICROSECTORS FAN | 2M | 5K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 952K | 2K | – |
BOEING CO | COM | 530K | 3K | – |
BRINKER INTL INC | COM | 218K | 3K | – |
BUILDERS FIRSTSOURCE INC | COM | 553K | 3K | – |
CARNIVAL CORP | UNIT 99/99/9999 | 679K | 36K | – |
CHEVRON CORP NEW | COM | 360K | 2K | – |
COMERICA INC | COM | 269K | 5K | – |
COSTAMARE INC | SHS | 370K | 25K | – |
COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
DELTA AIR LINES INC DEL | COM NEW | 344K | 8K | – |
DENISON MINES CORP | COM | 20K | 10K | – |
DEVON ENERGY CORP NEW | COM | 598K | 13K | – |
DIREXION SHS ETF TR | NAS100 EQL WGT | 342K | 4K | – |
DISNEY WALT CO | COM | 214K | 2K | – |
DTE ENERGY CO | COM | 214K | 2K | – |
DUTCH BROS INC | CL A | 323K | 8K | – |
ETFS GOLD TR | PHYSCL GOLD SHS | 277K | 12K | – |
EXXON MOBIL CORP | COM | 1M | 9K | – |
FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 1M | 28K | – |
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 333K | 6K | – |
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 5M | 34K | – |
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 289K | 3K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 9M | 305K | – |
FIRST TR LRG CP VL ALPHADEX | COM SHS | 2M | 24K | – |
FIRST TR LRGE CP CORE ALPHA | COM SHS | 322K | 3K | – |
FORD MTR CO DEL | COM | 168K | 12K | – |
GLOBAL PMTS INC | COM | 260K | 3K | – |
HARVARD BIOSCIENCE INC | COM | 44K | 13K | – |
HOME DEPOT INC | COM | 539K | 1K | – |
HONEYWELL INTL INC | COM | 217K | 998 | – |
HUT 8 CORP | COM | 248K | 12K | – |
INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 269K | 3K | – |
INVESCO QQQ TR | UNIT SER 1 | 15M | 30K | – |
JOHNSON & JOHNSON | COM | 667K | 4K | – |
JPMORGAN CHASE & CO. | COM | 434K | 2K | – |
KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 39M | 781K | – |
KRANESHARES TRUST | KFA MOUNT LUCAS | 331K | 11K | – |
LOWES COS INC | COM | 516K | 2K | – |
MERCK & CO INC | COM | 324K | 3K | – |
META PLATFORMS INC | CL A | 1M | 3K | – |
MGM RESORTS INTERNATIONAL | COM | 679K | 16K | – |
MICROSOFT CORP | COM | 3M | 6K | – |
NCL CORP LTD | NOTE 5.375% 8/0 | 350K | 17K | – |
NEXTERA ENERGY INC | COM | 614K | 9K | – |
NVIDIA CORPORATION | COM | 8M | 68K | – |
OCCIDENTAL PETE CORP | COM | 278K | 5K | – |
ORACLE CORP | COM | 721K | 5K | – |
PEPSICO INC | COM | 811K | 5K | – |
PROSHARES TR | S&P 500 DV ARIST | 357K | 4K | – |
PROSHARES TR | ULTR RUSSL2000 | 1M | 19K | – |
PROSHARES TR | ULTRAPRO QQQ | 2M | 22K | – |
PROSHARES TR | ULTRPRO S&P500 | 317K | 4K | – |
ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 1M | 6K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 35K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 32M | 311K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 424K | 5K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 491K | 10K | – |
SELECT MED HLDGS CORP | COM | 214K | 6K | – |
SOUTHERN CO | COM | 381K | 5K | – |
SOUTHWEST AIRLS CO | COM | 302K | 11K | – |
SPDR S&P 500 ETF TR | TR UNIT | 1M | 3K | – |
SPDR SER TR | PRTFLO S&P500 GW | 3M | 31K | – |
TESLA INC | COM | 2M | 9K | – |
UNITEDHEALTH GROUP INC | COM | 251K | 452 | – |
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 275K | 815 | – |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 455K | 2K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 742K | 1K | – |
VANGUARD INDEX FDS | SML CP GRW ETF | 206K | 789 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 393K | 1K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 218K | 1K | – |
VERIZON COMMUNICATIONS INC | COM | 320K | 8K | – |
VISA INC | COM CL A | 287K | 1K | – |
WALMART INC | COM | 2M | 24K | – |
WISDOMTREE TR | US QTLY DIV GRT | 496K | 6K | – |