PRIVATE ADVISOR NETWORK, LLC
Adviser information for PRIVATE ADVISOR NETWORK, LLC last updated from Form ADV on March 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114371 |
|---|---|
| SEC ERA File Number | 801-114371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299133 |
| Legal Entity Identifier | None |
Principal Office
65 MADISON AVENUESUITE 300
MORRISTOWN
NJ
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 973-538-7010, Fax: 973-538-7592
Websites
Chief Compliance Officer
PATRICK JAMES SULLIVAN
65 MADISON AVENUE
SUITE 300
MORRISTOWN
NJ
United States
Tel:
973-538-7010
P***************@**********************M
(Full email address available in API data)
Regulatory Contact
SEAN SULLIVAN
REGISTERED REPRESENTATIVE
65 MADISON AVENUE
SUITE 300
MORRISTOWN
NJ
United States
Tel:
973-656-0202
S************@**********************M
(Full email address available in API data)
Industry Affiliates
| PRIVATE ADVISOR GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SULLIVAN, PATRICK, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| PAG HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2018 | > 75% |
| HYLAND, JOHN, PATRIC | Individual | PAG HOLDINGS, LLC | MANAGING MEMBER | 02/2016 | 25-50% |
| SULLIVAN, PATRICK, JAMES | Individual | PAG HOLDINGS, LLC | MANAGING MEMBER | 02/2016 | 25-50% |