TRITON WEALTH MANAGEMENT, PLLC

Adviser information for TRITON WEALTH MANAGEMENT, PLLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 7

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,398 $307.3M
Non-Discretionary 0 $0
Total 1,398 $307.3M

Clients

Type Number RAUM
Individuals 642 $115.9M
HNW Individuals 97 $191.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM
Other Business Activities Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-114305
SEC ERA File Number 801-114305
SEC CIK Numbers 1791126
SEC CRD Numbers 291070
Legal Entity Identifier None

Principal Office

13211 N 103RD AVE
SUITE 4
SUN CITY
AZ
United States
Monday - Friday, 9AM - 5PM
Tel: (623) 209-0850, Fax: None

Chief Compliance Officer

CODY ASHTON
MANAGING MEMBER & INVESTMENT ADVISER REPRESENTATIVE
13211 N 103RD AVE
SUITE 4
SUN CITY
AZ
United States
Tel: (623) 209-0850
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ASHTON, CODY, LEE Individual MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 11/2018 25-50%
DORSEY, DAVID, LEE Individual MANAGING MEMBER 11/2018 25-50%
BIRD, MICHAEL, CLAWSON Individual MANAGING MEMBER 11/2018 25-50%
MITTON, WILLIAM, CHAD Individual MANAGING MEMBER 11/2018 25-50%

No. Employees, Historic

10502020202120222023202420257 on 2/25/20207 on 6/3/20207 on 2/22/20217 on 3/3/20227 on 8/10/20227 on 10/21/20227 on 11/2/20228 on 3/3/20238 on 2/8/2024

RAUM, Historic

400M200M0202020212022202320242025213403401 on 2/25/2020213403401 on 6/3/2020285113532 on 2/22/2021360853531 on 3/3/2022360853531 on 8/10/2022360853531 on 10/21/2022360853531 on 11/2/2022309095348 on 3/3/2023307333786 on 2/8/2024

No. Clients, Historic

8004000202020212022202320242025603 on 2/25/2020603 on 6/3/2020517 on 2/22/2021732 on 3/3/2022732 on 8/10/2022732 on 10/21/2022732 on 11/2/2022797 on 3/3/2023739 on 2/8/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 249K 1K
AGNC INVT CORP COM 471K 46K
ALPHABET INC CAP STK CL A 652K 4K
ALPHABET INC CAP STK CL C 1M 6K
AMAZON COM INC COM 6M 31K
AMERICAN AIRLS GROUP INC COM 287K 27K
APA CORPORATION COM 888K 29K
APPLE INC COM 6M 27K
BANK AMERICA CORP COM 391K 9K
BANK MONTREAL MEDIUM MICROSECTORS FAN 2M 5K
BERKSHIRE HATHAWAY INC DEL CL B NEW 952K 2K
BOEING CO COM 530K 3K
BRINKER INTL INC COM 218K 3K
BUILDERS FIRSTSOURCE INC COM 553K 3K
CARNIVAL CORP UNIT 99/99/9999 679K 36K
CHEVRON CORP NEW COM 360K 2K
COMERICA INC COM 269K 5K
COSTAMARE INC SHS 370K 25K
COSTCO WHSL CORP NEW COM 3M 3K
DELTA AIR LINES INC DEL COM NEW 344K 8K
DENISON MINES CORP COM 20K 10K
DEVON ENERGY CORP NEW COM 598K 13K
DIREXION SHS ETF TR NAS100 EQL WGT 342K 4K
DISNEY WALT CO COM 214K 2K
DTE ENERGY CO COM 214K 2K
DUTCH BROS INC CL A 323K 8K
ETFS GOLD TR PHYSCL GOLD SHS 277K 12K
EXXON MOBIL CORP COM 1M 9K
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 1M 28K
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 333K 6K
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 5M 34K
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 289K 3K
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 9M 305K
FIRST TR LRG CP VL ALPHADEX COM SHS 2M 24K
FIRST TR LRGE CP CORE ALPHA COM SHS 322K 3K
FORD MTR CO DEL COM 168K 12K
GLOBAL PMTS INC COM 260K 3K
HARVARD BIOSCIENCE INC COM 44K 13K
HOME DEPOT INC COM 539K 1K
HONEYWELL INTL INC COM 217K 998
HUT 8 CORP COM 248K 12K
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 269K 3K
INVESCO QQQ TR UNIT SER 1 15M 30K
JOHNSON & JOHNSON COM 667K 4K
JPMORGAN CHASE & CO. COM 434K 2K
KNIGHT-SWIFT TRANSN HLDGS IN CL A 39M 781K
KRANESHARES TRUST KFA MOUNT LUCAS 331K 11K
LOWES COS INC COM 516K 2K
MERCK & CO INC COM 324K 3K
META PLATFORMS INC CL A 1M 3K
MGM RESORTS INTERNATIONAL COM 679K 16K
MICROSOFT CORP COM 3M 6K
NCL CORP LTD NOTE 5.375% 8/0 350K 17K
NEXTERA ENERGY INC COM 614K 9K
NVIDIA CORPORATION COM 8M 68K
OCCIDENTAL PETE CORP COM 278K 5K
ORACLE CORP COM 721K 5K
PEPSICO INC COM 811K 5K
PROSHARES TR S&P 500 DV ARIST 357K 4K
PROSHARES TR ULTR RUSSL2000 1M 19K
PROSHARES TR ULTRAPRO QQQ 2M 22K
PROSHARES TR ULTRPRO S&P500 317K 4K
ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 1M 6K
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 35K
SCHWAB STRATEGIC TR US LCAP GR ETF 32M 311K
SCHWAB STRATEGIC TR US MID-CAP ETF 424K 5K
SCHWAB STRATEGIC TR US SML CAP ETF 491K 10K
SELECT MED HLDGS CORP COM 214K 6K
SOUTHERN CO COM 381K 5K
SOUTHWEST AIRLS CO COM 302K 11K
SPDR S&P 500 ETF TR TR UNIT 1M 3K
SPDR SER TR PRTFLO S&P500 GW 3M 31K
TESLA INC COM 2M 9K
UNITEDHEALTH GROUP INC COM 251K 452
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 275K 815
VANGUARD INDEX FDS MCAP GR IDXVIP 455K 2K
VANGUARD INDEX FDS S&P 500 ETF SHS 742K 1K
VANGUARD INDEX FDS SML CP GRW ETF 206K 789
VANGUARD INDEX FDS TOTAL STK MKT 393K 1K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 218K 1K
VERIZON COMMUNICATIONS INC COM 320K 8K
VISA INC COM CL A 287K 1K
WALMART INC COM 2M 24K
WISDOMTREE TR US QTLY DIV GRT 496K 6K