MATCH GRADE ADVISORS
MATCH GRADE ADVISORS, LLC Legal Name
Adviser information for MATCH GRADE ADVISORS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 212 | $255.7M |
| Non-Discretionary | 32 | $23.5M |
| Total | 244 | $279.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 145 | $20.9M |
| HNW Individuals | 25 | $57.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 71 | $199.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $963,605 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-114348 |
|---|---|
| SEC ERA File Number | 801-114348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299181 |
| Legal Entity Identifier | None |
Principal Office
400 PETTIGRU STGREENVILLE
SC
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 864-250-0661, Fax: None
Chief Compliance Officer
CARSON VAUGHAN
CO-MANAGING MEMBER
400 PETTIGRU ST
GREENVIILE
SC
United States
Tel:
864-250-0661
C*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RETIREMENT FUNDING ADVISORS, LLC | Domestic Entity | – | 50% OWNER OF MATCH GRADE ADVISORS, LLC | 09/2018 | 50-75% |
| WELCH BENEFIT GROUP | Domestic Entity | – | 50% OWNER OF MATCH GRADE ADVISORS, LLC | 09/2018 | 50-75% |
| WELCH, RAY, WILLIAM | Individual | WELCH BENEFIT GROUP | 100% OWNER | 01/2007 | 50-75% |
| VAUGHAN, JAMES, CARSON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| WELCH, RAY, WILLIAM | Individual | – | CO-MANAGING MEMBER | 09/2018 | < 5% |
| VAUGHAN, JAMES, CARSON | Individual | RETIREMENT FUNDING ADVISORS, LLC | 100% OWNER, MANAGING MEMBER | 01/2009 | > 75% |