CAMBRIDGE ADVISORS, LLC
Adviser information for CAMBRIDGE ADVISORS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 232 | $35.1M |
| Non-Discretionary | 44 | $7.4M |
| Total | 276 | $42.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $8.4M |
| HNW Individuals | 20 | $30.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114340 |
|---|---|
| SEC ERA File Number | 801-114340 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158928 |
| Legal Entity Identifier | None |
Principal Office
6225 SHERIDAN DRIVE SUITE 102WILLIAMSVILLE
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 716-932-7270, Fax: 716-932-7287
Websites
Chief Compliance Officer
SCOTT M. MCCARTHY
PRESIDENT
6225 SHERIDAN DRIVE
SUITE 102
WILLIAMSVILLE
NY
United States
Tel:
(716) 932-7270
Fax:
(716) 932-7287
S**@*********M
(Full email address available in API data)
Industry Affiliates
| CAMBRIDGE CONSULTING, INC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCARTHY, SCOTT, M | Individual | – | PRESIDENT/ CHIEF COMPLIANCE OFFICER / TRUSTEE | 05/2011 | < 5% |
| MCCARTHY FAMILY IRREVOCABLE TRUST | Domestic Entity | – | NON-VOTING MEMBER | 12/2012 | > 75% |
| MCCARTHY, SCOTT, MICHAEL | Individual | MCCARTHY FAMILY IRREVOCABLE TRUST | TRUSTEE | 11/2012 | > 75% |
| POHLE, KEVIN, LEE | Individual | MCCARTHY FAMILY IRREVOCABLE TRUST | TRUSTEE | 11/2012 | > 75% |
| POHLE, KEVIN, LEE | Individual | – | TRUSTEE | 11/2012 | < 5% |