THE HOLBEN GROUP, LLC
Adviser information for THE HOLBEN GROUP, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 545 | $173.5M |
| Non-Discretionary | 0 | $0 |
| Total | 545 | $173.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $29.5M |
| HNW Individuals | 61 | $142.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $525,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesESTATE PLANNING AND TAX CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firmFINANCIAL ANALYSIS SOFTWARE |
Identifiers
| SEC RIA File Number | 801-114311 |
|---|---|
| SEC ERA File Number | 801-114311 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140200 |
| Legal Entity Identifier | None |
Principal Office
2000 S. COLORADO BLVDTOWER 2, SUITE 200
DENVER
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: 303.691.1970, Fax: None
Chief Compliance Officer
JEFFREY M. HOLBEN
MANAGING PARTNER
2000 S. COLORADO BLVD
TOWER 2, SUITE 200
DENVER
CO
United States
Tel:
303.691.1970
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| SINGERLEWAK | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLBEN, JEFFREY, MERLE | Individual | – | MANANGING PARTNER AND CHIEF COMPLIANCE OFFICER | 02/2006 | 50-75% |
| DEMMING, CLINTON, FORD | Individual | – | PARTNER | 09/2023 | 25-50% |