MCCARTNEY WEALTH MANAGEMENT LLC
Adviser information for MCCARTNEY WEALTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 390 | $166.4M |
| Non-Discretionary | 0 | $0 |
| Total | 390 | $166.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $24.0M |
| HNW Individuals | 59 | $142.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114326 |
|---|---|
| SEC ERA File Number | 801-114326 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154722 |
| Legal Entity Identifier | None |
Principal Office
7733 FORSYTH BLVD11TH FLOOR
SAINT LOUIS
MO
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 314-246-0595, Fax: 866-241-0595
Chief Compliance Officer
MICHAEL P. MCCARTNEY
PRESIDENT
7733 FORSYTH BLVD
11TH FLOOR
SAINT LOUIS
MO
United States
Tel:
314-246-0595
Fax:
866-241-0595
M***@********M
(Full email address available in API data)
Regulatory Contact
EMILY MCCARTNEY
ADVISOR
7733 FORSYTH BLVD
11TH FLOOR
SAINT LOUIS
MO
United States
Tel:
314-764-6488
E****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCARTNEY, MICHAEL, PATRICK | Individual | – | PRESIDENT | 07/2010 | > 75% |
| MCCARTNEY, MICHAEL, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2010 | > 75% |