GRUENSTEIN INVESTMENTS LLC
Adviser information for GRUENSTEIN INVESTMENTS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $47.8M |
| Non-Discretionary | 1 | $2.4M |
| Total | 8 | $50.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $35.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $14.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114355 |
|---|---|
| SEC ERA File Number | 801-114355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298739 |
| Legal Entity Identifier | None |
Principal Office
1050 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-410-1800, Fax: None
Websites
Chief Compliance Officer
STEVEN FELD
12 EAST 49TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
516-313-6076
S*****@*************M
(Full email address available in API data)
Regulatory Contact
DAVID GRUENSTEIN
MANAGER
1050 PARK AVENUE
NEW YORK
NY
United States
Tel:
212-410-1800
D****@*************M
(Full email address available in API data)
Industry Affiliates
| GRUENSTEIN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRUENSTEIN PARTNERS LP | Hedge Fund | $14.7M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRUENSTEIN, DAVID | Individual | – | MANAGER | 08/2018 | > 75% |
| FELD, STEVEN, LEON | Individual | – | CCO | 08/2018 | < 5% |