BLUE WATER FINANCIAL TECHNOLOGIES LLC
Adviser information for BLUE WATER FINANCIAL TECHNOLOGIES LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 5 | $6.6B |
| Total | 5 | $6.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $1.2B |
| Investment companies | 2 | $13.2M |
| Business development companies | 1 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.4B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114347 |
|---|---|
| SEC ERA File Number | 801-114347 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299471 |
| Legal Entity Identifier | None |
Principal Office
18258 MINNETONKA BOULEVARDSUITE 201
DEEPHAVEN
MN
United States
Monday - Friday, 9-5
Tel: 866-217-0246, Fax: None
Chief Compliance Officer
ELLEN QURESHI
DIRECTOR
18258 MINNETONKA BOULEVARD
SUITE 201
DEEPHAVEN
MN
United States
Tel:
612-286-0394 X.405
E*******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QURESHI, ALAN, P | Individual | – | MANAGING PARTNER | 10/2018 | < 5% |
| QURESHI, ELLEN | Individual | – | CHIEF COMPLIANCE OFFICER/DIRECTOR | 12/2018 | < 5% |
| BLUE WATER FINANCIAL TECHNOLOGIES HOLDING COMPANY, LLC | Domestic Entity | – | DIRECT OWNER | 02/2019 | > 75% |
| VOXTUR ANALYTICS US CORP. | Domestic Entity | BLUE WATER FINANCIAL TECHNOLOGIES HOLDING COMPANY, LLC | MEMBER | 09/2022 | > 75% |